No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 46 contracts
Samples: Sales Agreement (Semler Scientific, Inc.), Sales Agreement (Intuitive Machines, Inc.), Sales Agreement (SITIME Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 17 contracts
Samples: Sales Agreement (Astra Space, Inc.), Sales Agreement (Blue Star Foods Corp.), Sales Agreement (Vivos Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 8 contracts
Samples: Sales Agreement (Contango ORE, Inc.), MAIA Biotechnology, Inc., PetVivo Holdings, Inc.
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentManager.
Appears in 6 contracts
Samples: Equity Distribution Agreement (Cohen & Co Inc.), Equity Distribution Agreement (Cohen & Co Inc.), Equity Distribution Agreement (Cynergistek, Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ Stock Market (the “NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 6 contracts
Samples: Underwriting Agreement (Aeterna Zentaris Inc.), Underwriting Agreement (Allena Pharmaceuticals, Inc.), Underwriting Agreement (Allena Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 5 contracts
Samples: Newlink Genetics Corp, Sales Agreement (CollabRx, Inc.), Sales Agreement (CollabRx, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 4 contracts
Samples: Sales Agreement (Mind Medicine (MindMed) Inc.), Sales Agreement (Riot Blockchain, Inc.), Riot Platforms, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 4 contracts
Samples: Sales Agreement (Akebia Therapeutics, Inc.), Sales Agreement (Bio-Path Holdings Inc), Akebia Therapeutics, Inc.
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Person, including any Governmental Authority Authority, is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesPurchased Securities and the consummation of the transactions contemplated by this Agreement, except for the registration under the Securities Act of the Common Stock included in the Purchased Securities pursuant to Article VIII, the listing of such consentsshares on Nasdaq, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentLaws.
Appears in 4 contracts
Samples: Investment Agreement (PDC Energy, Inc.), Investment Agreement (PDC Energy, Inc.), Stock Purchase and Sale Agreement (PDC Energy, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 4 contracts
Samples: Sales Agreement (Ocugen, Inc.), Sales Agreement (Ocugen, Inc.), Ocugen, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 4 contracts
Samples: Sales Agreement (Biocept Inc), SAB Biotherapeutics, Inc., Sales Agreement (Biotime Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the NYSE American Stock Exchange (the “NYSE American”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Navidea Biopharmaceuticals, Inc.), Underwriting Agreement (InspireMD, Inc.), Underwriting Agreement (InspireMD, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Terawulf Inc.), Underwriting Agreement (PAVmed Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority FINRA or Nasdaq (“FINRA”as defined below) or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 3 contracts
Samples: Paramount Gold Nevada Corp., Paramount Gold Nevada Corp., X4 Pharmaceuticals, Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Zosano Pharma Corp), Underwriting Agreement (Zosano Pharma Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the Placement Agent.
Appears in 3 contracts
Samples: Placement Agency Agreement (Park City Group Inc), Placement Agency Agreement (SilverSun Technologies, Inc.), Placement Agency Agreement (Nac Global Technologies, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Sales Agreement (Lineage Cell Therapeutics, Inc.), Sales Agreement (Entasis Therapeutics Holdings Inc.), Sales Agreement (Lineage Cell Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Array Biopharma (Array Biopharma Inc), Array Biopharma (Array Biopharma Inc), Progenics Pharmaceuticals Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Partnership of this Agreement, or the issuance and sale by the Company Partnership of the Placement SharesUnits, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares Units by the Agent.
Appears in 3 contracts
Samples: America First Multifamily Investors, L.P., America First Multifamily Investors, L.P., America First Multifamily Investors, L.P.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Roka BioScience, Inc., Real Industry, Inc., Vermillion, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state and provincial securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Principal Market in connection with the sale of the Placement Shares by the AgentCommon Shares.
Appears in 3 contracts
Samples: Open Market Sale (VBI Vaccines Inc/Bc), Open Market Sale (VBI Vaccines Inc/Bc), VBI Vaccines Inc/Bc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 3 contracts
Samples: Array Biopharma (Array Biopharma Inc), Sales Agreement (Hansen Medical Inc), Progenics Pharmaceuticals Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 3 contracts
Samples: Underwriting Agreement (Veru Inc.), Underwriting Agreement (Veru Inc.), Underwriting Agreement (Veru Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Karyopharm Therapeutics Inc., Open Market Sale (Karyopharm Therapeutics Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable federal and state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Sales Agreement (Spectrum Pharmaceuticals Inc), Sales Agreement (Spectrum Pharmaceuticals Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesPublic Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentPublic Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Zosano Pharma Corp), Underwriting Agreement (Zosano Pharma Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent..
Appears in 2 contracts
Samples: Sales Agreement (Cassava Sciences Inc), Pain Therapeutics Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: ARCA Biopharma, Inc., Ascent Solar Technologies, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as may be required under applicable state securities or other blue-sky laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentManagers.
Appears in 2 contracts
Samples: Distribution Agency Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/)
No Consents Required. No consent, approval, authorization, order, registration or qualification of of, or with with, any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, Agreement and the issuance and sale consummation by the Company of the Placement Sharestransactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Obagi Medical Products, Inc.), Obagi Medical Products, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, except for the issuance and sale by the Company registration of the Placement Shares, except for Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (CS Disco, Inc.), Underwriting Agreement (1Life Healthcare Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentShares.
Appears in 2 contracts
Samples: Zosano Pharma (Zosano Pharma Corp), Zosano Pharma Corp
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company consummation of the Placement Sharestransactions contemplated hereby, except for (i) such consents, approvals, authorizations, orders as has been obtained or made and (ii) registrations or qualifications as may be required by the Commission or under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.
Appears in 2 contracts
Samples: Preferred Stock Repurchase Agreement, Preferred Stock Repurchase Agreement (Apollo Commercial Real Estate Finance, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or as may be required under applicable state securities or other blue-sky laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentManager.
Appears in 2 contracts
Samples: Distribution Agency Agreement (Tellurian Inc. /De/), Distribution Agency Agreement (Tellurian Inc. /De/)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for such consentsthe registration of the Shares under the Securities Act, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) and under applicable state or the Exchange foreign securities laws in connection with the sale purchase and distribution of the Placement Shares by the AgentShares.
Appears in 2 contracts
Samples: Open Market Sale (ImmunoGen, Inc.), Open Market Sale (ImmunoGen, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) FINRA or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 2 contracts
Samples: Sales Agreement (Cognition Therapeutics Inc), Sales Agreement (Cognition Therapeutics Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 2 contracts
Samples: Sales Agreement (Hyzon Motors Inc.), Sales Agreement (Ampio Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The NASDAQ Global Select Market (“NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Chiasma, Inc), Underwriting Agreement (Chiasma, Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange Exchange, including any notices that may be required by the Exchange, in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Sales Agreement (ClearSign Technologies Corp), Sales Agreement (Uranium Resources Inc /De/)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Ardelyx, Inc., Ardelyx, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Cassava Sciences Inc, Sales Agreement (CareDx, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ondas Holdings Inc.), Securities Purchase Agreement (Ondas Holdings Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement (Strongbridge Biopharma PLC)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state and provincial securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or The NASDAQ Capital Market (the Exchange “NASDAQ”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 2 contracts
Samples: Underwriting Agreement (VBI Vaccines Inc/Bc), VBI Vaccines Inc/Bc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority Entity is required for the execution, delivery and performance by the Company and the Bank of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 2 contracts
Samples: Sales Agreement (Bancorp, Inc.), Sales Agreement (Bancorp, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentAgent or as may have been previously obtained by the Company.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable U.S. state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange Exchanges in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Energy Fuels Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable U.S. state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange Exchanges in connection with the sale of the Placement Shares by the AgentAgents.
Appears in 1 contract
Samples: Sales Agreement (Energy Fuels Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NYSE American in connection with the sale of the Placement Offered Shares by the AgentUnderwriter.
Appears in 1 contract
Samples: Underwriting Agreement (iBio, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentShares.
Appears in 1 contract
Samples: Sales Agreement (Zosano Pharma Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentManagers.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for (i) the execution, delivery and performance by the Company of this Agreement, Agreement and (ii) the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.. (n)
Appears in 1 contract
Samples: Loan Agreement (Volta Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ Stock Market (the “NASDAQ”) in connection with the sale of the Placement Shares by the AgentShares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. ("FINRA") and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.
Appears in 1 contract
Samples: Terms Agreement (Dorian LPG Ltd.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the Pre-Funded Warrants or the issuance and sale by the Company of the Placement SharesOffered Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Finanical Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ in connection with the sale of the Placement Shares by the AgentOffered Securities.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The Nasdaq Stock Market LLC (“Nasdaq”) in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the Warrant Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentSecurities.
Appears in 1 contract
Samples: Underwriting Agreement (Ekso Bionics Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under the Securities Act, applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Designated Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration registration, or qualification of or with any Governmental Authority is required for the execution, delivery delivery, and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders orders, and registrations or qualifications as may be required under applicable state securities laws or by the by-laws bylaws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority governmental authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesOrdinary Shares represented by ADSs, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange Trading Market in connection with the sale of the Placement Ordinary Shares represented by ADSs by the AgentManager.
Appears in 1 contract
Samples: Market Offering Agreement (Addex Therapeutics Ltd.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, and the issuance and sale by the Company of the Placement SharesShares as contemplated hereby, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company of the Placement SharesOffered Shares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws rules and rules regulations of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq Capital Market (“Nasdaq”) in connection with the sale of the Placement Offered Shares by the AgentUnderwriters.
Appears in 1 contract
Samples: Scilex Holding Co
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, Agreement and the issuance and sale by the Company of the Placement Shares, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.
Appears in 1 contract
Samples: Petroleum Development Corp
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws laws, blue-sky laws, or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws by‑laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Cidara Therapeutics, Inc.
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesShares and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by FINRA and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Preference Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Preference Shares by the AgentPurchasers.
Appears in 1 contract
Samples: Securities Purchase Agreement (Gorilla Technology Group Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent. The Registration Statement has been filed by the Company with FINRA and the Company has been issued a no objection letter in respect thereof.
Appears in 1 contract
Samples: HeartBeam, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities and the consummation of the transactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares Units by the Placement Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of of, or with with, any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, Agreement and the issuance and sale consummation by the Company of the Placement Sharestransactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Obagi Medical Products, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Fennec Pharmaceuticals Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or for the issuance and sale by the Company of the Placement Shares, in each case, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Public Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority FINRA or NASDAQ (“FINRA”as defined below) or the Exchange in connection with the sale of the Placement Shares by the AgentPublic Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Cognition Therapeutics Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale by the Company consummation of the Placement Sharestransactions contemplated by this Agreement, except for the registration of the Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.
Appears in 1 contract
Samples: PROS Holdings, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesFirm Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by Laws of FINRA, the by-laws and rules of the Financial Industry Regulatory Authority Toronto Stock Exchange (“FINRATSX”) or the Exchange Nasdaq in connection with the sale of the Placement Shares by the AgentFirm Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Helius Medical Technologies, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesUnits and the consummation of the transactions contemplated by this Agreement, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares Units by the Placement Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Perpetual Preferred Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Perpetual Preferred Shares by the AgentPurchasers.
Appears in 1 contract
Samples: Securities Purchase Agreement (Gorilla Technology Group Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreementthe Transaction Documents, including the issuance and sale by the Company of the Placement SharesNote and the issuance of the Shares upon conversion of the Note, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.
Appears in 1 contract
Samples: Note Purchase Agreement (Imprimis Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement or the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
Samples: Akebia Therapeutics, Inc.
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange Nasdaq Stock Market LLC in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
Samples: Underwriting Agreement (CASI Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state and provincial securities laws or by the by-by laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange The Nasdaq Capital Market (“Nasdaq”) in connection with the sale of the Placement Shares by the AgentSecurities.
Appears in 1 contract
Samples: VBI Vaccines Inc/Bc
No Consents Required. No consent, approval, authorizationauthorization or other order of, order, or registration or qualification of or with filing with, any Governmental Authority is required for the Company’s execution, delivery and performance of this Agreement and consummation of the transactions contemplated hereby and by the Registration Statement and the Prospectus, except such as have been obtained or made by the Company of this Agreement, and are in full force and effect under the issuance Securities Act and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities or blue sky laws or by the by-laws and rules of the Financial Industry Regulatory Authority Authority, Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent).
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, or the issuance and sale by the Company of the Placement SharesShares as contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesOffered Securities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The NYSE American Capital Market (“NYSE American”) in connection with the sale of the Placement Shares by the AgentOffered Securities.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange NYSE in connection with the sale of the Placement Shares by the AgentOffered Shares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the AgentSecurities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Ondas Holdings Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such as have been obtained or such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and resale of the Placement Shares Offered Securities by the AgentUnderwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange NASDAQ Stock Market (the “NASDAQ”) in connection with the sale of the Placement Shares by the AgentSecurities.
Appears in 1 contract
Samples: Underwriting Agreement (Esperion Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesSecurities, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares Securities by the AgentPurchasers.
Appears in 1 contract
Samples: Securities Purchase Agreement (Gorilla Technology Group Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement SharesPurchased Common Shares and the consummation of the transactions contemplated hereby, except for (i) such consents, approvals, authorizations, orders as has been obtained or made and (ii) registrations or qualifications as may be required by the Commission or under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Apollo Commercial Real Estate Finance, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale of the Shares to be sold by the Company and the consummation by the Company of the Placement Sharestransactions contemplated by this Agreement, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale purchase and distribution of the Placement Shares by the AgentUnderwriters.
Appears in 1 contract
Samples: Smith Micro Software Inc
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement, Agreement and the issuance and sale consummation by the Company of the Placement Sharestransactions contemplated hereby and thereby, except for the registration of the Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by FINRA and under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by the Agentlaws.
Appears in 1 contract
Samples: Iris Energy LTD
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Offered Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws Laws or by the by-laws and rules Laws of the Financial Industry Regulatory Authority Inc. (“FINRA”) or the Exchange The Nasdaq Stock Market in connection with the sale of the Placement Offered Shares by the AgentUnderwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any Governmental Authority is required for the execution, delivery and performance by the Company of this Agreement, the issuance and sale by the Company of the Placement Shares, except for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority (“FINRA”) or the Exchange in connection with the sale of the Placement Shares by to or through the Agent.
Appears in 1 contract
Samples: Sales Agreement (Mainz Biomed N.V.)
