No FINRA Objections Sample Clauses
The "No FINRA Objections" clause ensures that the transaction or agreement is not subject to any objections or disapproval from the Financial Industry Regulatory Authority (FINRA). In practice, this means that the parties must confirm that FINRA has not raised any regulatory concerns or impediments that would prevent the deal from proceeding, such as issues with licensing, compliance, or approval of the transaction structure. This clause is crucial for mitigating regulatory risk and providing assurance that the transaction can move forward without unexpected regulatory barriers.
No FINRA Objections. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the terms and arrangements under this Agreement.
No FINRA Objections. If the Registration Statement and/or the offering of the Securities has been filed with the Financial Industry Regulatory Authority (“FINRA”) for review, FINRA shall not have raised any objection with respect to the fairness and reasonableness of the underwriting terms and arrangements.
No FINRA Objections. If required under the rules of FINRA, the Underwriter shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Underwriter as described in the Pricing Prospectus.
No FINRA Objections. The Financial Industry Regulatory Authority shall not have raised any objection with respect to the fairness and reasonableness of the terms and arrangements under this Agreement.
No FINRA Objections. The Placement Agent shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Placement Agent as described in the Pricing Prospectus.
No FINRA Objections. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the terms and arrangements under this Agreement and the Company shall have paid all FINRA fees related to the Base Prospectus.
No FINRA Objections. FINRA shall not have raised any objection with the Manager with respect to the fairness and reasonableness of the terms and arrangements under this Agreement.
No FINRA Objections. If required under the rules of FINRA, the Purchaser shall have received clearance from FINRA as to the amount of compensation allowable or payable to the Purchaser as described in the Pricing Prospectus.
No FINRA Objections. FINRA shall not have raised any objection with respect to the fairness and reasonableness of the terms and arrangements under this Agreement. If any of the conditions specified in this Section 10 shall not have been fulfilled when and as provided in this Agreement, or if any of the opinions, letters and certificates mentioned above or elsewhere in this Agreement shall not be reasonably satisfactory in form and substance to ▇▇▇▇▇▇▇▇▇▇ and counsel for ▇▇▇▇▇▇▇▇▇▇, this Agreement and all obligations of ▇▇▇▇▇▇▇▇▇▇ hereunder may be canceled at, or at any time prior to, any Settlement Date or the time of delivery of the Placement Shares, as applicable, by ▇▇▇▇▇▇▇▇▇▇. Notice of such cancellation shall be given to the Company in writing or by telephone or facsimile confirmed in writing.