No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 46 contracts
Samples: Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.), Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.), Underwriting Agreement (Patria Latin American Opportunity Acquisition Corp.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 26 contracts
Samples: Underwriting Agreement (Crinetics Pharmaceuticals, Inc.), Underwriting Agreement (Crinetics Pharmaceuticals, Inc.), Underwriting Agreement (Treace Medical Concepts, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or any governmental or regulatory authority having jurisdiction over the Company is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, or the issuance and sale by the Company of the Units and the consummation of the transactions Placement Shares as contemplated by the Transaction Documentshereby, except for the registration of the Units Placement Shares under the Securities Act Act, and such consents, approvals, authorizations, orders and registrations or qualifications as may be required under the Exchange Act and applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority, Inc. Authority (“FINRA”) and under applicable state securities laws or the Exchange in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgent.
Appears in 8 contracts
Samples: At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (Stellus Capital Investment Corp), At Market Issuance Sales Agreement (MONROE CAPITAL Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Bank of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Units Securities and compliance by the Bank with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have been obtained under the Act and (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 7 contracts
Samples: Underwriting Agreement (Asian Infrastructure Investment Bank), Underwriting Agreement (Council of Europe Development Bank), Underwriting Agreement (Asian Infrastructure Investment Bank)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, the Transaction DocumentsIndenture, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 7 contracts
Samples: Underwriting Agreement (Synovus Financial Corp), Underwriting Agreement (Southern National Bancorp of Virginia Inc), Underwriting Agreement (Synovus Financial Corp)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), Nasdaq and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 6 contracts
Samples: Underwriting Agreement (Akero Therapeutics, Inc.), Underwriting Agreement (Guardant Health, Inc.), Underwriting Agreement (Akero Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for such as have already been obtained regarding the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and ), under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters, and the New York Stock Exchange.
Appears in 6 contracts
Samples: Underwriting Agreement (Ramco Gershenson Properties Trust), Underwriting Agreement (Ramco Gershenson Properties Trust), Underwriting Agreement (Ramco Gershenson Properties Trust)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters, and (iii) consents that have been, or prior to the Closing Date will be, obtained.
Appears in 6 contracts
Samples: Underwriting Agreement (Callon Petroleum Co), Underwriting Agreement (Callon Petroleum Co), Underwriting Agreement (Callon Petroleum Co)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company Transaction Entities of each of this Agreement and the Transaction Documents, the issuance and sale of the Units Share Repurchase Agreement and the consummation of the transactions contemplated by this Agreement and the Transaction DocumentsShare Repurchase Agreement, except for the registration of the Units Shares under the Securities Act Act, and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 6 contracts
Samples: Underwriting Agreement (ESH Hospitality, Inc.), Underwriting Agreement (ESH Hospitality, Inc.), Underwriting Agreement (ESH Hospitality, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for (i) such as has been obtained or made, (ii) the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and (iii) registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 5 contracts
Samples: Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.), Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.), Underwriting Agreement (Apollo Commercial Real Estate Finance, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by for official listing on the Financial Industry Regulatory Authority, Inc. Nasdaq Global Select Market (the “FINRANasdaq Market”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 5 contracts
Samples: Underwriting Agreement (Bluebird Bio, Inc.), Underwriting Agreement (Bluebird Bio, Inc.), Underwriting Agreement (Bluebird Bio, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the shares of Common Stock and the Public Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Public Units by the Underwriters.
Appears in 5 contracts
Samples: Underwriting Agreement (Foresight Acquisition Corp. II), Underwriting Agreement (Foresight Acquisition Corp. II), Underwriting Agreement (Foresight Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.
Appears in 5 contracts
Samples: Sales Agreement (Replimune Group, Inc.), Sales Agreement (Altisource Portfolio Solutions S.A.), Sales Agreement (Replimune Group, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each and the Operating Partnership of the Transaction DocumentsAgreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsAgreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 5 contracts
Samples: Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction DocumentsUnderwriting Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsUnderwriting Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 4 contracts
Samples: Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Kythera Biopharmaceuticals Inc), Underwriting Agreement (Zeltiq Aesthetics Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority (collectively, “Consents”) is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units such Consents (i) as have been obtained under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications the Trust Indenture Act; (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the UnderwritersUnderwriters and (iii) which the failure to obtain or possess would not, individually or in the aggregate, have a Material Adverse Effect.
Appears in 4 contracts
Samples: Underwriting Agreement (Maxim Integrated Products Inc), Underwriting Agreement (Maxim Integrated Products Inc), Underwriting Agreement (Maxim Integrated Products Inc)
No Consents Required. No consent, approval, authorization, license, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 4 contracts
Samples: Underwriting Agreement (Quanterix Corp), Underwriting Agreement (Quanterix Corp), Underwriting Agreement (Quanterix Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required to be obtained by the Company for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation of the transactions contemplated by this Agreement by the Transaction DocumentsCompany, except for the registration of the Units Shares under the Securities Act Act, the listing of the Shares on the New York Stock Exchange and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 4 contracts
Samples: Underwriting Agreement (Ormat Technologies, Inc.), Underwriting Agreement (Ormat Technologies, Inc.), Underwriting Agreement (Ormat Technologies, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Market, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Absci Corp), Underwriting Agreement (Absci Corp), Underwriting Agreement (Talis Biomedical Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documentsthereby, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have been obtained under the Securities Act and the Trust Indenture Act and (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Steelcase Inc), Underwriting Agreement (Steelcase Inc), Underwriting Agreement (Steelcase Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company each BRP Party of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Global Select Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (BRP Group, Inc.), Underwriting Agreement (BRP Group, Inc.), Underwriting Agreement (BRP Group, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Nasdaq Market, Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Otonomy, Inc.), Underwriting Agreement (Otonomy, Inc.), Underwriting Agreement (Otonomy, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as have already been obtained or made or as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Patheon N.V.), Underwriting Agreement (Virtusa Corp), Underwriting Agreement (Savient Pharmaceuticals Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (CNFinance Holdings Ltd.), Underwriting Agreement (Granite Point Mortgage Trust Inc.), Underwriting Agreement (MTS Systems Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority having jurisdiction over the Company is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Revolution Medicines, Inc.), Underwriting Agreement (Revolution Medicines, Inc.), Underwriting Agreement (Revolution Medicines, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Penumbra Inc), Underwriting Agreement (Penumbra Inc), Underwriting Agreement (Penumbra Inc)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Kinsale Capital Group, Inc.), Underwriting Agreement (Kinsale Capital Group, Inc.), Underwriting Agreement (Kinsale Capital Group, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the applicable stock exchange and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 3 contracts
Samples: Underwriting Agreement (Teladoc, Inc.), Underwriting Agreement (Teladoc, Inc.), Underwriting Agreement (Teladoc, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the New York Stock Exchange or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state or foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Trulia, Inc.), Underwriting Agreement (Trulia, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by any applicable stock exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state and foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Five9, Inc.), Underwriting Agreement (Five9, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.
Appears in 2 contracts
Samples: Sales Agreement (Assembly Biosciences, Inc.), Sales Agreement (Assembly Biosciences, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the shares of Common Stock and the Warrants included in the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Longview Acquisition Corp. II), Underwriting Agreement (Longview Acquisition Corp. II)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersXxxxx.
Appears in 2 contracts
Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Nasdaq Market and the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (GenMark Diagnostics, Inc.), Underwriting Agreement (GenMark Diagnostics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except as required by the New York Stock Exchange, for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Synovus Financial Corp), Underwriting Agreement (Synovus Financial Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Principal Market, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Corbus Pharmaceuticals Holdings, Inc.), Open Market Sale Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement or any Terms Agreement, the issuance and sale by the Company of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement or of any Terms Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution offer or sale of the Units by the UnderwritersShares.
Appears in 2 contracts
Samples: Distribution Agreement (Axon Enterprise, Inc.), Distribution Agreement (Axon Enterprise, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by this Agreement or the Transaction DocumentsTime of Sale Information and the Prospectus, except for (i) the registration of the Units Shares under the Securities Act and Act; (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws, or equivalent foreign laws, in connection with the purchase and distribution of the Shares by the Underwriters; and (iii) under the Conduct Rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters).
Appears in 2 contracts
Samples: Underwriting Agreement (Central European Distribution Corp), Underwriting Agreement (Central European Distribution Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersCowen.
Appears in 2 contracts
Samples: Sales Agreement (Sangamo Therapeutics, Inc), Sales Agreement (Sangamo Biosciences Inc)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgents.
Appears in 2 contracts
Samples: Sales Agreement (Crinetics Pharmaceuticals, Inc.), Sales Agreement (Crinetics Pharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriters and (iii) the filing of a restated certificate of incorporation of the Company with the Secretary of State of the State of Delaware.
Appears in 2 contracts
Samples: Underwriting Agreement (Stoke Therapeutics, Inc.), Underwriting Agreement (Stoke Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, this Agreement and the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction DocumentsShares, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as have already been obtained or will have been obtained prior to the Closing Date and (ii) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (SJW Group), Underwriting Agreement (SJW Group)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement and each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by this Agreement and the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Act II Global Acquisition Corp.), Underwriting Agreement (Act II Global Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units securities and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Units, Ordinary Shares and Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Isos Acquisition Corp.), Underwriting Agreement (Isos Acquisition Corp.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units and the Ordinary Shares and the Warrants included in the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Kensington Capital Acquisition Corp. IV), Underwriting Agreement (Kensington Capital Acquisition Corp. IV)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) or for official listing on NASDAQ and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Array Biopharma Inc), Underwriting Agreement (Array Biopharma Inc)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Acutus Medical, Inc.), Underwriting Agreement (Acutus Medical, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the NASDAQ Global Select Market, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (Dunkin' Brands Group, Inc.), Underwriting Agreement (Dunkin' Brands Group, Inc.)
No Consents Required. No consent, approval, authorization, filing, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Guarantors of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Securities (including the Guarantees) and compliance by the Company and the Guarantors with the terms thereof and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, filings, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriterslaws.
Appears in 2 contracts
Samples: Underwriting Agreement (Cooper Industries LTD), Underwriting Agreement (Cooper Industries LTD)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares by the Company and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersCowen.
Appears in 2 contracts
Samples: Sales Agreement (Mersana Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares to be sold by the Company hereunder and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 2 contracts
Samples: Underwriting Agreement (ReachLocal Inc), Underwriting Agreement (ReachLocal Inc)
No Consents Required. No consent, approval, authorization, license, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the Underwriters.
Appears in 2 contracts
Samples: Sales Agreement (Relay Therapeutics, Inc.), Sales Agreement (Relay Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement or the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereunder or thereunder, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Concentra Group Holdings Parent, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities (including the issuance of the Underlying Securities upon conversion thereof) and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as have been made or as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.
Appears in 1 contract
Samples: Purchase Agreement (Verigy Ltd.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Placement Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), by the Exchange, and under applicable state securities laws in connection with the purchase and distribution of the Units Placement Shares by the UnderwritersAgent.
Appears in 1 contract
Samples: Sales Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the NYSE or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state and foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required to be obtained by the Company for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, filing, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Securities and the Warrant Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by each of the Company Ladder Parties of each of the Transaction DocumentsDocuments to which it is a party, the issuance and sale of the Units Securities and compliance by each of the Ladder Parties with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement, the Transaction DocumentsIndenture, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the UnderwritersUnderwriter.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction DocumentsUnderwriting Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction DocumentsUnderwriting Agreement or the Time of Sale Information and the Prospectus, except for (i) the registration of the Units Shares under the Securities Act and Act; (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws, or equivalent foreign laws, in connection with the purchase and distribution of the Shares by the Underwriters; and (iii) under the Conduct Rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters).
Appears in 1 contract
Samples: Underwriting Agreement (Central European Distribution Corp)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction DocumentsDocuments or the Time of Sale Information and the Prospectus, except for the registration of the Units Securities under the Securities Act Act, and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required to be obtained by the Company or any of its subsidiaries for the execution, delivery and performance by the Company of each of this Agreement and the Transaction DocumentsForward Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by this Agreement and the Transaction DocumentsForward Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Securities under the Securities Act, the qualification of the Indenture under the Trust Indenture Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Xilinx Inc)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the NASDAQ, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Placement Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgent acting as the Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation of the transactions contemplated by this Agreement or the Transaction DocumentsPricing Disclosure Package and the Prospectus, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Listing Exchange, the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Offered Securities and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Nasdaq, and under applicable state securities laws in connection with the purchase and distribution of the Units Offered Securities by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units and the consummation of the transactions contemplated by the Transaction DocumentsPlacement Shares, except for (i) the registration of the Units Placement Shares under the Securities Act (including the declaration of effectiveness of the Registration Statement for the Placement Shares by the SEC) and (ii) for such consents, approvals, authorizations, orders and registrations or qualifications as may be required under applicable state securities laws or by the by-laws and rules of the Financial Industry Regulatory Authority, Inc. Authority (“FINRA”) and under applicable state securities laws or the Exchange in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgent.
Appears in 1 contract
Samples: Sales Agreement (Invuity, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for the registration of the Units Shares under the Securities Act Act, which has been effected, and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Overseas Shipholding Group Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Shares and the consummation by the Company of the other transactions contemplated by the Transaction Documentshereby, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc. (the “FINRANASD”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority having authority over the Company is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Ordinary Shares and the Warrants under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase Exchange Offer and distribution of the Units by the UnderwritersConsent Solicitation.
Appears in 1 contract
Samples: Dealer Manager and Solicitation Agent Agreement (Cision Ltd.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority (including without limitation the Federal Energy Regulatory Commission) is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documents, except for (i) the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters; and (ii) with respect to the consummation of the transactions contemplated by the Transaction Documents (other than this Agreement).
Appears in 1 contract
Samples: Underwriting Agreement (Endeavour International Corp)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction DocumentsAgreements, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by each of the Transaction DocumentsAgreements, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Idenix Pharmaceuticals Inc)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale by the Company of the Units Shares to be issued upon the exercise of the Options and the consummation by the Company of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares by the Company, and the consummation of the transactions by the Company contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Forum Energy Technologies, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) or the Principal Market and under applicable state securities laws in connection with the purchase issuance and distribution sale of the Units by the UnderwritersShares.
Appears in 1 contract
Samples: Open Market Sale Agreement (Ultragenyx Pharmaceutical Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority Governmental Authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale by the Company of the Units Placement Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Placement Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution sale of the Units Placement Shares by the UnderwritersAgents acting as the Designated Agent.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Company Shares and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and Act, (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and ), under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters, and (iii) the filing of a restated certificate of incorporation of the Company with the Secretary of State of the State of Delaware.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction DocumentsDocuments and the Reorganization, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters.
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No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, Documents or the issuance and sale of the Units Securities and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units Securities under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications (i) as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Securities by the Underwriters, (ii) as have already been obtained or (iii) that would not have a material adverse effect on the performance of this Agreement by the Company.
Appears in 1 contract
Samples: Underwriting Agreement (Broadridge Financial Solutions, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act Act, and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
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No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement , except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by The NASDAQ Stock Market or the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state and foreign securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (GoPro, Inc.)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgents.
Appears in 1 contract
Samples: Open Market Sale Agreement (Eidos Therapeutics, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) ), the Exchange, and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter.
Appears in 1 contract
Samples: Underwriting Agreement (Impac Mortgage Holdings Inc)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentshereby, except for (i) such as has been obtained or made, (ii) the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and (iii) registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) FINRA and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Apollo Residential Mortgage, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of this Agreement and the Transaction DocumentsDeposit Agreement, the issuance and sale of the Units ADSs and the consummation of the transactions contemplated by this Agreement and the Transaction DocumentsDeposit Agreement, except for the registration of the Units ADSs under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units ADSs by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Qiwi)
No Consents Required. No consent, filing, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for (i) the registration of the Units Shares under the Securities Act and (ii) such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase sale and distribution of the Units by Shares through the UnderwritersAgents.
Appears in 1 contract
Samples: Equity Distribution Agreement (Day One Biopharmaceuticals, Inc.)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of this Agreement or each of the Transaction Documents, the issuance and sale of the Units being delivered on the Closing Date and the consummation of the transactions contemplated by this Agreement or the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units by the Underwriters.
Appears in 1 contract
Samples: Underwriting Agreement (Brookfield Property Partners L.P.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company and the Operating Partnership of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for such as have already been obtained regarding the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and ), under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersUnderwriter, and the New York Stock Exchange.
Appears in 1 contract
Samples: Underwriting Agreement (Ramco Gershenson Properties Trust)
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation by the Company of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) or the Nasdaq Market and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units this Agreement and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement , except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”), the approval for listing on the Exchange (as defined below) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the Underwriters.
Appears in 1 contract
No Consents Required. No consent, approval, authorization, order, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documents, the issuance and sale of the Units Securities (including the issuance of any Underlying Securities upon conversion thereof ) and compliance by the Company with the terms thereof and the consummation of the transactions contemplated by the Transaction Documents, except for the registration of the Units under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution resale of the Units Securities by the UnderwritersInitial Purchasers.
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No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required for official listing on the Principal Market, by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and under applicable state securities laws in connection with the purchase and distribution of the Units Shares by the UnderwritersAgent.
Appears in 1 contract
Samples: Open Market Sale Agreement (Tyme Technologies, Inc.)
No Consents Required. No consent, approval, authorization, order, license, registration or qualification of or with any court or arbitrator or governmental or regulatory authority is required for the execution, delivery and performance by the Company of each of the Transaction Documentsthis Agreement, the issuance and sale of the Units Shares and the consummation of the transactions contemplated by the Transaction Documentsthis Agreement and by each Prospectus, except for the registration of the Units Shares under the Securities Act and such consents, approvals, authorizations, orders and registrations or qualifications as may be required by the Financial Industry Regulatory Authority, Inc. (“FINRA”) and ), the Principal Market or under applicable state securities laws in connection with the purchase sale and distribution of the Units by the UnderwritersShares.
Appears in 1 contract
Samples: Open Market Sale Agreement (Kala Pharmaceuticals, Inc.)