No General Solicitation or Integrated Offering. Neither the Company nor any person acting for the Company has conducted any “general solicitation” (as such term is defined in Regulation D) with respect to the Common Stock being offered hereby. Neither the Company nor any of its affiliates, nor any person acting on its or their behalf, has directly or indirectly made any offers or sales of any security or solicited any offers to buy any security under circumstances that would require registration of the Common Stock being offered hereby under the Securities Act or cause this offering of the Common Stock to be integrated with any prior offering of securities of the Company for purposes of the Securities Act, which result of such integration would require registration under the Securities Act, or any applicable stockholder approval provisions.
Appears in 5 contracts
Samples: Restructuring Support Agreement (Crossroads Systems Inc), Securities Purchase Agreement (210 Capital, LLC), Securities Purchase Agreement
No General Solicitation or Integrated Offering. Neither the Company nor any person Person acting for the Company has conducted any “general solicitation” (as such term is defined in Regulation D) with respect to any of the Common Stock Securities and/or Dividend Shares being offered hereby. Neither the Company nor any of its affiliates, nor any person Person acting on its or their behalf, has directly or indirectly made any offers or sales of any security or solicited any offers to buy any security under circumstances that would require registration of the Common Stock Securities and/or Dividend Shares being offered hereby under the Securities Act or cause this offering of the Common Stock Securities and/or Dividend Shares to be integrated with any prior offering of securities of the Company for purposes of the Securities Act, which result of such integration would require registration under the Securities Act, or any applicable stockholder approval provisions.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Imageware Systems Inc), Exchange Agreement (Imageware Systems Inc), Securities Purchase Agreement (Imageware Systems Inc)
No General Solicitation or Integrated Offering. Neither the Company nor any person acting for the Company has conducted any “general solicitation” (as such term is defined in Regulation D) with respect to any of the Common Stock Securities being offered hereby. Neither the Company nor any of its affiliates, nor any person acting on its or their behalf, has directly or indirectly made any offers or sales of any security or solicited any offers to buy any security under circumstances that would require registration of the Common Stock Securities being offered hereby under the Securities Act or cause this offering of the Common Stock Securities to be integrated with any prior offering of securities of the Company for purposes of the Securities Act, which result of such integration would require registration under the Securities Act, or any applicable stockholder approval provisions.
Appears in 2 contracts
Samples: Securities Purchase Agreement (True Drinks Holdings, Inc.), Securities Purchase Agreement (True Drinks Holdings, Inc.)
No General Solicitation or Integrated Offering. Neither the Company nor any person acting for the Company has conducted any “general solicitation” (as such term is defined in Regulation D) with respect to the Common Stock Securities being offered hereby. Neither the Company nor any of its affiliates, nor any person acting on its or their behalf, has directly or indirectly made any offers or sales of any security or solicited any offers to buy any security under circumstances that would require registration of the Common Stock Securities being offered hereby under the Securities Act or cause this offering of the Common Stock Securities to be integrated with any prior offering of securities of the Company for purposes of the Securities Act, which result of such integration would require registration under the Securities Act, or any applicable stockholder approval provisions.
Appears in 1 contract
Samples: Securities Purchase Agreement (210/P10 Acquisition Partners, LLC)
No General Solicitation or Integrated Offering. Neither the Company Company, its Subsidiaries, nor any person acting for the Company their behalf, has conducted any “general solicitation” (as such term is defined in Regulation D) with respect to the Common Stock Shares being offered hereby. Neither the Company nor any of Company, its affiliatesSubsidiaries, nor any person acting on its or their behalf, has directly or indirectly made any offers or sales of any security or solicited any offers to buy any security under circumstances that would require registration of the Common Stock Shares being offered hereby under the Securities Act or cause this offering of the Common Stock Shares to be integrated with any prior offering of securities of the Company for purposes of the Securities Act, which result of such integration would require registration under the Securities Act, or any applicable stockholder approval provisions.
Appears in 1 contract
Samples: Securities Purchase Agreement (ELAH Holdings, Inc.)
No General Solicitation or Integrated Offering. Neither the Company nor any person acting for the Company has conducted any “general solicitation” (as such term is defined in Regulation D) with respect to any of the Common Stock Shares being offered hereby. Neither the Company nor any of its affiliates, nor any person acting on its or their behalf, has directly or indirectly made any offers or sales of any security or solicited any offers to buy any security under circumstances that would require registration of the Common Stock Shares being offered hereby under the Securities Act or cause this offering of the Common Stock Shares to be integrated with any prior offering of securities of the Company for purposes of the Securities Act, which result of such integration would require registration under the Securities Act, or any applicable stockholder approval provisions.
Appears in 1 contract
Samples: Securities Purchase Agreement (Charlie's Holdings, Inc.)
No General Solicitation or Integrated Offering. Neither the Company nor any person acting for the Company Company, has conducted any “general solicitation” (as such term is defined in Regulation D) with respect to any of the Common Stock Securities being offered hereby. Neither the Company nor any of its affiliates, nor any person acting on its or their behalf, has directly or indirectly made any offers or sales of any security or solicited any offers to buy any security under circumstances that would require registration of the Common Stock Securities being offered hereby under the Securities Act or cause this offering of the Common Stock Securities to be integrated with any prior offering of securities of the Company for purposes of the Securities Act, which result of such integration would require registration under the Securities Act, or any applicable stockholder approval provisions.
Appears in 1 contract
Samples: Securities Purchase Agreement (True Drinks Holdings, Inc.)