No Fiduciary etc. The Service Provider is not, under this Agreement, (i) acting as, and is not required to take any action that would require licensing or registration as, a fiduciary, an investment adviser, a certified public accountant, or a broker or dealer; or (ii) providing investment, legal or tax advice to the Client or any other Person or acting as the Fund’s independent accountants or auditors.
Appears in 19 contracts
Samples: Services Agreement (Boston Trust & Walden Funds), Sub Administration and Sub Fund Accounting Services Agreement (Victory Portfolios II), Services Agreement (John Hancock Bond Trust)
No Fiduciary etc. The Service Provider is not, under this Agreement, (i) acting as, and is not required to take any action that would require licensing or registration as, a fiduciary, an investment adviser, a certified public accountant, or a broker or dealer; or (ii) providing investment, legal or tax advice to the Client or any other Person or acting as the FundClient’s independent accountants or auditors.
Appears in 8 contracts
Samples: Joinder Agreement, Transfer Agency Services Agreement (Mirae Asset Discovery Funds), Joinder Agreement (Blackstone Alternative Alpha Fund)
No Fiduciary etc. The Service Provider is not, under this Agreement, (i) acting as, and is not required to take any action that would require licensing or registration as, a fiduciary, an investment adviser, a certified public accountant, or a broker or dealer; or (ii) providing investment, legal or tax advice to the Client or any other Person or acting as the Fund’s independent accountants or auditorsPerson.
Appears in 6 contracts
Samples: Services Agreement (Growth Capital TEI Portfolio, LLC), Compliance Services Agreement (Growth Capital Portfolio, LLC), Compliance Services Agreement (Growth Capital Master Portfolio, LLC)
No Fiduciary etc. The Service Provider is not, under this Agreement, (i) acting as, and is not required to take any action that would require licensing or registration as, a fiduciary, an investment adviser, a certified public accountant, accountant or a broker or dealer; or (ii) providing investment, legal or tax advice to the Client or any other Person or acting as the a Fund’s independent accountants or auditors.
Appears in 3 contracts
Samples: Support Services Agreement (Strategy Shares), Services Agreement (Strategy Shares), Services Agreement (Huntington Strategy Shares)
No Fiduciary etc. The Service Provider is not, under this Agreement, (i) acting as, and is not required to take any action that would require licensing or registration as, a fiduciary, an investment adviser, a certified public accountant, or a broker or dealer; or (ii) providing investment, legal or tax advice to the Client Client, a Fund or any other Person or acting as the Fund’s independent accountants or auditors.
Appears in 3 contracts
Samples: Sub Transfer Agency Services Agreement (Diamond Hill Funds), Services Agreement (Diamond Hill Funds), Sub Administration Agreement (Turner Funds)
No Fiduciary etc. The Service Provider is not, under this Agreement, (i) acting as, and is not required to take any action that would require licensing or registration as, a fiduciary, an investment adviser, a certified public accountant, or a broker or dealer; or (ii) providing investment, legal or tax advice to the Client or any other Person or acting as the Fund’s independent accountants or auditorsauditors for any Funds.
Appears in 2 contracts
Samples: Services Agreement (Hc Capital Trust), Transfer Agency Services Agreement (Hc Capital Trust)
No Fiduciary etc. The Service Provider is not, under this Agreement, (i) acting as, and is not required to take any action that would require licensing or registration as, a fiduciary, an investment adviser, a certified public accountant, or a broker or dealer; or (ii) providing investment, legal or tax advice to the Client or any other Person or acting as the Fund’s independent accountants accountant or auditorsauditor.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Victory Portfolios II)
