Common use of No Deficiencies Clause in Contracts

No Deficiencies. The Company is not aware of (A) any significant deficiency in the design or operation of its internal control over financial reporting which are reasonably likely to adversely affect the Company’s ability to record, process, summarize and report financial data or any material weaknesses in internal controls; or (B) any fraud, whether or not material, that involves management or other employees who have a significant role in the Company’s internal controls.

Appears in 4 contracts

Samples: Equity Distribution Agreement (Hecla Mining Co/De/), Equity Distribution Agreement (DXP Enterprises Inc), Equity Distribution Agreement (Monmouth Real Estate Investment Corp)

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No Deficiencies. The Except as disclosed in the Registration Statement and the Prospectus, the Company is not aware of (A) any significant deficiency in the design or operation of its internal control over financial reporting which are reasonably likely to adversely affect the Company’s ability to record, process, summarize and report financial data or any material weaknesses in internal controls; or (B) any fraud, whether or not material, that involves management or other employees who have a significant role in the Company’s internal controls.

Appears in 2 contracts

Samples: Equity Distribution Agreement (Dakota Gold Corp.), Equity Distribution Agreement (Dakota Gold Corp.)

No Deficiencies. The Based on the evaluation of its disclosure controls and procedures, the Company is not aware of (Ai) any significant deficiency in the design or operation of its internal control over financial reporting controls which are reasonably likely to could adversely affect affect, in any material respect, the Company’s ability to record, process, summarize and report financial data or any material weaknesses in internal controls; or (Bii) any fraud, whether or not material, that involves management or other employees who have a significant role in the Company’s internal controls.

Appears in 1 contract

Samples: Underwriting Agreement (Horizon Health Corp /De/)

No Deficiencies. The Company is not aware of (A) any significant deficiency in the design or operation of its internal control over financial reporting which are is reasonably likely to adversely affect the Company’s ability to record, process, summarize and report financial data or any material weaknesses in internal controls, except as disclosed in the Registration Statement and the Prospectus; or (B) any fraud, whether or not material, that involves management or other employees who have a significant role in the Company’s internal controls, except in the case of (A) that would reasonably be expected to have a Material Adverse Effect.

Appears in 1 contract

Samples: Equity Distribution Agreement (Exicure, Inc.)

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No Deficiencies. The Company is not aware of (A) any significant deficiency in the design or operation of its internal control over financial reporting which that are reasonably likely to adversely affect the Company’s ability to record, process, summarize and report financial data or any material weaknesses in internal controls; or (B) any fraud, whether or not material, that involves management or other employees who have a significant role in the Company’s internal controls.

Appears in 1 contract

Samples: Equity Distribution Agreement (Designer Brands Inc.)

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