Common use of No Consents Required Clause in Contracts

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 47 contracts

Samples: Sales Agreement (Idaho Strategic Resources, Inc.), At the Market Offering Agreement (Celsion CORP), Sales Agreement (IZEA Worldwide, Inc.)

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No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 47 contracts

Samples: Sales Agreement (Complete Solaria, Inc.), Sales Agreement (Semler Scientific, Inc.), Sales Agreement (Apollomics Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 21 contracts

Samples: Sales Agreement (Pixelworks, Inc), Sales Agreement (Asure Software Inc), Sales Agreement (PLBY Group, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 9 contracts

Samples: Atm Sales Agreement (Vision Marine Technologies Inc.), Atm Sales Agreement (MAIA Biotechnology, Inc.), Atm Sales Agreement (PetVivo Holdings, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority having jurisdiction over the Company is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 9 contracts

Samples: Capital on Demand Sales Agreement (Galmed Pharmaceuticals Ltd.), Capital on Demand Sales Agreement (Galmed Pharmaceuticals Ltd.), Capital on Demand Sales Agreement (NeuroSense Therapeutics Ltd.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentManager.

Appears in 7 contracts

Samples: Equity Distribution Agreement (Golden Matrix Group, Inc.), Equity Distribution Agreement (Cohen & Co Inc.), Equity Distribution Agreement (American Virtual Cloud Technologies, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ Stock Market (the “NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 6 contracts

Samples: Underwriting Agreement (Edesa Biotech, Inc.), Underwriting Agreement (Aeterna Zentaris Inc.), Underwriting Agreement (Allena Pharmaceuticals, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 5 contracts

Samples: Sales Agreement (Satellogic Inc.), Sales Agreement (SAB Biotherapeutics, Inc.), Sales Agreement (Biocept Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 5 contracts

Samples: Sales Agreement (Newlink Genetics Corp), Sales Agreement (Newlink Genetics Corp), Sales Agreement (CollabRx, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 5 contracts

Samples: Sales Agreement (Riot Platforms, Inc.), Sales Agreement (Mind Medicine (MindMed) Inc.), Sales Agreement (Riot Platforms, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority FINRA or Nasdaq (“FINRA”as defined below) or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 4 contracts

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 4 contracts

Samples: Sales Agreement (Akebia Therapeutics, Inc.), Sales Agreement (Akebia Therapeutics, Inc.), Sales Agreement (Akebia Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the NYSE American Stock Exchange (the “NYSE American”) in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 4 contracts

Samples: Underwriting Agreement (Navidea Biopharmaceuticals, Inc.), Underwriting Agreement (InspireMD, Inc.), Underwriting Agreement (InspireMD, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 4 contracts

Samples: At Market Issuance Sales Agreement (Ocugen, Inc.), At Market Issuance Sales Agreement (Ocugen, Inc.), Sales Agreement (Ocugen, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Person, including any Governmental Authority, is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesPurchased Securities and the consummation of the transactions contemplated by this Agreement, except for the registration under the Securities Act of the Common Stock included in the Purchased Securities pursuant to Article VIII, the listing of such consentsshares on Nasdaq, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentLaws.

Appears in 4 contracts

Samples: Investment Agreement (PDC Energy, Inc.), Investment Agreement (PDC Energy, Inc.), Stock Purchase and Sale Agreement (PDC Energy, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 4 contracts

Samples: Underwriting Agreement (Terawulf Inc.), Underwriting Agreement (PAVmed Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 3 contracts

Samples: Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.

Appears in 3 contracts

Samples: Sales Agreement (Paramount Gold Nevada Corp.), Sales Agreement (Paramount Gold Nevada Corp.), Sales Agreement (X4 Pharmaceuticals, Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.

Appears in 3 contracts

Samples: Sales Agreement (Mawson Infrastructure Group Inc.), Sales Agreement (Hyzon Motors Inc.), Sales Agreement (Ampio Pharmaceuticals, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 3 contracts

Samples: Sales Agreement (Lineage Cell Therapeutics, Inc.), Sales Agreement (Entasis Therapeutics Holdings Inc.), Sales Agreement (Lineage Cell Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 3 contracts

Samples: Sales Agreement (Roka BioScience, Inc.), Sales Agreement (Real Industry, Inc.), Sales Agreement (Vermillion, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Partnership of this Agreement, or the issuance and sale by the Company Partnership of the Placement SharesUnits, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares Units by the Agent.

Appears in 3 contracts

Samples: Capital on Demand Sales Agreement (America First Multifamily Investors, L.P.), Capital on Demand Sales Agreement (America First Multifamily Investors, L.P.), Capital on Demand Sales Agreement (America First Multifamily Investors, L.P.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 3 contracts

Samples: Sales Agreement (Progenics Pharmaceuticals Inc), Sales Agreement (Array Biopharma Inc), Sales Agreement (Hansen Medical Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 3 contracts

Samples: Underwriting Agreement (Veru Inc.), Underwriting Agreement (Veru Inc.), Underwriting Agreement (Veru Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state and provincial securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Principal Market in connection with the sale of the Placement Shares by the AgentCommon Shares.

Appears in 3 contracts

Samples: Open Market Sale Agreement (VBI Vaccines Inc/Bc), Open Market Sale Agreement (VBI Vaccines Inc/Bc), Open Market Sale Agreement (VBI Vaccines Inc/Bc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the Placement Agent.

Appears in 3 contracts

Samples: Placement Agency Agreement (Park City Group Inc), Placement Agency Agreement (SilverSun Technologies, Inc.), Placement Agency Agreement (Nac Global Technologies, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 3 contracts

Samples: Sales Agreement (Array Biopharma Inc), Sales Agreement (Progenics Pharmaceuticals Inc), Sales Agreement (Array Biopharma Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities and the consummation of the transactions contemplated by this Agreement, except for the registration of the Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares Securities by the Placement Agent.

Appears in 3 contracts

Samples: Placement Agency Agreement (SANUWAVE Health, Inc.), Placement Agency Agreement (SilverSun Technologies, Inc.), Placement Agency Agreement (SilverSun Technologies, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 3 contracts

Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Zosano Pharma Corp), Underwriting Agreement (Zosano Pharma Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 2 contracts

Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state and provincial securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or The NASDAQ Capital Market (the Exchange “NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 2 contracts

Samples: Underwriting Agreement (VBI Vaccines Inc/Bc), Underwriting Agreement (VBI Vaccines Inc/Bc)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company consummation of the Placement Sharestransactions contemplated hereby, except for (i) such consents, approvals, authorizations, orders as has been obtained or made and (ii) registrations or qualifications as may be required by the Commission or under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.

Appears in 2 contracts

Samples: Preferred Stock Repurchase Agreement, Preferred Stock Repurchase Agreement (Apollo Commercial Real Estate Finance, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Exchange, including any notices that may be required by the Exchange, in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: At the Market Sales Agreement (ClearSign Technologies Corp), Sales Agreement (Uranium Resources Inc /De/)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.. 

Appears in 2 contracts

Samples: Sales Agreement (Cassava Sciences Inc), Capital on Demand Sales Agreement (Pain Therapeutics Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as may be required under applicable state securities or other blue-sky laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentManager.

Appears in 2 contracts

Samples: Distribution Agency Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as may be required under applicable state securities or other blue-sky laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentManagers.

Appears in 2 contracts

Samples: Distribution Agreement (Tellurian Inc. /De/), Distribution Agreement (Tellurian Inc. /De/)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 2 contracts

Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Lead Agent.

Appears in 2 contracts

Samples: Sales Agreement (Pedevco Corp), Sales Agreement (Evolution Petroleum Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 2 contracts

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Entity is required for the execution, delivery and performance by the Company and the Bank of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Sales Agreement (Bancorp, Inc.), Sales Agreement (Bancorp, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentShares.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Ondas Holdings Inc.), Securities Purchase Agreement (Ondas Holdings Inc.)

No Consents Required. No consent, approval, authorization, order, registration registration, or qualification of or with any court or arbitrator or any governmental or regulatory authority having jurisdiction over the Company is required for the execution, delivery delivery, and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders orders, and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: At the Market Issuance Sales Agreement (Alzamend Neuro, Inc.), At the Market Issuance Sales Agreement (Alzamend Neuro, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentManagers.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Serve Robotics Inc. /DE/), Equity Distribution Agreement (Aehr Test Systems)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 2 contracts

Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement (Strongbridge Biopharma PLC)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, except for the issuance and sale by the Company registration of the Placement Shares, except for Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (CS Disco, Inc.), Underwriting Agreement (1Life Healthcare Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Capital on Demand Sales Agreement (ARCA Biopharma, Inc.), At the Market Offering Sales Agreement (Ascent Solar Technologies, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for such consentsthe registration of the Shares under the Securities Act, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) and under applicable state or the Exchange foreign securities laws in connection with the sale purchase and distribution of the Placement Shares by the AgentShares.

Appears in 2 contracts

Samples: Open Market Sale Agreement (ImmunoGen, Inc.), Open Market Sale Agreement (ImmunoGen, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for (i) the execution, delivery and performance by the Company of this Agreement, Agreement and (ii) the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Sales Agreement (Volta Inc.), Term Loan, Guarantee and Security Agreement (Volta Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesPublic Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentPublic Securities.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Zosano Pharma Corp), Underwriting Agreement (Zosano Pharma Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement and the consummation of the transactions contemplated by this Agreement, the issuance and sale except such as have already been obtained or made by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws 1933 Act and the 1933 Act Regulations, the rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange and under applicable state securities laws in connection with the sale purchase and distribution of the Placement Shares Securities by the AgentUnderwriters.

Appears in 2 contracts

Samples: Underwriting Agreement (Intapp, Inc.), Underwriting Agreement (Intapp, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.

Appears in 2 contracts

Samples: Sales Agreement (Perspective Therapeutics, Inc.), Sales Agreement (Asensus Surgical, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Open Market Sale Agreement (Ardelyx, Inc.), Open Market Sale Agreement (Ardelyx, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The NASDAQ Global Select Market (“NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 2 contracts

Samples: Underwriting Agreement (Chiasma, Inc), Underwriting Agreement (Chiasma, Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Open Market Sale Agreement (Karyopharm Therapeutics Inc.), Open Market Sale Agreement (Karyopharm Therapeutics Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Capital on Demand Sales Agreement (Cassava Sciences Inc), Sales Agreement (CareDx, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Capital on Demand Sales Agreement (CymaBay Therapeutics, Inc.), Sales Agreement (CymaBay Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.

Appears in 2 contracts

Samples: Sales Agreement (Cognition Therapeutics Inc), Sales Agreement (Cognition Therapeutics Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable federal and state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Sales Agreement (Spectrum Pharmaceuticals Inc), Sales Agreement (Spectrum Pharmaceuticals Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 2 contracts

Samples: Open Market Sale Agreement (Akebia Therapeutics, Inc.), Open Market Sale Agreement (Akebia Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentShares.

Appears in 2 contracts

Samples: At the Market Sales Agreement (Zosano Pharma Corp), At the Market Sales Agreement (Zosano Pharma Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the Agent.Offered Shares. 

Appears in 1 contract

Samples: Underwriting Agreement (Cassava Sciences Inc)

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No Consents Required. No consent, approval, authorization, filing, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except (i) for such consentsthe registration of the Shares under the Securities Act, approvals, authorizations, orders and registrations or qualifications (ii) as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.), and

Appears in 1 contract

Samples: Underwriting Agreement (ChemoCentryx, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Principal Market in connection with the sale of the Placement Shares by the AgentAgents.

Appears in 1 contract

Samples: Open Market Sale Agreement (Cytosorbents Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Novus Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or for the issuance and sale by the Company of the Placement Shares, in each case, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (BioCardia, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, except for the issuance and sale by the Company registration of the Placement Shares, except for Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”), the Nasdaq Market and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Berkeley Lights, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of its obligations under this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Activision Blizzard, Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, Agreement and the issuance and sale by the Company of the Placement SharesSecurities, except for the listing of the Conversion Shares on the Nasdaq Market and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares Securities by the AgentInitial Purchasers.

Appears in 1 contract

Samples: Purchase Agreement (Petroleum Development Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have been obtained or as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) ), the Exchange or the Exchange Jersey Financial Services Commission in connection with the issuance and sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (Caledonia Mining Corp PLC)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and orders, registrations or qualifications as may be required under applicable provincial or state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) ), the Exchanges, or the Exchange BCSC in connection with the sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (Correvio Pharma Corp.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale consummation by the Company of the Placement Sharestransactions contemplated hereby and thereby, except for the registration of the Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by FINRA and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.

Appears in 1 contract

Samples: At Market Issuance Sales Agreement (Iris Energy LTD)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The Nasdaq Stock Market in connection with the sale of the Placement Offered Shares by the AgentUnderwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Sanara MedTech Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by to or through the Agent.

Appears in 1 contract

Samples: Sales Agreement (Mainz Biomed N.V.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Soliton, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (Cidara Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such as have been obtained or such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and resale of the Placement Shares Offered Securities by the AgentUnderwriter.

Appears in 1 contract

Samples: Underwriting Agreement (Air Lease Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement SharesOffered Shares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Cellular Biomedicine Group, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NYSE American, LLC in connection with the sale of the Placement Shares by the AgentSecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Volitionrx LTD)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale consummation by the Company of the Placement Sharestransactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Stec, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.

Appears in 1 contract

Samples: Sales Agreement (Quince Therapeutics, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders as have been obtained or made by the Company and registrations or qualifications are in full force and effect under the Securities Act and such as may be required under applicable state securities or blue sky laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent).

Appears in 1 contract

Samples: Sales Agreement (Intrepid Potash, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NYSE in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Transenterix, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange Trading Market in connection with the sale of the Placement Shares by the AgentInvestor.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Boxed, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications (i) as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent, (ii) as may be required under the Securities Act and (iii) as have been previously obtained by the Company.

Appears in 1 contract

Samples: Sales Agreement (Egalet Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Durect Corp)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (Cellular Biomedicine Group, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement SharesOffered Shares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws rules and rules regulations of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq Capital Market (“Nasdaq”) in connection with the sale of the Placement Offered Shares by the AgentUnderwriters.

Appears in 1 contract

Samples: Underwriting Agreement (Scilex Holding Co)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by FINRA and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Open Market Sale Agreement (Sangamo Therapeutics, Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent. The Registration Statement has been filed by the Company with FINRA and the Company has been issued a no objection letter in respect thereof.

Appears in 1 contract

Samples: Atm Sales Agreement (HeartBeam, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.

Appears in 1 contract

Samples: Sales Agreement (Zynerba Pharmaceuticals, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesOffered Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The NYSE American Capital Market (“NYSE American”) in connection with the sale of the Placement Shares by the AgentOffered Securities.

Appears in 1 contract

Samples: Underwriting Agreement (Ondas Holdings Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under the Securities Act and applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Novan, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares Securities by the AgentPurchasers.

Appears in 1 contract

Samples: Securities Purchase Agreement (Gorilla Technology Group Inc.)

No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesPurchased Common Shares and the consummation of the transactions contemplated hereby, except for (i) such consents, approvals, authorizations, orders as has been obtained or made and (ii) registrations or qualifications as may be required by the Commission or under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Apollo Commercial Real Estate Finance, Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. ("FINRA") or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.

Appears in 1 contract

Samples: Underwriting Agreement (Portage Biotech Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ Stock Market (the “NASDAQ”) in connection with the sale of the Placement Shares by the AgentShares.

Appears in 1 contract

Samples: Sales Agreement (ReShape Lifesciences Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (Progenics Pharmaceuticals Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (Sophiris Bio Inc.)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable U.S. state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange Exchanges in connection with the sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (Energy Fuels Inc)

No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority having jurisdiction over the Company is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.

Appears in 1 contract

Samples: Sales Agreement (SemiLEDs Corp)

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