No Financing Statements or Security Agreements. No financing statement or security agreement describing all or any portion of the Collateral which has not lapsed or been terminated naming the Grantor as debtor has been filed or is of record in any jurisdiction except financing statements (i) naming the Trustee on behalf of the Holders as the secured party and (ii) in respect of Liens permitted by the Indenture or under Section 4.1.4.
Appears in 9 contracts
Samples: Pledge and Security Agreement (Red Oak Capital Fund Series, LLC), Pledge and Security Agreement (MCI Income Fund VII, LLC), Pledge and Security Agreement (Red Oak Capital Intermediate Income Fund, LLC)
No Financing Statements or Security Agreements. No financing statement or security agreement describing all or any portion of the Collateral which has not lapsed or been terminated naming the any Entity Grantor as debtor has been filed or is of record in any jurisdiction except financing statements (i) naming the Trustee on behalf of the Holders as the secured party and (ii) in respect of Liens permitted by the Indenture or under Section 4.1.45.1.4.
Appears in 5 contracts
Samples: Pledge and Security Agreement, Pledge and Security Agreement (GWG Holdings, Inc.), Pledge and Security Agreement (GWG Life, LLC)
No Financing Statements or Security Agreements. No financing statement or security agreement describing all or any portion of the Collateral which that has not lapsed or been terminated naming the Grantor as debtor has been filed or is of record in any jurisdiction except for (a) financing statements (i) or security agreements naming the Trustee Collateral Agent on behalf of the Holders Secured Parties as the secured party and (iib) in respect of Liens permitted by the Indenture or under Section 4.1.4those that are no longer effective.
Appears in 2 contracts
Samples: Collateral Agreement (Vickers Vantage Corp. I), Collateral Agreement (Sorrento Therapeutics, Inc.)
No Financing Statements or Security Agreements. No financing statement or security agreement describing all or any portion of the Collateral which has not lapsed or been terminated naming the any Entity Grantor as debtor has been filed or is of record in any jurisdiction except financing statements (i) naming the Trustee on behalf of the Holders as the secured party and (ii) in respect of Liens permitted by the Indenture or under Section 4.1.4.
Appears in 1 contract
No Financing Statements or Security Agreements. No financing statement or security agreement describing all or any portion of the Collateral which that has not lapsed or been terminated naming the a Grantor as debtor has been filed or is of record in any jurisdiction except for (a) financing statements (i) or security agreements naming the Trustee Collateral Agent on behalf of the Holders Secured Parties as the secured party party, (b) financing statements in connection with Permitted Liens and (iic) in respect of Liens permitted by the Indenture or under Section 4.1.4those that are no longer effective.
Appears in 1 contract
Samples: Collateral Agreement (Vivus Inc)
