No Direct or Indirect Payments. Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, the Company has not made any direct or indirect payments (in cash, securities or by any other method that would be deemed to be “underwriting compensation” pursuant to FINRA Rule 5110): (i) to any person, as a finder’s fee, consulting fee or otherwise, in consideration of such person raising capital for the Company or introducing to the Company persons who raised or provided capital to the Company; (ii) to any member of FINRA participating in the Offering as defined in FINRA Rule 5110(j)(15) (a “Participating Member”); or (iii) to any person or entity that, to the Company’s knowledge, has any direct or indirect affiliation or association with any Participating Member, within the twelve months prior to the initial effective date of the Registration Statement, other than payments to the Underwriters pursuant to this Agreement.
Appears in 4 contracts
Samples: Underwriting Agreement (Graf Acquisition Corp. IV), Underwriting Agreement (Graf Acquisition Corp. III), Underwriting Agreement (Graf Acquisition Corp. IV)
