No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 46 contracts
Sources: Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.), Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.), Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 28 contracts
Sources: Underwriting Agreement (Crinetics Pharmaceuticals, Inc.), Underwriting Agreement (BillionToOne, Inc.), Underwriting Agreement (Crinetics Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or any governmental or regulatory authority having jurisdiction over the Company is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, or the issuance and sale by the Company of the Units and the consummation of the transactions Placement Shares as contemplated by the Transaction Documentshereby, except for the registration of the Units Placement Shares under the Securities Act Act, and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under the Exchange Act and applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority, Inc. Authority (“FINRA”) and under applicable state securities laws or the Exchange in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgent.
Appears in 8 contracts
Sources: At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (MONROE CAPITAL Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, the Transaction DocumentsIndenture, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 7 contracts
Sources: Underwriting Agreement (Synovus Financial Corp), Underwriting Agreement (Southern National Bancorp of Virginia Inc), Underwriting Agreement (Synovus Financial Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Bank of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Units Securities and compliance by the Bank with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have been obtained under the Act and (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 7 contracts
Sources: Underwriting Agreement (Asian Infrastructure Investment Bank), Underwriting Agreement (Council of Europe Development Bank), Underwriting Agreement (Asian Infrastructure Investment Bank)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters, and (iii) consents that have been, or prior to the Closing Date will be, obtained.
Appears in 6 contracts
Sources: Underwriting Agreement (Callon Petroleum Co), Underwriting Agreement (Callon Petroleum Co), Underwriting Agreement (Callon Petroleum Co)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for such as have already been obtained regarding the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and ), under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters, and the New York Stock Exchange.
Appears in 6 contracts
Sources: Underwriting Agreement (Ramco Gershenson Properties Trust), Underwriting Agreement (Ramco Gershenson Properties Trust), Underwriting Agreement (Ramco Gershenson Properties Trust)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Transaction Entities of each of this Agreement and the Transaction Documents, the issuance and sale of the Units Share Repurchase Agreement and the consummation of the transactions contemplated by this Agreement and the Transaction DocumentsShare Repurchase Agreement, except for the registration of the Units Shares under the Securities Act Act, and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 6 contracts
Sources: Underwriting Agreement (ESH Hospitality, Inc.), Underwriting Agreement (ESH Hospitality, Inc.), Underwriting Agreement (ESH Hospitality, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the shares of Common Stock and the Public Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Public Units by the Underwriters.
Appears in 5 contracts
Sources: Underwriting Agreement (Foresight Acquisition Corp. II), Underwriting Agreement (Foresight Acquisition Corp. II), Underwriting Agreement (Foresight Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for (i) such as has been obtained or made, (ii) the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and (iii) registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 5 contracts
Sources: Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.), Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.), Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.
Appears in 5 contracts
Sources: Sales Agreement (Replimune Group, Inc.), Sales Agreement (Altisource Portfolio Solutions S.A.), Sales Agreement (Replimune Group, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each and the Operating Partnership of the Transaction DocumentsAgreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsAgreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 5 contracts
Sources: Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by for official listing on the Financial Industry Regulatory Authority, Inc. Nasdaq Global Select Market (the “FINRANasdaq Market”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 5 contracts
Sources: Underwriting Agreement (Bluebird Bio, Inc.), Underwriting Agreement (Bluebird Bio, Inc.), Underwriting Agreement (Bluebird Bio, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority (collectively, “Consents”) is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units such Consents (i) as have been obtained under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications the Trust Indenture Act; (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the UnderwritersUnderwriters and (iii) which the failure to obtain or possess would not, individually or in the aggregate, have a Material Adverse Effect.
Appears in 4 contracts
Sources: Underwriting Agreement (Maxim Integrated Products Inc), Underwriting Agreement (Maxim Integrated Products Inc), Underwriting Agreement (Maxim Integrated Products Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required to be obtained by the Company for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation of the transactions contemplated by this Agreement by the Transaction DocumentsCompany, except for the registration of the Units Shares under the Securities Act Act, the listing of the Shares on the New York Stock Exchange and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 4 contracts
Sources: Underwriting Agreement (Ormat Technologies, Inc.), Underwriting Agreement (Ormat Technologies, Inc.), Underwriting Agreement (Ormat Technologies, Inc.)
No Consents Required. No consent, approval, authorization, license, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 4 contracts
Sources: Underwriting Agreement (Quanterix Corp), Underwriting Agreement (Quanterix Corp), Underwriting Agreement (Quanterix Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction DocumentsUnderwriting Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsUnderwriting Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 4 contracts
Sources: Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Zeltiq Aesthetics Inc)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Nasdaq Market, Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Sources: Underwriting Agreement (Otonomy, Inc.), Underwriting Agreement (Otonomy, Inc.), Underwriting Agreement (Otonomy, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Sources: Underwriting Agreement (Kinsale Capital Group, Inc.), Underwriting Agreement (Kinsale Capital Group, Inc.), Underwriting Agreement (Kinsale Capital Group, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or made or as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Sources: Underwriting Agreement (Patheon N.V.), Underwriting Agreement (Virtusa Corp), Underwriting Agreement (Savient Pharmaceuticals Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documentsthereby, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have been obtained under the Securities Act and the Trust Indenture Act and (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 3 contracts
Sources: Underwriting Agreement (Steelcase Inc), Underwriting Agreement (Steelcase Inc), Underwriting Agreement (Steelcase Inc)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the applicable stock exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Sources: Underwriting Agreement (Teladoc, Inc.), Underwriting Agreement (Teladoc, Inc.), Underwriting Agreement (Teladoc, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Sources: Underwriting Agreement (CNFinance Holdings Ltd.), Underwriting Agreement (Granite Point Mortgage Trust Inc.), Underwriting Agreement (MTS Systems Corp)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Sources: Underwriting Agreement (Penumbra Inc), Underwriting Agreement (Penumbra Inc), Underwriting Agreement (Penumbra Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have been obtained or made, (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters or (iii) as would not, individually or in the aggregate, reasonably be expected to materially adversely affect the consummation of the transactions contemplated by this Agreement.
Appears in 3 contracts
Sources: Underwriting Agreement (StandardAero, Inc.), Underwriting Agreement (StandardAero, Inc.), Underwriting Agreement (StandardAero, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company each BRP Party of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Global Select Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Sources: Underwriting Agreement (BRP Group, Inc.), Underwriting Agreement (BRP Group, Inc.), Underwriting Agreement (BRP Group, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Nasdaq Market and the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (GenMark Diagnostics, Inc.), Underwriting Agreement (GenMark Diagnostics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement or any Terms Agreement, the issuance and sale by the Company of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement or of any Terms Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution offer or sale of the Units by the UnderwritersShares.
Appears in 2 contracts
Sources: Distribution Agreement (Axon Enterprise, Inc.), Distribution Agreement (Axon Enterprise, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Acutus Medical, Inc.), Underwriting Agreement (Acutus Medical, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement and each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by this Agreement and the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Act II Global Acquisition Corp.), Underwriting Agreement (Act II Global Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act Act, the listing of the Shares on the Nasdaq Market and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter.
Appears in 2 contracts
Sources: Underwriting Agreement (Insulet Corp), Underwriting Agreement (Insulet Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares to be sold by the Company hereunder and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (ReachLocal Inc), Underwriting Agreement (ReachLocal Inc)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the New York Stock Exchange or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state or foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Trulia, Inc.), Underwriting Agreement (Trulia, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, this Agreement and the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction DocumentsShares, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have already been obtained or will have been obtained prior to the Closing Date and (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (SJW Group), Underwriting Agreement (SJW Group)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the NASDAQ Global Select Market, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Dunkin' Brands Group, Inc.), Underwriting Agreement (Dunkin' Brands Group, Inc.)
No Consents Required. No consent, approval, authorization, filing, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Guarantors of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Securities (including the Guarantees) and compliance by the Company and the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, filings, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriterslaws.
Appears in 2 contracts
Sources: Underwriting Agreement (Cooper Industries LTD), Underwriting Agreement (Cooper Industries LTD)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units securities and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Units, Ordinary Shares and Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Isos Acquisition Corp.), Underwriting Agreement (Isos Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the Ordinary Shares and the Warrants included in the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Kensington Capital Acquisition Corp. IV), Underwriting Agreement (Kensington Capital Acquisition Corp. IV)
No Consents Required. No consent, approval, authorization, license, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the Underwriters.
Appears in 2 contracts
Sources: Sales Agreement (Relay Therapeutics, Inc.), Sales Agreement (Relay Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares, Warrant Shares and the Warrants and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares and the Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the UnderwritersUnderwriter.
Appears in 2 contracts
Sources: Underwriting Agreement (Plus Therapeutics, Inc.), Underwriting Agreement (Plus Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except as required by the New York Stock Exchange, for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Synovus Financial Corp), Underwriting Agreement (Synovus Financial Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Principal Market, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.
Appears in 2 contracts
Sources: Open Market Sale Agreement (Corbus Pharmaceuticals Holdings, Inc.), Open Market Sale Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters and (iii) the filing of a restated certificate of incorporation of the Company with the Secretary of State of the State of Delaware.
Appears in 2 contracts
Sources: Underwriting Agreement (Stoke Therapeutics, Inc.), Underwriting Agreement (Stoke Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Transaction Parties of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by this Agreement, including, without limitation, the Transaction DocumentsRecapitalization, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Broadstone Net Lease, Inc.), Underwriting Agreement (Broadstone Net Lease, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by this Agreement or the Transaction DocumentsTime of Sale Information and the Prospectus, except for (i) the registration of the Units Shares under the Securities Act and Act; (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws, or equivalent foreign laws, in connection with the purchase and distribution of the Shares by the Underwriters; and (iii) under the Conduct Rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters).
Appears in 2 contracts
Sources: Underwriting Agreement (Central European Distribution Corp), Underwriting Agreement (Central European Distribution Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersCowen.
Appears in 2 contracts
Sources: Sales Agreement (Sangamo Therapeutics, Inc), Sales Agreement (Sangamo Biosciences Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the shares of Common Stock and the Warrants included in the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Longview Acquisition Corp. II), Underwriting Agreement (Longview Acquisition Corp. II)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgents.
Appears in 2 contracts
Sources: Sales Agreement (Crinetics Pharmaceuticals, Inc.), Sales Agreement (Crinetics Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersCowen.
Appears in 2 contracts
Sources: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by any applicable stock exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state and foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Sources: Underwriting Agreement (Five9, Inc.), Underwriting Agreement (Five9, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the Underwriters▇▇▇▇▇.
Appears in 2 contracts
Sources: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.
Appears in 2 contracts
Sources: Sales Agreement (Assembly Biosciences, Inc.), Sales Agreement (Assembly Biosciences, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Placement Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgent acting as the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units and the consummation of the transactions contemplated by the Transaction DocumentsPlacement Shares, except for (i) the registration of the Units Placement Shares under the Securities Act (including the declaration of effectiveness of the Registration Statement for the Placement Shares by the SEC) and (ii) for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by‑laws and rules of the Financial Industry Regulatory Authority, Inc. Authority (“FINRA”) and under applicable state securities laws or the Exchange in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgent.
Appears in 1 contract
Sources: Sales Agreement (Rocket Fuel Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement , except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”), the approval for listing on the Exchange (as defined below) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities (including the issuance of any Underlying Securities upon conversion thereof ) and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required for official listing on the Principal Market, by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.
Appears in 1 contract
Sources: Open Market Sale Agreement (Tyme Technologies, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase sale and distribution of the Units by Shares through the UnderwritersAgents.
Appears in 1 contract
Sources: Equity Distribution Agreement (Day One Biopharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement or each of the Transaction Documents, the issuance and sale of the Units being delivered on the Closing Date and the consummation of the transactions contemplated by this Agreement or the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 1 contract
Sources: Underwriting Agreement (Brookfield Property Partners L.P.)
No Consents Required. No material consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Issuer of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Units Securities and compliance by the Issuer with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”i) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersUnderwriters and (ii) under the Securities Act, the Trust Indenture Act and applicable state securities laws.
Appears in 1 contract
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.
Appears in 1 contract
Sources: Open Market Sale Agreement (Precision Biosciences Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act Act, the listing of the Shares on the Nasdaq Market and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters and (iii) those that have already been obtained.
Appears in 1 contract
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by or through the UnderwritersAgent.
Appears in 1 contract
Sources: Equity Distribution Agreement (Biomea Fusion, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Notes and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except except
(i) for the registration of the Units Notes under the Securities Act and the qualification of the Indenture under the Trust Indenture Act, (ii) for such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Notes by the UnderwritersUnderwriters and (iii) such as have been obtained from the Bermuda Monetary Authority and are in full force and effect.
Appears in 1 contract
Sources: Underwriting Agreement (Fidelis Insurance Holdings LTD)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by NASDAQ or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Sources: Underwriting Agreement (Business First Bancshares, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and each of the Guarantors of each of the Transaction DocumentsDocuments to which each is a party, the issuance and sale of the Units Securities and issuance of the related Guarantees, and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and orders, registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the NYSE or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state and foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Sources: Underwriting Agreement (NIQ Global Intelligence PLC)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or made or as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and or under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Sources: Underwriting Agreement (Oxford Immunotec Global PLC)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), by the Exchange, and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.
Appears in 1 contract
Sources: Sales Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters and (iii) the filing of a restated certificate of incorporation of the Company with the Secretary of State of the State of Delaware.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, this Agreement and the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, hereby except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or made or may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA, Nasdaq and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Sources: Underwriting Agreement (Alnylam Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Sources: Underwriting Agreement (Treace Medical Concepts, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersC▇▇▇▇.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as that (i) have been obtained or made or (ii) may be required by the Exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter.
Appears in 1 contract
Sources: Underwriting Agreement (Marcus Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange, and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.
Appears in 1 contract
Sources: Sales Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Principal Market and under applicable state securities laws in connection with the purchase issuance and distribution sale of the Units by the UnderwritersShares.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation of the transactions contemplated by this Agreement or the Transaction DocumentsPricing Disclosure Package and the Prospectus, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Listing Exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Exchange or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consentfiling with, or authorization, approval, authorizationconsent, license, order, registration registration, qualification or qualification of decree of, any Governmental Entity is necessary or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of its obligations hereunder, in connection with the Transaction Documentsoffering, the issuance and or sale of the Units Shares and the Warrants hereunder or the consummation of the transactions contemplated by this Agreement or the Transaction DocumentsWarrant Agreement, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations as have been already obtained or qualifications as may be required by under the Securities Act, the rules of the NYSE MKT, state securities laws or the rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters).
Appears in 1 contract
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgents.
Appears in 1 contract
Sources: Open Market Sale Agreement (Eidos Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) or the Principal Market and under applicable state securities laws in connection with the purchase and distribution sale of the Units by the UnderwritersShares.
Appears in 1 contract
Sources: Open Market Sale Agreement (Dyne Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by each of the Company Ladder Parties of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Units Securities and compliance by each of the Ladder Parties with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, the Transaction DocumentsIndenture, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the UnderwritersUnderwriter.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required to be obtained by the Company for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for such as have already been obtained regarding the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and ), under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter, and the New York Stock Exchange.
Appears in 1 contract
Sources: Underwriting Agreement (Ramco Gershenson Properties Trust)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required for official listing on the Nasdaq Market, by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company, and the consummation of the transactions by the Company contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Sources: Underwriting Agreement (Forum Energy Technologies, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have been obtained or made, (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters or (iii) as would not, individually or in the aggregate, reasonably be expected to materially adversely affect the consummation of the transactions contemplated by this Agreement.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsDocuments and the Reorganization, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as that (i) have been obtained or made or (ii) may be required by the Exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each and the Operating Partnership of the Transaction DocumentsAgreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsAgreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units and the consummation of the transactions contemplated by the Transaction DocumentsPlacement Shares, except for (i) the registration of the Units Placement Shares under the Securities Act (including the declaration of effectiveness of the Registration Statement for the Placement Shares by the SEC) and (ii) for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority, Inc. Authority (“FINRA”) and under applicable state securities laws or the Exchange in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgent.
Appears in 1 contract
Sources: Sales Agreement (Invuity, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement and by each Prospectus, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and ), the Principal Market or under applicable state securities laws in connection with the purchase sale and distribution of the Units by the UnderwritersShares.
Appears in 1 contract
Sources: Open Market Sale Agreement (Kala Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale by the Company of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters, and except such consents, approvals, authorizations, orders, registrations or qualifications the failure to obtain or make would not reasonably be expected to have a Material Adverse Effect.
Appears in 1 contract
Sources: Underwriting Agreement (Fidelis Insurance Holdings LTD)