No FINRA Objections Sample Clauses

No FINRA Objections. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the terms and arrangements under this Agreement.
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No FINRA Objections. If the Registration Statement and/or the offering of the Securities has been filed with the Financial Industry Regulatory Authority (“FINRA”) for review, FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
No FINRA Objections. If required under the rules of FINRA, the Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriter as described in the Pricing Prospectus.
No FINRA Objections. The Financial Industry Regulatory Authority shall not have raised any objection with respect to the fairness and reasonableness of the terms and arrangements under this Agreement.
No FINRA Objections. The Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Pricing Prospectus.
No FINRA Objections. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the terms and arrangements under this Agreement. If any of the conditions specified in this Section 10 shall not have been fulfilled when and as provided in this Agreement, or if any of the opinions, letters and certificates mentioned above or elsewhere in this Agreement shall not be reasonably satisfactory in form and substance to Xxxxxxxxxx and counsel for Xxxxxxxxxx, this Agreement and all obligations of Xxxxxxxxxx hereunder may be canceled at, or at any time prior to, any Settlement Date or the time of delivery of the Placement Shares, as applicable, by Xxxxxxxxxx. Notice of such cancellation shall be given to the Company in writing or by telephone or facsimile confirmed in writing.
No FINRA Objections. FINRA shall not have raised any objection with the Manager with respect to the fairness and reasonableness of the terms and arrangements under this Agreement.
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No FINRA Objections. If required under the rules of FINRA, the Purchaser shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Purchaser as described in the Pricing Prospectus.

Related to No FINRA Objections

  • Technical Objections to Grievances It is the intent of both Parties of this Agreement that no grievance shall be defeated merely because of a technical error, other than time limitations in processing the grievance through the grievance procedure. To this end, an arbitration board shall have the power to allow all necessary amendments to the grievance and the power to waive formal procedural irregularities in the processing of a grievance, in order to determine the real matter in dispute and to render a decision according to equitable principles and the justice of the case.

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