No General Solicitation or Advertising. Neither the Company nor, to the knowledge of the Company, any of its directors or officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Securities, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Securities under the Act or made any “directed selling efforts” as defined in Rule 902 of Regulation S.
Appears in 24 contracts
Samples: Security Agreement (NYXIO TECHNOLOGIES Corp), Securities Purchase Agreement (Marina Biotech, Inc.), Convertible Preferred Stock Purchase Agreement (POSITIVEID Corp)
No General Solicitation or Advertising. Neither the Company nor, to the knowledge of the Company, any of its directors or officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Securities, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Securities under the Securities Act or made any “directed selling efforts” as defined in Rule 902 of Regulation S.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.)
No General Solicitation or Advertising. Neither the Company nor, to the knowledge of the Company, any Seller nor any of its directors affiliates nor any person acting on its or officers their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale any of the SecuritiesShares, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Securities Shares under the Securities Act or made any “directed selling efforts” of 1933, as defined in Rule 902 of Regulation S.amended (the "Securities Act").
Appears in 8 contracts
Samples: Stock Purchase Agreement, Stock Purchase Agreement (Healing Touch Holdings, Inc.), Stock Purchase Agreement (Abv Consulting, Inc.)
No General Solicitation or Advertising. in Regard to this -------------------------------------------------------- Transaction. Neither the Company nor, to the knowledge of the Company, nor any of its directors affiliates nor any distributor ----------- or officers any person acting on its or their behalf (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale any of the SecuritiesPut Shares, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Securities Common Stock under the Act or made any “directed selling efforts” as defined in Rule 902 of Regulation S.Securities Act.
Appears in 5 contracts
Samples: Common Stock Purchase Agreement (Econnect), Credit Agreement (Sonic Solutions/Ca/), Common Stock Purchase Agreement (Econnect)
No General Solicitation or Advertising. Neither the Company nor, to the knowledge of the Company, any of its directors or officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the SecuritiesDebentures or the Preferred Shares, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Securities Debentures or the Preferred Shares under the Act or made any “directed selling efforts” as defined in Rule 902 of Regulation S.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ZBB Energy Corp), Securities Purchase Agreement (ZBB Energy Corp)
No General Solicitation or Advertising. Neither the Company nor, to the knowledge of the Company, any of its directors or officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the SecuritiesSeries I Preferred Stock, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Securities Series I Preferred Stock under the Securities Act or made any “directed selling efforts” as defined in Rule 902 of Regulation S.
Appears in 1 contract
Samples: Series I Preferred Stock Purchase Agreement (Entech Solar, Inc.)
No General Solicitation or Advertising. Neither the Company nor, to the knowledge of the Company, any of its directors or officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the SecuritiesSeries B Shares, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Securities Series B Shares under the Securities Act or made any “directed selling efforts” as defined in Rule 902 of Regulation S.
Appears in 1 contract
Samples: Securities Purchase Agreement (Beacon Enterprise Solutions Group Inc)
No General Solicitation or Advertising. Neither the Company nor, to -------------------------------------- the knowledge of the Company, any of its directors or officers (i) has conducted or will conduct any general solicitation (as that term is used in Rule 502(c) of Regulation D) or general advertising with respect to the sale of the Securities, or (ii) made any offers or sales of any security or solicited any offers to buy any security under any circumstances that would require registration of the Securities under the Act or made any “"directed selling efforts” " as defined in Rule 902 of Regulation S.
Appears in 1 contract
Samples: Preferred Stock Purchase Agreement (Entech Solar, Inc.)
