No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered hereby.
Appears in 373 contracts
Samples: Drawdown Equity Financing Agreement, Drawdown Equity Financing Agreement, Standby Equity Distribution Agreement
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock to be offered herebyas set forth in this Agreement.
Appears in 316 contracts
Samples: Equity Financing Agreement (Formation Minerals, Inc.), Stock Purchase Agreement (Lottery.com Inc.), Equity Financing Agreement (Liberty Star Uranium & Metals Corp.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 164 contracts
Samples: Securities Purchase Agreement (Regen BioPharma Inc), Securities Purchase Agreement (Regen BioPharma Inc), Securities Purchase Agreement (Regen BioPharma Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyConvertible Debentures or the Conversion Shares.
Appears in 152 contracts
Samples: Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Smartire Systems Inc), Securities Purchase Agreement (Ignis Petroleum Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered hereby.
Appears in 94 contracts
Samples: Subscription Agreement (Upholstery International, Inc.), Subscription Agreement (Pharmamed, Inc.), Subscription Agreement (Upholstery International, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 69 contracts
Samples: Securities Purchase Agreement (SciSparc Ltd.), Securities Purchase Agreement (SciSparc Ltd.), Exchange Agreement (Sono Group N.V.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities 1933 Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 33 contracts
Samples: Securities Purchase Agreement (Flewber Global Inc.), Common Stock Purchase Agreement (CepTor CORP), Purchase Agreement (MIGENIX Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 30 contracts
Samples: Common Stock Purchase Agreement (International Financial Advisors, K.S.C.), Common Stock Purchase Agreement (U.S. Helicopter CORP), Common Stock Purchase Agreement (U.S. Helicopter CORP)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 29 contracts
Samples: Securities Purchase Agreement (Bandera Partners LLC), Securities Purchase Agreement (XChange TEC.INC), Securities Purchase Agreement (QUHUO LTD)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 25 contracts
Samples: Secured Convertible Note Purchase and Security Agreement (Acer Therapeutics Inc.), Common Stock and Warrant Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Common Stock Purchase Agreement (Drone Aviation Holding Corp.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person or entity acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered hereby.Shares;
Appears in 20 contracts
Samples: Securities Purchase Agreement (Brain Scientific Inc.), Subscription Agreement (Tel Instrument Electronics Corp), Subscription Agreement (Tel Instrument Electronics Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock Note offered hereby.
Appears in 17 contracts
Samples: Note Purchase Agreement (HealthLynked Corp), Note Purchase Agreement (KULR Technology Group, Inc.), Note Purchase Agreement (KULR Technology Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting action on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 16 contracts
Samples: Convertible Note Purchase Agreement (Clean Energy Technologies, Inc.), Securities Purchase Agreement (Cachet Financial Solutions, Inc.), Securities Purchase Agreement (Cachet Financial Solutions, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Actact) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 15 contracts
Samples: Common Stock Purchase Agreement (Bolt Projects Holdings, Inc.), Purchase Agreement (Adial Pharmaceuticals, Inc.), Common Stock Purchase Agreement (Veea Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, Company nor any person acting on its behalf of the Company has offered or their behalf, has engaged in sold any of the Shares by any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyD).
Appears in 15 contracts
Samples: Subscription Agreement (Tian Ruixiang Holdings LTD), Subscription Agreement (Xinyuan Real Estate Co., Ltd.), Subscription Agreement (Starbox Group Holdings Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyNote pursuant to this Agreement.
Appears in 15 contracts
Samples: Securities Purchase Agreement (Webuy Global LTD), Securities Purchase Agreement (REE Automotive Ltd.), Securities Purchase Agreement (REE Automotive Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyNote or the Warrant pursuant to this Agreement.
Appears in 15 contracts
Samples: Securities Purchase Agreement (Red Cat Holdings, Inc.), Securities Purchase Agreement (Red Cat Holdings, Inc.), Securities Purchase Agreement (Golden Matrix Group, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Perfect Moment Ltd.), Securities Purchase Agreement (Perfect Moment Ltd.), Securities Purchase Agreement (Perfect Moment Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale issuance of the shares of Common Stock offered herebySecurities.
Appears in 14 contracts
Samples: Securities Purchase Agreement (LifeMD, Inc.), Securities Purchase Agreement (Meridian Waste Solutions, Inc.), Securities Purchase Agreement (Meridian Waste Solutions, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyPurchased Shares.
Appears in 12 contracts
Samples: Share Purchase Agreement (Qudian Inc.), Share Purchase Agreement (Secoo Holding LTD), Subscription Agreement (SouFun Holdings LTD)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 12 contracts
Samples: Amendment and Exchange Agreement (Alldigital Holdings, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.), Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person or entity acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered hereby.Securities; and
Appears in 11 contracts
Samples: Subscription Agreement (Microphase Corp), Subscription Agreement (Jerrick Media Holdings, Inc.), Subscription Agreement (Microphase Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Pluri Inc.), Securities Purchase Agreement (Pluri Inc.), Securities Purchase Agreement (Olema Pharmaceuticals, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation Reg. D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 10 contracts
Samples: Subscription Agreement (Tecogen Inc.), Subscription Agreement (American Dg Energy Inc), Subscription Agreement (American Dg Energy Inc)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyNotes pursuant to this Agreement.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Nuvve Holding Corp.), Securities Purchase Agreement (Firefly Neuroscience, Inc.), Securities Purchase Agreement (Nature's Miracle Holding Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyStock.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Cogenco International Inc), Stock Purchase Agreement (Cord Blood America, Inc.), Securities Purchase Agreement (Titan Global Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 9 contracts
Samples: Stock Purchase Agreement (Gossamer Bio, Inc.), Stock Purchase Agreement (Crinetics Pharmaceuticals, Inc.), Stock Purchase Agreement (Krystal Biotech, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities or the Conversion Shares.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Pervasip Corp), Securities Purchase Agreement (Pervasip Corp), Securities Purchase Agreement (Pervasip Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyNotes.
Appears in 9 contracts
Samples: Securities Purchase Agreement (PureBase Corp), Securities Purchase Agreement (EZRaider Co.), Securities Purchase Agreement (PureBase Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 8 contracts
Samples: Common Stock Purchase Agreement (Gilead Sciences, Inc.), Common Stock Purchase Agreement (Assembly Biosciences, Inc.), Common Stock Purchase Agreement (Gilead Sciences, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyNote.
Appears in 8 contracts
Samples: Secured Promissory Note (AMHN, Inc.), Note Purchase Agreement (AMHN, Inc.), Note Purchase Agreement (Medical Media Television, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock Ordinary Shares offered hereby.
Appears in 8 contracts
Samples: Standby Equity Distribution Agreement (Bos Better Online Solutions LTD), Standby Equity Distribution Agreement (Bos Better Online Solutions LTD), Standby Equity Distribution Agreement (Bos Better Online Solutions LTD)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) or directed selling efforts (within the meaning of Regulation S promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyPurchased Shares.
Appears in 7 contracts
Samples: Subscription Agreement (Kong Jianping), Subscription Agreement (Sun Qifeng), Subscription Agreement (Kong Jianping)
No General Solicitation. Neither the Company, nor its Subsidiaries, any of its affiliates, their affiliates nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyNotes and the Warrants.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Xa, Inc.), Securities Purchase Agreement (Xa, Inc.), Securities Purchase Agreement (Xa, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Acer Therapeutics Inc.), Securities Purchase Agreement (Pixelworks, Inc), Securities Purchase Agreement (Pixelworks, Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor affiliates or any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Capsource Financial Inc), Securities Purchase Agreement (Capsource Financial Inc), Securities Purchase Agreement (Capsource Financial Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, Company nor any person acting on its behalf of the Company has offered or their behalf, has engaged in sold any of the Shares by any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered hereby.D). 无一般劝诱。公司或任何代表公司的个人均没有采取一般劝诱或公众广告（D条例下定义）的方式邀约或销售股票。
Appears in 7 contracts
Samples: Subscription Agreement (Pop Culture Group Co., LTD), Subscription Agreement (BTC Digital Ltd.), Subscription Agreement (Meten Holding Group Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act of 1933 (“1933 Act”) in connection with the offer or sale of the shares of Common Stock offered herebyPreferred Stock.
Appears in 7 contracts
Samples: Stock Purchase Agreement, Bridge Loan Conversion Agreement, Bridge Loan Conversion Agreement (TWO RIVERS WATER & FARMING Co)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock to be offered herebyas set forth in this Agreement. Section 6.14. Deleted.
Appears in 7 contracts
Samples: Reserve Equity Financing Agreement (Xun Energy, Inc.), Reserve Equity Financing Agreement (Xun Energy, Inc.), Reserve Equity Financing Agreement (Xun Energy, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyNotes or the Warrants pursuant to this Agreement.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Know Labs, Inc.), Securities Purchase Agreement (Cyber App Solutions Corp.), Securities Purchase Agreement (Gse Systems Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 7 contracts
Samples: Common Stock Purchase Agreement (Arena Group Holdings, Inc.), Common Stock Purchase Agreement (HyreCar Inc.), Common Stock Purchase Agreement (Mattersight Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyPurchased Securities.
Appears in 6 contracts
Samples: Share Purchase and Investor Rights Agreement (Bilibili Inc.), Subscription Agreement (Kona Grill Inc), Subscription Agreement (Kona Grill Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyto the Investor as set forth in this Agreement.
Appears in 6 contracts
Samples: Investment Agreement (Arista Financial Corp.), Investment Agreement (NCM Financial), Investment Agreement (Seaniemac International, Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person or entity acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered hereby.Securities;
Appears in 6 contracts
Samples: Equity Purchase Agreement (New Asia Holdings, Inc.), Equity Purchase Agreement (New Asia Holdings, Inc.), Securities Purchase Agreement (Blockchain Industries, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 6 contracts
Samples: Placement Agency Agreement (Progressive Care Inc.), Securities Purchase Agreement (Cur Media, Inc.), Placement Agency Agreement (Sigma Labs, Inc.)
No General Solicitation. Neither the Company, its Subsidiary, nor any of its their affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.)
No General Solicitation. Neither the Company, Company nor any of its affiliates, nor affiliates or any person or entity acting on its or their behalf, behalf has engaged directly or indirectly in any form of general solicitation or general advertising (within the meaning of Regulation D Rule 502 under the Securities Act) Act in connection with the offer or offering, issuance and sale of the shares of Class F Common Stock offered herebyStock.
Appears in 5 contracts
Samples: Securities Subscription Agreement (Fortress Value Acquisition Corp. IV), Securities Subscription Agreement (Fortress Value Acquisition Corp. III), Securities Subscription Agreement (Fortress Value Acquisition Corp. IV)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyUnits and the underlying securities.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Symbid Corp.), Securities Purchase Agreement (Cur Media, Inc.), Securities Purchase Agreement (Cur Media, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 5 contracts
Samples: Placement Agency Agreement (Imageware Systems Inc), Unit Subscription Agreement (Flux Power Holdings, Inc.), Unit Subscription Agreement (Flux Power Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor or, to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 5 contracts
Samples: Preferred Stock Investment Agreement (Telescan Inc), Preferred Stock Investment Agreement (Pease Oil & Gas Co /Co/), Preferred Stock Investment Agreement (Pease Oil & Gas Co /Co/)
No General Solicitation. Neither None of the Company, nor any of its affiliatessubsidiaries or Affiliates (as defined herein), nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyPreferred Stock.
Appears in 5 contracts
Samples: Series H Convertible Preferred Stock Purchase Agreement (Naturewell Inc), Series D Convertible Preferred Stock Purchase Agreement (Egpi Firecreek, Inc.), Series a Convertible Preferred Stock Purchase Agreement (Challenger Powerboats, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock Shares to be offered herebyas set forth in this Agreement.
Appears in 5 contracts
Samples: Investment Agreement (Sharing Economy International Inc.), Investment Agreement (New Momentum Corp.), Investment Agreement (Luduson G Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyCommitment Fee Shares.
Appears in 5 contracts
Samples: Note Purchase Agreement (HealthLynked Corp), Note Purchase Agreement (KULR Technology Group, Inc.), Note Purchase Agreement (Bos Better Online Solutions LTD)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyUnits pursuant to this Agreement.
Appears in 5 contracts
Samples: Unit Purchase Agreement (Marizyme, Inc.), Unit Purchase Agreement (Marizyme, Inc.), Unit Purchase Agreement (Marizyme, Inc.)
No General Solicitation. Neither the Company, Company nor any of its affiliates, nor affiliates or any person or entity acting on its or their behalf, behalf has engaged directly or indirectly in any form of general solicitation or general advertising (within the meaning of Regulation D Rule 502 under the Securities Act) Act in connection with the offer or offering, issuance and sale of the shares of Common Stock offered herebyShares.
Appears in 5 contracts
Samples: Representative Shares Subscription Agreement (Gladstone Acquisition Corp), Representative Shares Subscription Agreement (Gladstone Acquisition Corp), Securities Subscription Agreement (Sachem Acquisition Corp.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 5 contracts
Samples: Exchange Agreement (Hybrid Networks Inc), Common Stock Investment Agreement (Constellation 3d Inc), Securities Purchase Agreement (Hybrid Networks Inc)
No General Solicitation. Neither the Company, Investor nor any of its affiliates, nor any person acting on its or their behalf, has engaged in or is aware of any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 5 contracts
Samples: Purchase Agreement (Sauer Energy, Inc.), Purchase Agreement (GelTech Solutions, Inc.), Purchase Agreement (Regenerx Biopharmaceuticals Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock to be offered hereby.as set forth in this Agreement. Section 6.14. [Intentionally Omitted]
Appears in 4 contracts
Samples: Investment Agreement (iHookup Social, Inc.), Investment Agreement (iHookup Social, Inc.), Investment Agreement (iHookup Social, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D D/Regulation S under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 4 contracts
Samples: Subscription Agreement (Upay), Subscription Agreement, Subscription Agreement (Upay)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under of the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 4 contracts
Samples: Subscription Agreement (Event Cardio Group Inc.), Subscription Agreement (Event Cardio Group Inc.), Subscription Agreement (Event Cardio Group Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 4 contracts
Samples: Share Purchase Agreement (OXBRIDGE RE HOLDINGS LTD), Stock Purchase Agreement (Gulfslope Energy, Inc.), Subscription Agreement (Red Oak Concepts, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person or entity acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 4 contracts
Samples: Debenture Refinance and Purchase Agreement (Blue Sphere Corp.), Securities Subscription Agreement (Blue Sphere Corp.), Securities Subscription Agreement (Blue Sphere Corp.)
No General Solicitation. Neither the Company, nor any of its affiliates, Company nor any person acting on its or their behalf, behalf has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the any offer or sale of the shares Shares. Neither the Company nor any person acting on its behalf has offered or will offer any of Common Stock offered herebythe Shares in a manner involving a public offering under, or in a distribution in violation of, the Securities Act or any state securities laws.
Appears in 4 contracts
Samples: Investment Agreement (Crixus BH3 Acquisition Co), Investment Agreement (Home Plate Acquisition Corp), Investment Agreement (First Light Acquisition Group, Inc.)
No General Solicitation. Neither the CompanyPartnership, nor any of its affiliatesSubsidiaries or Affiliates, nor any person Person acting on its or their behalfbehalf (excluding any of the Purchasers), has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 4 contracts
Samples: Series a Preferred Unit Purchase Agreement, Series a Preferred Unit Purchase Agreement (CSI Compressco LP), Purchase Agreement (Tetra Technologies Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor or, to its knowledge, any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Preferred Shares and Common Stock offered herebyShares.
Appears in 4 contracts
Samples: Purchase Agreement (Flight Safety Technologies Inc), Purchase Agreement (Flight Safety Technologies Inc), Investor Purchase Agreement (Flight Safety Technologies Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of any of the shares of Common Stock Securities offered hereby.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Lapolla Industries Inc), Securities Purchase Agreement (Lapolla Industries Inc), Securities Purchase Agreement (Urecoats Industries Inc)
No General Solicitation. Neither the Company, nor any of its Subsidiaries or affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 4 contracts
Samples: Share Purchase Agreement (Color Star Technology Co., Ltd.), Share Purchase Agreement (Sino-Global Shipping America, Ltd.), Share Purchase Agreement (Hebron Technology Co., LTD)
No General Solicitation. Neither the Company, nor its Subsidiaries, any of its affiliates, their affiliates nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyTransaction Securities.
Appears in 4 contracts
Samples: Securities Purchase Agreement (China World Trade Corp), Securities Purchase Agreement (Miv Therapeutics Inc), Securities Purchase Agreement (Miv Therapeutics Inc)
No General Solicitation. Neither the Company, investor nor any of its affiliates, nor any person acting on its or their behalf, has engaged in or is aware of any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 4 contracts
Samples: Purchase Agreement (Lightwave Logic, Inc.), Purchase Agreement (Juhl Wind, Inc), Purchase Agreement (Juhl Wind, Inc)
No General Solicitation. Neither None of the Company, nor any of its their affiliates, nor and any person acting on the Company’s behalf and its or their behalfdirection, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.), Stock Purchase Agreement (Nexgel, Inc.)
No General Solicitation. Neither None of the Company, nor its Subsidiaries, any of its their affiliates, nor and any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 4 contracts
Samples: Senior Secured Convertible Note Purchase Agreement (Adamas One Corp.), Subordinated Note Purchase Agreement (Adamas One Corp.), Senior Secured Convertible Note Purchase Agreement (Adamas One Corp.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock to be offered herebyas set forth in this Agreement.
Appears in 4 contracts
Samples: Stock Purchase Agreement (SMX (Security Matters) Public LTD Co), Stock Purchase Agreement (SMX (Security Matters) Public LTD Co), Stock Purchase Agreement (SMX (Security Matters) Public LTD Co)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”)) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Corcept Therapeutics Inc), Common Stock Purchase Agreement (Corcept Therapeutics Inc), Common Stock Purchase Agreement (Corcept Therapeutics Inc)
No General Solicitation. Neither the Company, nor any of its affiliatesaffitilates, -------------------------- nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered hereby.
Appears in 3 contracts
Samples: Investment Agreement (Diversified Product Inspections Inc), Investment Agreement (Diversified Product Inspections Inc), Investment Agreement (Marketcentral Net Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the New Note or the shares of Common Stock offered herebyissuable thereunder.
Appears in 3 contracts
Samples: Exchange Agreement (DPW Holdings, Inc.), Exchange Agreement (DPW Holdings, Inc.), Exchange Agreement (DPW Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act of 1933, as amended (the “Securities Act”)) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 3 contracts
Samples: Stock Purchase Agreement (GreenKissNY, Inc.), Stock Purchase Agreement (GreenKissNY, Inc.), Stock Purchase Agreement (GreenKissNY, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered hereby.
Appears in 3 contracts
Samples: Standby Equity Distribution Agreement (China Recycling Energy Corp), Standby Equity Distribution Agreement (China Recycling Energy Corp), Standby Equity Distribution Agreement (GlassesOff Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Erasca, Inc.), Stock Purchase Agreement (Oric Pharmaceuticals, Inc.), Securities Purchase Agreement (Relay Therapeutics, Inc.)
No General Solicitation. Neither the Company, Company nor any of its affiliatesAffiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares Securities or in any other offering of Common Stock offered herebythe Company within the last three years.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Black Cactus Global, Inc.), Securities Purchase Agreement (NXT-Id, Inc.), Securities Purchase Agreement (NXT-Id, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act0000 Xxx) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 3 contracts
Samples: Redemption and Exchange Agreement (8x8 Inc /De/), Exchange and Termination Agreement (Andrea Electronics Corp), Redemption and Exchange Agreement (8x8 Inc /De/)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 3 contracts
Samples: Share Subscription Agreement (Tencent Holdings LTD), Securities Purchase Agreement (Corcept Therapeutics Inc), Securities Purchase Agreement (Ap Pharma Inc /De/)
No General Solicitation. Neither the Company, nor any of its affiliates, nor to its knowledge, any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation S or D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyStock.
Appears in 3 contracts
Samples: Subscription Agreement (Calypte Biomedical Corp), Subscription Agreement (Calypte Biomedical Corp), Subscription Agreement (Calypte Biomedical Corp)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) or directed selling efforts (within the meaning of Regulation S promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyPurchased Securities.
Appears in 3 contracts
Samples: Subscription Agreement (Legend Biotech Corp), Subscription Agreement (I-Mab), Subscription Agreement (Hillhouse Capital Advisors, Ltd.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 3 contracts
Samples: Standby Equity Purchase Agreement (Niocorp Developments LTD), Standby Equity Distribution Agreement (Bioheart, Inc.), Standby Equity Distribution Agreement (Omagine, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 3 contracts
Samples: Common Stock and Warrant Purchase Agreement (Progressive Gaming International Corp), Common Stock and Warrant Purchase Agreement (Progressive Gaming International Corp), Securities Purchase Agreement (My Screen Mobile, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliatesAffiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebysecurities issuable pursuant the transaction contemplated by the Transaction Documents.
Appears in 3 contracts
Samples: Note Purchase Agreement (Nextnav Inc.), Loan Agreement (Idw Media Holdings, Inc.), Loan Agreement (Straight Path Communications Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyNotes (or the Conversion Shares).
Appears in 3 contracts
Samples: Securities Purchase Agreement (Gelia Group, Corp.), Securities Purchase Agreement (Boldface Group, Inc.), Securities Purchase Agreement (Max Cash Media Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged or will engage in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities or the Agent Warrants.
Appears in 3 contracts
Samples: Placement Agency Agreement, Placement Agency Agreement (Monaker Group, Inc.), Placement Agency Agreement (Magnegas Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyNote and the Shares.
Appears in 3 contracts
Samples: Purchase Agreement (Bell Industries Inc /New/), Purchase Agreement (Newcastle Partners L P), Purchase Agreement (Hallmark Financial Services Inc)
No General Solicitation. Neither None of the Company, nor any of its affiliates, nor subsidiaries or any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aimmune Therapeutics, Inc.), Securities Purchase Agreement (Aimmune Therapeutics, Inc.), Securities Purchase Agreement (Aimmune Therapeutics, Inc.)
No General Solicitation. Neither the Company, nor any of its ----------------------- affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered hereby.
Appears in 3 contracts
Samples: Standby Equity Distribution Agreement (Intrepid Technology & Resource Inc), Standby Equity Distribution Agreement (Roanoke Technology Corp), Standby Equity Distribution Agreement (Intrepid Technology & Resource Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, behalf has engaged in any form of general solicitation or general advertising (within in the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebySecurities.
Appears in 3 contracts
Samples: Purchase Agreement (24/7 Real Media Inc), Purchase Agreement (24/7 Media Inc), Purchase Agreement (24/7 Media Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or and sale of the shares of Common Stock offered herebypursuant to this Agreement.
Appears in 3 contracts
Samples: Investment Agreement (Freeseas Inc.), Investment Agreement (Freeseas Inc.), Investment Agreement (Freeseas Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyShares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Wetouch Technology Inc.), Securities Purchase Agreement (Asta Holdings, Corp.), Securities Purchase Agreement (Pulse Evolution Corp)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares Securities. The Company has not engaged any placement agent or other agent in connection with the sale of Common Stock offered herebythe Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Co-Diagnostics, Inc.), Securities Purchase Agreement (Co-Diagnostics, Inc.), Securities Purchase Agreement (Amarantus Bioscience Holdings, Inc.)
No General Solicitation. Neither the Company, nor any of its subsidiaries or affiliates, nor any person Person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D promulgated under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered herebythis Agreement.
Appears in 3 contracts
Samples: Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.), Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.), Warrant Amendment and Exercise Agreement (Summit Wireless Technologies, Inc.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under D) or has engaged or will engage in any directed selling efforts in violation of the Securities Act) requirements of Regulation S in connection with the offer or sale of the shares of Common Stock Securities offered hereby.
Appears in 3 contracts
Samples: Investment Agreement (American Oriental Bioengineering Inc), Investment Agreement (American Oriental Bioengineering Inc), Investment Agreement (American Oriental Bioengineering Inc)
No General Solicitation. Neither the Company, nor any of ------------------------ its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities Act) in connection with the offer or sale of the shares of Common Stock offered hereby.
Appears in 3 contracts
Samples: Equity Line of Credit Agreement (Forefront Inc), Equity Line of Credit Agreement (Forefront Inc), Equity Line of Credit Agreement (Forefront Inc)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyConvertible Debentures, the Warrants, the Warrant Shares or the Conversion Shares.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Cromwell Uranium Corp.), Securities Purchase Agreement (Foothills Resources Inc), Securities Purchase Agreement (Lam Liang Corp.)
No General Solicitation. Neither the Company, nor any of its affiliates, nor any person acting on its or their behalf, has engaged in any form of general solicitation or general advertising (within the meaning of Regulation D under the Securities ActD) in connection with the offer or sale of the shares of Common Stock offered herebyBackstop Acquired Shares, the PIPE Shares or the Rollover Shares.
Appears in 3 contracts
Samples: Standby, Securities Purchase and Debt Conversion Agreement (Barnes & Noble Education, Inc.), Standby, Securities Purchase and Debt Conversion Agreement (Immersion Corp), Standby, Securities Purchase and Debt Conversion Agreement
