No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Shares.
Appears in 16 contracts
Samples: Stock Purchase Agreement (Broadway Financial Corp \De\), Stock Purchase Agreement (Broadway Financial Corp \De\), Stock Purchase Agreement (Broadway Financial Corp \De\)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Shares.
Appears in 8 contracts
Samples: Stock Purchase Agreement (Broadway Financial Corp \De\), Securities Purchase Agreement (Grandsouth Bancorporation), Securities Purchase Agreement (Amarillo Biosciences Inc)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Common Shares.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Ameris Bancorp), Securities Purchase Agreement (Vantagesouth Bancshares, Inc.), Securities Purchase Agreement (Southern First Bancshares Inc)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with any offer or sale of the Shares.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Bankwell Financial Group, Inc.), Securities Purchase Agreement (First NBC Bank Holding Co), Securities Purchase Agreement (Royal Bancshares of Pennsylvania Inc)
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesPurchased Securities.
Appears in 7 contracts
Samples: Subscription Agreement (ES Bancshares, Inc.), Subscription Agreement (ES Bancshares, Inc.), Subscription Agreement (Smithtown Bancorp Inc)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesShares pursuant to this Agreement and the other Transaction Documents.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Northpointe Bancshares Inc), Securities Purchase Agreement (Northpointe Bancshares Inc), Securities Purchase Agreement (Bancorp 34, Inc.)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Common Shares.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Berkshire Hills Bancorp Inc), Securities Purchase Agreement (Wesbanco Inc), Securities Purchase Agreement (Firstsun Capital Bancorp)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Preferred Shares.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Yadkin Valley Financial Corp), Securities Purchase Agreement (BNC Bancorp), Securities Purchase Agreement (BNC Bancorp)
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesSecurities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Porter Bancorp, Inc.), Securities Purchase Agreement (Root9B Technologies, Inc.), Securities Purchase Agreement (Root9B Technologies Inc.)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under of the Securities Act) in connection with any offer or sale of the SharesShares hereunder or the shares of Common Stock under the Other Purchase Agreements.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Origin Bancorp, Inc.), Securities Purchase Agreement (Origin Bancorp, Inc.), Securities Purchase Agreement (Origin Bancorp, Inc.)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesSecurities.
Appears in 4 contracts
Samples: Upfront Securities Purchase Agreement (Firstsun Capital Bancorp), Securities Purchase Agreement (Ecb Bancorp Inc), Securities Purchase Agreement (Ecb Bancorp Inc)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesShares pursuant to this Agreement and the other Transaction Documents.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Preferred Shares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Citizens Community Bancorp Inc.), Securities Purchase Agreement (First Bancshares Inc /MS/), Securities Purchase Agreement (Carolina Bank Holdings Inc)
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Preferred Shares.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Heritage Commerce Corp), Securities Purchase Agreement (Heritage Oaks Bancorp), Securities Purchase Agreement (Center Financial Corp)
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesCommon Stock.
Appears in 3 contracts
Samples: Subscription Agreement (First Pactrust Bancorp Inc), Subscription Agreement (First Pactrust Bancorp Inc), Subscription Agreement (First Pactrust Bancorp Inc)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with any offer or sale of the Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MidWestOne Financial Group, Inc.), Securities Purchase Agreement (Codorus Valley Bancorp Inc)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Shares.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Southern States Bancshares, Inc.), Securities Purchase Agreement (First Bancorp /Nc/)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesCommon Shares or the Common Stock offered and sold under the Subscription Agreements.
Appears in 2 contracts
Samples: Stock Purchase Agreement (RMB Capital Management, LLC), Stock Purchase Agreement (Bank of the Carolinas CORP)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesShares to the Purchaser pursuant to the Transaction Documents.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ENDI Corp.), Securities Purchase Agreement (Enterprise Diversified, Inc.)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with any offer or sale of the Common Shares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Live Oak Bancshares, Inc.), Securities Purchase Agreement (Live Oak Bancshares, Inc.)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in conducted any form of general solicitation or general advertising (within the meaning of as those terms are used in Regulation D under the Securities Act0000 Xxx) in connection with any the offer or sale of any of the Shares.
Appears in 2 contracts
Samples: Purchase Agreement (Central European Distribution Corp), Purchase Agreement (Central European Distribution Corp)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Preferred Shares.
Appears in 1 contract
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesShares pursuant to this Agreement and the other Transaction Documents or the Common Stock offered and sold pursuant to the Subscription Agreements.
Appears in 1 contract
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Purchased Shares.
Appears in 1 contract
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with any offer or sale of the SharesShares pursuant to this Agreement and the other Transaction Documents.
Appears in 1 contract
Samples: Stock Purchase Agreement (Riverview Financial Corp)
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with any offer or sale of the Preferred Shares.
Appears in 1 contract
Samples: Subscription Agreement (Oriental Financial Group Inc)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in conducted any form of general solicitation or general advertising (within the meaning of as those terms are used in Regulation D under the Securities ActD) in connection with any the offer or sale of any of the SharesSecurities.
Appears in 1 contract
Samples: Securities Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp)
No General Solicitation or General Advertising. Neither the Company Company, any of its Subsidiaries, nor any person Person acting on its their behalf has engaged or will engage in conducted any form of general solicitation or general advertising (within the meaning of as those terms are used in Regulation D under the Securities ActD) in connection with any the offer or sale of any of the SharesSecurities.
Appears in 1 contract
Samples: Securities Purchase Agreement (Helius Medical Technologies, Inc.)
No General Solicitation or General Advertising. Neither the Company Company/MHC nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Shares.
Appears in 1 contract
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Common Shares.
Appears in 1 contract
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company's Knowledge, any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesShares pursuant to this Agreement and the other Transaction Documents.
Appears in 1 contract
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with any offer or sale of the Preferred Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (North Valley Bancorp)
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the SharesNon-Voting Common Stock.
Appears in 1 contract
Samples: Stock Purchase Agreement (Broadway Financial Corp \De\)
No General Solicitation or General Advertising. Neither the Company nor any person Person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with any offer or sale of the SharesSecurities.
Appears in 1 contract
Samples: Securities Purchase Agreement (ChinaCache International Holdings Ltd.)
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Shares.
Appears in 1 contract
No General Solicitation or General Advertising. Neither the Company nor nor, to the Company’s Knowledge, any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Shares.
Appears in 1 contract
Samples: Securities Purchase Agreement (Citizens South Banking Corp)
No General Solicitation or General Advertising. Neither the Company nor any person acting on its behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with any offer or sale of the Series C Preferred Shares.
Appears in 1 contract
