No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 371 contracts
Samples: Underwriting Agreement (Reviva Pharmaceuticals Holdings, Inc.), Underwriting Agreement (Autonomix Medical, Inc.), Underwriting Agreement (Modular Medical, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Convertible Debentures or the Conversion Shares under the Securities Act or cause this offering of the Securities Convertible Debentures or the Conversion Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 148 contracts
Samples: Securities Purchase Agreement (Ignis Petroleum Group, Inc.), Securities Purchase Agreement (Worldgate Communications Inc), Securities Purchase Agreement (Ignis Petroleum Group, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Securities under the Securities Act or cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 105 contracts
Samples: Securities Purchase Agreement (Regen BioPharma Inc), Securities Purchase Agreement (Regen BioPharma Inc), Securities Purchase Agreement (Clean Vision Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Public Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 64 contracts
Samples: Underwriting Agreement (Cognition Therapeutics Inc), Underwriting Agreement (Modular Medical, Inc.), Underwriting Agreement (Tesspay Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder approval provisions provisions, including, without limitation, under the rules and regulations of any Trading Market exchange or automated quotation system on which any of the securities of the Company are listed or designated.
Appears in 48 contracts
Samples: Securities Purchase Agreement (Chile Mining Technologies Inc.), Securities Purchase Agreement (International Isotopes Inc), Securities Purchase Agreement (International Isotopes Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering Offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 38 contracts
Samples: Underwriting Agreement (Job Aire Group Inc.), Underwriting Agreement (Med-X, Inc.), Underwriting Agreement (Med-X, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 32 contracts
Samples: Underwriting Agreement (Flora Growth Corp.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.), Underwriting Agreement (Biomerica Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by Company that cause a violation of the Company for purposes of Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including, without limitation, under the rules and regulations of the securities of the Company are listed or designatedTrading Market.
Appears in 30 contracts
Samples: Stock Purchase Agreement (Camber Energy, Inc.), Loan Agreement (Camber Energy, Inc.), Stock Purchase Agreement (Camber Energy, Inc.)
No Integrated Offering. Neither the Company, Company nor any of its Affiliates, Affiliates nor any Person acting on its or their behalf has, directly or indirectly, made any offers offer or sales sale of any security of the Company or solicited any offers offer to buy any security, such security under circumstances that would cause this offering eliminate the availability of the exemption from registration under Regulation D in connection with the offer and sale of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedas contemplated hereby.
Appears in 29 contracts
Samples: Securities Purchase Agreement (Brazil Minerals, Inc.), Securities Purchase Agreement (Brazil Minerals, Inc.), Securities Purchase Agreement (Brazil Minerals, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Public Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 29 contracts
Samples: Underwriting Agreement (Perma Fix Environmental Services Inc), Underwriting Agreement (ENDRA Life Sciences Inc.), Underwriting Agreement (XCel Brands, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or which could violate any applicable shareholder approval provisions of any Trading Market on which any provisions, including, without limitation, under the rules and regulations of the securities of the Company are listed or designatedTrading Market.
Appears in 28 contracts
Samples: Securities Purchase Agreement (Oxford Media, Inc.), Securities Purchase Agreement (Medistem Laboratories, Inc.), Securities Purchase Agreement (World Health Alternatives Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Act or which could violate any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including, without limitation, under the rules and regulations of the securities of the Company are listed or designatedTrading Market.
Appears in 27 contracts
Samples: Convertible Preferred Stock Purchase Agreement (POSITIVEID Corp), Securities Purchase Agreement (Advanced Cell Technology, Inc.), Preferred Stock Purchase Agreement (Revonergy Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor to the knowledge of the Company, any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Securities under the Securities Act or cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 25 contracts
Samples: Subscription Agreement (Nelson Daniel D), Subscription Agreement (Kairos Pharma, LTD.), Subscription Agreement (Kairos Pharma, LTD.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause other than pursuant to this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedAgreement.
Appears in 21 contracts
Samples: Regulation S Subscription Agreement (Suspect Detection Systems, Inc.), Subscription Agreement (Cellceutix CORP), Settlement Agreement (Hwi Global Inc.)
No Integrated Offering. Neither None of the Company, nor any of its Affiliates, nor or any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering require registration of the issuance of any of the Purchased Shares under the Securities to be integrated Act, whether through integration with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedotherwise.
Appears in 20 contracts
Samples: Subscription Agreement (Kong Jianping), Subscription Agreement (Sun Qifeng), Subscription Agreement (Sun Qifeng)
No Integrated Offering. Neither the Company, Company nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any Company security or solicited any offers to buy any security, under circumstances that would cause this offering adversely affect reliance by the Company on Section 4(2) for the exemption from registration for the transactions contemplated hereby or would require registration of the Securities to be integrated with prior offerings by under the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 19 contracts
Samples: Exchange Agreement, Exchange Agreement (Hansen Medical Inc), Convertible Note Purchase Agreement (Press Ventures, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor to the knowledge of the Company, any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Shares under the Securities Act or cause this offering of the Securities Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Avinger Inc), Securities Purchase Agreement (T2 Biosystems, Inc.), Securities Purchase Agreement (T2 Biosystems, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 14 contracts
Samples: Underwriting Agreement (Amphitrite Digital Inc), Underwriting Agreement (Amphitrite Digital Inc), Underwriting Agreement (NeoVolta Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Offering to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 14 contracts
Samples: Underwriting Agreement (Olb Group, Inc.), Underwriting Agreement (Olb Group, Inc.), Underwriting Agreement (Olb Group, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Notes under the Securities Act or cause this offering of the Securities Notes to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 14 contracts
Samples: Securities Purchase Agreement (PureBase Corp), Securities Purchase Agreement (EZRaider Co.), Securities Purchase Agreement (PureBase Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Shares to be integrated with prior offerings by Company that cause a violation of the Company for purposes of Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including, without limitation, under the rules and regulations of the securities of the Company are listed or designatedTrading Market.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Shares under the Securities Act or cause this offering of the Securities Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Wetouch Technology Inc.), Securities Purchase Agreement (Asta Holdings, Corp.), Securities Purchase Agreement (Pulse Evolution Corp)
No Integrated Offering. Neither the Company, Company nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any Company security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings adversely affect reliance by the Company on Section 4(a)(2) for purposes of any applicable shareholder approval provisions of any Trading Market on which any the exemption from registration for the transactions contemplated hereby or would require registration of the securities of Shares under the Company are listed or designatedSecurities Act.
Appears in 11 contracts
Samples: Securities Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Securities Purchase Agreement (Helius Medical Technologies, Inc.), Securities Purchase Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp)
No Integrated Offering. Neither None of the Company, nor any of its AffiliatesSubsidiaries, nor their affiliates, or any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Securities under the Securities Act or cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedprovisions.
Appears in 11 contracts
Samples: Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase Agreement (Amacore Group, Inc.), Securities Purchase and Exchange Agreement (Amacore Group, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Firm Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 11 contracts
Samples: Underwriting Agreement (Tantech Holdings LTD), Underwriting Agreement (Greenland Technologies Holding Corp.), Underwriting Agreement (Meten EdtechX Education Group Ltd.)
No Integrated Offering. Neither the Company, nor any of its Affiliates---------------------- affiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, other than pursuant to this Agreement, under circumstances that would cause this offering require registration of the Common Stock under the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedAct.
Appears in 10 contracts
Samples: Private Equity Line Agreement (Sonic Solutions/Ca/), Private Equity Line of Credit Agreement (Team Communications Group Inc), Private Equity Line of Credit Agreement (Advanced Aerodynamics & Structures Inc/)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf hasbehalf, has directly or indirectly, indirectly made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would cause this offering the offer of the Securities Shares pursuant to this Agreement to be integrated with prior offerings by the Company so as to invalidate any exemptions under the Securities Act for purposes of any applicable shareholder approval provisions of any Trading Market on which any the offer and sale of the securities of the Company are listed or designatedShares.
Appears in 10 contracts
Samples: Subscription Agreement (Tecogen Inc.), Subscription Agreement (American Dg Energy Inc), Subscription Agreement (American Dg Energy Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Securities under the Securities Act or cause this offering of the Securities such securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (LifeMD, Inc.), Securities Purchase Agreement (Artec Global Media, Inc.), Securities Purchase Agreement (Growlife, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Shares under the Securities Act or cause this offering of the Securities Shares to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedprovisions.
Appears in 9 contracts
Samples: Common Stock Purchase Agreement (Softquad Software LTD), Common Stock Purchase Agreement (Power Kiosks Inc), Series a Convertible Preferred Stock Purchase Agreement (Thomson & Kernaghan Co LTD)
No Integrated Offering. Neither the Company, Company nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any Company security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings adversely affect reliance by the Company on Section 4(2) for purposes of any applicable shareholder approval provisions of any Trading Market on which any the exemption from registration for the transactions contemplated hereby or would require registration of the securities of Shares under the Company are listed or designatedSecurities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (GTX Inc /De/), Securities Purchase Agreement (GTX Inc /De/), Securities Purchase Agreement (Hansen Medical Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder stockholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 9 contracts
Samples: Underwriting Agreement (SeqLL, Inc.), Underwriting Agreement (Elate Group, Inc.), Underwriting Agreement (Elate Group, Inc.)
No Integrated Offering. Neither None of the Company, nor its subsidiaries or any of its Affiliatestheir affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by require approval of stockholders of the Company for purposes under any applicable stockholder approval provisions, including, without limitation, under the rules and regulations of any applicable shareholder approval provisions of any Trading Market exchange or automated quotation system on which any of the securities of the Company are listed or designateddesignated for quotation.
Appears in 9 contracts
Samples: Subscription Agreement, Subscription Agreement (ARCA Biopharma, Inc.), Subscription Agreement (ARCA Biopharma, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, other than pursuant to this Agreement, under circumstances that would cause this offering require registration of the Common Stock under the Securities to be integrated with prior offerings by Act, other than the private offering which the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of is conducting in the securities of the Company are listed or designatedUnited States contemporaneously with this offering.
Appears in 9 contracts
Samples: Subscription Agreement (Kou You Kai Ltd.), Regulation S Subscription and Investor Representation Agreement (EZY Flexi Light Pty Ltd.), Subscription Agreement (Birdbill, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Securities or the Conversion Shares under the Securities Act or cause this offering of the Securities or the Conversion Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Pervasip Corp), Securities Purchase Agreement (Pervasip Corp), Securities Purchase Agreement (Pervasip Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf hasbehalf, has directly or indirectly, indirectly made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would cause this offering require registration of the Securities to be integrated with prior offerings by being offered hereby under the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Palomar Medical Technologies Inc), Securities Purchase Agreement (Palomar Medical Technologies Inc), Securities Purchase Agreement (Palomar Medical Technologies Inc)
No Integrated Offering. Neither the Company, Company nor any of its Affiliates, nor any Person person or entity acting on its or their behalf has, directly or indirectly, made any offers or sales of any Company security or solicited any offers to buy any security, under circumstances that would cause this offering adversely affect reliance by the Company on Section 4(2) for the exemption from registration for the transactions contemplated hereby or would require registration of the Securities to be integrated with prior offerings by under the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Solexa, Inc.), Securities Purchase Agreement (Solexa, Inc.), Securities Purchase Agreement (Solexa, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedNASDAQ Capital Market.
Appears in 8 contracts
Samples: Underwriting Agreement (Loha Co. LTD), Underwriting Agreement (Loha Co. Ltd.), Underwriting Agreement (Huadi International Group Co., Ltd.)
No Integrated Offering. Neither the Company, Company nor any of its Affiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any Company security or solicited any offers to buy any security, under circumstances that would cause this offering adversely affect reliance by the Company on Section 4(2) of the Securities to be integrated with prior offerings by Act for the Company exemption from registration for purposes of any applicable shareholder approval provisions of any Trading Market on which any the transactions contemplated hereby or would require registration of the securities of Purchased Securities under the Company are listed or designatedSecurities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Emerald Oil, Inc.), Securities Purchase Agreement (Emerald Oil, Inc.), Securities Purchase Agreement (Emerald Oil, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering the Offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 8 contracts
Samples: Underwriting Agreement (Lafayette Energy Corp.), Underwriting Agreement (Lafayette Energy Corp.), Underwriting Agreement (Lafayette Energy Corp.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any securitysecurity since 1998, other than pursuant to this Agreement and employee benefit plans, under circumstances that would cause this offering require registration of the Class A Common Stock under the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedAct.
Appears in 8 contracts
Samples: Private Equity Line Agreement (Fonix Corp), Private Equity Line Agreement (Fonix Corp), Private Equity Line Agreement (Fonix Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Securities under the Securities Act or cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Perfect Moment Ltd.), Securities Purchase Agreement (Perfect Moment Ltd.), Securities Purchase Agreement (Perfect Moment Ltd.)
No Integrated Offering. Neither None of the Company, nor Company or any of its Affiliates, nor or any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of any of the Securities under the Securities Act or cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including under the rules and regulations of the securities of the Company are listed or designatedTrading Market.
Appears in 7 contracts
Samples: Securities Purchase Agreement (CervoMed Inc.), Securities Purchase Agreement (CervoMed Inc.), Securities Purchase Agreement (Nektar Therapeutics)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor to the knowledge of the Company, any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Shares under the Securities Act or cause this offering of the Securities Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 7 contracts
Samples: Subscription Agreement (RoyaLand Co Ltd.), Subscription Agreement (Akoustis Technologies, Inc.), Subscription Agreement (Akoustis Technologies, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of (i) the Securities Act which would require the registration of any such securities under the Securities Act, or (ii) any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 7 contracts
Samples: Securities Purchase Agreement (BioSig Technologies, Inc.), Securities Purchase Agreement (Pulse Biosciences, Inc.), Securities Purchase Agreement (hopTo Inc.)
No Integrated Offering. Neither None of the Company, nor Company or any of its Affiliatesaffiliates, nor or any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of any of the Shares under the Securities Act or cause this offering of the Securities Shares to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including under the rules and regulations of the securities of the Company are listed or designatedTrading Market.
Appears in 7 contracts
Samples: Stock Purchase Agreement (Gossamer Bio, Inc.), Stock Purchase Agreement (Crinetics Pharmaceuticals, Inc.), Stock Purchase Agreement
No Integrated Offering. Neither the Company, nor nor, to the Company’s knowledge, any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 7 contracts
Samples: Underwriting Agreement (Quanergy Systems, Inc.), Underwriting Agreement (Quanergy Systems, Inc.), Underwriting Agreement (Quanergy Systems, Inc.)
No Integrated Offering. Neither of the Company, nor any of its Affiliates, nor Company or any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any Company security, under circumstances that would adversely affect reliance by the Company on Section 4(a)(2) of the Securities Act or require registration of any of the Shares under the Securities Act or cause this offering of the Securities Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Puma Biotechnology, Inc.), Securities Purchase Agreement (Bolt Projects Holdings, Inc.), Securities Purchase Agreement (Puma Biotechnology, Inc.)
No Integrated Offering. Neither None of the Company, nor its subsidiaries, any of its Affiliatestheir affiliates, nor and any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Note under the Securities Act or cause this offering of the Securities Note to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedprovisions.
Appears in 6 contracts
Samples: Note Purchase Agreement (Medical Media Television, Inc.), Securities Exchange Agreement (Medical Media Television, Inc.), Note Purchase Agreement (Medical Media Television, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Common Stock under the Securities Act or cause this offering of the Securities Common Stock to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of Securities Act where such integration would result in an exemption not being available for the Company are listed or designatedtransactions contemplated herein.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Cogenco International Inc), Securities Purchase Agreement (Cogenco International Inc), Securities Purchase Agreement (Cogenco International Inc)
No Integrated Offering. Neither the Company, nor nor, to the Company’s knowledge, any of its Affiliates, nor Affiliates or any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 6 contracts
Samples: Underwriting Agreement (Achieve Life Sciences, Inc.), Underwriting Agreement (Achieve Life Sciences, Inc.), Underwriting Agreement (Achieve Life Sciences, Inc.)
No Integrated Offering. Neither None of the Company, nor any of its subsidiaries or Affiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Preferred Stock under the Securities Act or cause this offering of the Securities Preferred Stock to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 6 contracts
Samples: Series H Convertible Preferred Stock Purchase Agreement (Naturewell Inc), Series D Convertible Preferred Stock Purchase Agreement (Egpi Firecreek, Inc.), Series a Convertible Preferred Stock Purchase Agreement (Enigma Software Group, Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Public Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Heritage Distilling Holding Company, Inc.), Underwriting Agreement (Heritage Distilling Holding Company, Inc.), Underwriting Agreement (Healthy Choice Wellness Corp.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or which could violate any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including, without limitation, under the rules and regulations of the securities of the Company are listed or designatedTrading Market.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.), Securities Purchase Agreement (Catasys, Inc.)
No Integrated Offering. Neither the Company, nor any of its AffiliatesNo Company Entity, nor any Person acting on its or their the behalf of any of the foregoing, has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy purchase any security, under circumstances that would require registration of any of the Securities under the Securities Act or cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 6 contracts
Samples: Series B 4 Cumulative Convertible Preferred Stock Subscription Agreement (IMH Financial Corp), Series B 4 Cumulative Convertible Preferred Stock Subscription Agreement, Series B 3 Cumulative Convertible Preferred Stock Subscription Agreement (IMH Financial Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf hasbehalf, has directly or indirectly, indirectly made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would require registration of the Securities being offered hereby under the Securities Act or cause this offering of the Securities to be integrated with any prior offerings by offering of securities of the Company for purposes of the Securities Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including, without limitation, Rule 4460(i) of the securities of the Company are listed NASD or designatedany similar rule.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Cenuco Inc), Securities Purchase Agreement (Cenuco Inc), Securities Purchase Agreement (Icc Technologies Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf behalf, has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would require registration of the Securities being offered hereby under the Securities Act or cause this offering of the Securities to be integrated with any prior offerings by offering of securities of the Company for purposes of the Securities Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedprovisions.
Appears in 6 contracts
Samples: Purchase Agreement (Sphere 3D Corp.), Purchase Agreement (Sphere 3D Corp.), Purchase Agreement (Sphere 3D Corp)
No Integrated Offering. Neither None of the Company, nor its Subsidiaries or any of its Affiliatestheir affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes Company. None of the Company, its Subsidiaries, their affiliates nor any applicable shareholder approval provisions Person acting on their behalf will take any action or steps that would cause the offering of any Trading Market on which any of the Securities to be integrated with other offerings of securities of the Company are listed or designatedCompany.
Appears in 6 contracts
Samples: Securities Purchase Agreement (China Ceramics Co., LTD), Securities Purchase Agreement (NXT-Id, Inc.), Securities Purchase Agreement (NXT-Id, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Closing Units to be integrated with prior offerings by the Company for purposes of any applicable shareholder stockholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 6 contracts
Samples: Underwriting Agreement (Bluejay Diagnostics, Inc.), Underwriting Agreement (Cemtrex Inc), Underwriting Agreement (Sunshine Biopharma, Inc)
No Integrated Offering. Neither None of the Company, nor any of its Affiliates, nor or any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering require registration of the issuance of any of the Purchased Securities to be integrated under the Securities Act, whether through integration with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedotherwise.
Appears in 6 contracts
Samples: Subscription Agreement (Legend Biotech Corp), Subscription Agreement (I-Mab), Subscription Agreement (Hillhouse Capital Advisors, Ltd.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf hasbehalf, has directly or indirectly, indirectly made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would cause this the offering of the Securities Shares pursuant to this Agreement to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on the Securities Act which would prevent the Company from selling the Shares pursuant to Rule 506 under the Securities Act, nor will the Company or any of its affiliates take any action or steps that would cause the securities offering of the Company are listed or designatedShares to be integrated with other offerings.
Appears in 6 contracts
Samples: Subscription Agreement (Revelstone Capital Acquisition Corp.), Subscription Agreement (Revelstone Capital Acquisition Corp.), Common Stock Purchase Agreement (Taronis Fuels, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor to the knowledge of the Company, any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Securities under the Securities Act or cause this offering Offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 6 contracts
Samples: Subscription Agreement (Syra Health Corp), Subscription Agreement (Syra Health Corp), Subscription Agreement (Acesis Holdings Corp.)
No Integrated Offering. Neither the Company, nor nor, to its knowledge, any of its Affiliates, nor any affiliates or other Person acting on its or their the Company’s behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would cause this offering the Offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions the Securities Act, when integration would cause the Offering not to be exempt from the registration requirements of any Trading Market on which any Section 5 of the securities of the Company are listed or designatedSecurities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement, Securities Purchase Agreement (22nd Century Group, Inc.), Securities Purchase Agreement (22nd Century Group, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf (excluding the Placement Agent) has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 6 contracts
Samples: Placement Agency Agreement (ARCA Biopharma, Inc.), Placement Agency Agreement (ARCA Biopharma, Inc.), Placement Agent Agreement (ARCA Biopharma, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf hasbehalf, has directly or indirectly, indirectly made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would cause this offering of the Securities to be integrated with any prior offerings by or contemporaneous offering of securities of the Company for purposes of the Securities Act or any applicable shareholder state securities law or any applicable stockholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedprovisions.
Appears in 5 contracts
Samples: Convertible Preferred Stock and Warrant Purchase Agreement (Idera Pharmaceuticals, Inc.), Convertible Preferred Stock and Warrant Purchase Agreement (Idera Pharmaceuticals, Inc.), Stock Purchase Agreement (Idera Pharmaceuticals, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Public Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedCompany.
Appears in 5 contracts
Samples: Underwriting Agreement (Safe Pro Group Inc.), Underwriting Agreement (Safe Pro Group Inc.), Underwriting Agreement (Icon Energy Corp)
No Integrated Offering. Neither To the Company’s knowledge, neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Offering to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 5 contracts
Samples: Underwriting Agreement (Sunshine Biopharma, Inc), Underwriting Agreement (Sunshine Biopharma, Inc), Underwriting Agreement (Alset EHome International Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of (i) the Securities Act and (ii) any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Nuwellis, Inc.), Securities Purchase Agreement (Nuwellis, Inc.), Securities Purchase Agreement (Nuwellis, Inc.)
No Integrated Offering. Neither To the Company's knowledge, neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, other than pursuant to this Agreement or pursuant to the Company's existing employee benefit plan, under circumstances that would cause this the offering of the Securities Units pursuant to this Agreement to be integrated with prior or future offerings by the Company for purposes of the Securities Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedprovisions.
Appears in 5 contracts
Samples: Unit Purchase Agreement (Medi Hut Co Inc), Unit Purchase Agreement (Pacific Webworks Inc), Unit Purchase Agreement (View Systems Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder shareholders approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 5 contracts
Samples: Placement Agent Agreement (Cyngn Inc.), Placement Agent Agreement (Cyngn Inc.), Placement Agent Agreement (Clearmind Medicine Inc.)
No Integrated Offering. Neither Assuming the accuracy of the Investors’ representations and warranties set forth in the Transaction Documents, neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this the offering of the Securities to be integrated with contemporaneous or prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 5 contracts
Samples: Placement Agency Agreement (Digital Social Retail, Inc.), Underwriting Agreement (ADiTx Therapeutics, Inc.), Underwriting Agreement (ADiTx Therapeutics, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, Company nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any Company security or solicited any offers to buy any security, under circumstances that would cause this offering adversely affect reliance by the Company on Section 4(2) of the Securities to Act for the exemption from registration for the transactions contemplated hereby or would require registration of the Securities under the Securities Act or would be integrated with prior offerings by under the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedNasdaq Marketplace Rules.
Appears in 5 contracts
Samples: Common Stock and Warrant Purchase Agreement (Sunesis Pharmaceuticals Inc), Common Stock and Warrant Purchase Agreement (Sunesis Pharmaceuticals Inc), Common Stock and Warrant Purchase Agreement (Ats Medical Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security of the Company’s securities or solicited any offers to buy any securityof such securities, under circumstances that would cause this prevent the Company from offering of the Securities pursuant to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedRule 504.
Appears in 5 contracts
Samples: Securities Purchase Agreement (LIfe Science Holding Co), Subscription Agreement (Vsurance), Subscription Agreement (Vsurance)
No Integrated Offering. Neither the Company, nor any affiliate of its Affiliatesthe Company, nor nor, to the Company’s knowledge any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Offering to be integrated with prior offerings by the Company for purposes in such a manner that would subject this Offering to the registration requirements of any applicable shareholder approval provisions of any Trading Market on which any section 5 of the securities of the Company are listed or designatedSecurities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Cyclo Therapeutics, Inc.), Securities Purchase Agreement (Cyclo Therapeutics, Inc.), Securities Purchase Agreement (Cyclo Therapeutics, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor to the knowledge of the Company, any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, other than the transactions contemplated hereby, under circumstances that would require registration of the Shares under the Securities Act or cause this offering of the Securities Shares to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 5 contracts
Samples: Subscription Agreement (Transphorm, Inc.), Subscription Agreement (Transphorm, Inc.), Subscription Agreement (Peninsula Acquisition Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder approval provisions provisions, including, without limitation, under the rules and regulations of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Lu Pingji), Securities Purchase Agreement (China Housing & Land Development, Inc.), Senior Secured Convertible Loan Agreement (Navstar Media Holdings, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor to the knowledge of the Company, any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Units or the securities contained therein under the Securities Act or cause this offering of the Securities Units or the securities contained therein to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 5 contracts
Samples: Subscription Agreement (Shuttle Pharmaceuticals Holdings, Inc.), Subscription Agreement (Hyperdynamics Corp), Subscription Agreement (Hyperdynamics Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities Shares pursuant to the Transaction Documents to be integrated with prior offerings by the Company for purposes of any applicable shareholder law, regulation or stockholder approval provisions provisions, including, without limitation, under the rules and regulations of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 5 contracts
Samples: Securities Purchase Agreement (ChromaDex Corp.), Securities Purchase Agreement (ChromaDex Corp.), Securities Purchase Agreement (ChromaDex Corp.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf hasThe Company has not, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 5 contracts
Samples: Underwriting Agreement (Dragonwave Inc), Underwriting Agreement (Mast Therapeutics, Inc.), Underwriting Agreement (Ceres, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions the Securities Act that would require the registration of any Trading Market on which any of such securities under the securities of the Company are listed or designatedSecurities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Medite Cancer Diagnostics, Inc.), Securities Purchase Agreement (Medite Cancer Diagnostics, Inc.), Securities Purchase Agreement (Medite Cancer Diagnostics, Inc.)
No Integrated Offering. Neither the Company, Company nor any of its Affiliatesaffiliates, nor any Person person or entity acting on its or their behalf has, directly or indirectly, made any offers or sales of any Company security or solicited any offers to buy any security, under circumstances that would cause this offering adversely affect reliance by the Company on Section 4(2) of the Securities to be integrated with prior offerings by Act for the Company exemption from registration for purposes of any applicable shareholder approval provisions of any Trading Market on which any the transactions contemplated hereby or would require registration of the securities of Securities under the Company are listed or designatedSecurities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Metabasis Therapeutics Inc), Securities Purchase Agreement (Favrille Inc), Securities Purchase Agreement (Trikon Technologies Inc)
No Integrated Offering. Neither of the Company, nor Company or any of its Affiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any Company security, under circumstances that would adversely affect reliance by the Company on Section 4(a)(2) of the Securities Act or require registration of any of the Securities under the Securities Act or cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (ViewRay, Inc.), Securities Purchase Agreement (ViewRay, Inc.), Securities Purchase Agreement (ViewRay, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or which could violate any applicable shareholder approval provisions of any Trading Market on which any provisions, including, without limitation, under the rules and regulations of the securities of the Company are listed or designatedPrincipal Market.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Usurf America Inc), Securities Purchase Agreement (Usurf America Inc), Securities Purchase Agreement (Waverider Communications Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would cause this offering of the Securities Offering to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions the Securities Act which would require the registration of any Trading Market on which any of such Securities under the securities of the Company are listed or designatedSecurities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Invizyne Technologies Inc), Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (theMaven, Inc.)
No Integrated Offering. Neither the Company, nor any Affiliate (as hereafter defined) of its Affiliatesthe Company, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Purchased Securities to be integrated with prior offerings by the Company for purposes of the Securities Act, any applicable shareholder state securities laws or any applicable stockholder approval provisions of provisions, nor will the Company take any Trading Market on which any action or steps that would cause the offering of the securities of the Company are listed or designatedPurchased Securities to be integrated with other offerings.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Zix Corp), Securities Purchase Agreement (Zix Corp), Securities Purchase Agreement (Zix Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 5 contracts
Samples: Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Helius Medical Technologies, Inc.), Placement Agency Agreement (Novo Integrated Sciences, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf behalf, has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would cause this offering require registration of the Securities to be integrated with prior offerings by being offered hereby under the Company for purposes Securities Act or the filing of any applicable shareholder approval provisions of prospectus under any Trading Market on which any of the Canadian securities of the Company are listed or designatedlaws.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Warburg Pincus Ventures Lp), Securities Purchase Agreement (Sonus Corp), Securities Purchase Agreement (Healthcare Capital Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf hasbehalf, has directly or indirectly, indirectly made any offers or sales of in any security or solicited any offers to buy any security, security under circumstances that would cause this offering require registration under the Securities Act of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any issuance of the securities of Common Shares to the Company are listed or designatedInvestors.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Internet America Inc), Securities Purchase Agreement (Mihaylo Steven G), Securities Purchase Agreement (Internet America Inc)
No Integrated Offering. Neither None of the Company, nor its Subsidiaries or any of its Affiliatestheir affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior other offerings by of securities of the Company for purposes Company. None of the Company, its Subsidiaries, their affiliates nor any applicable shareholder approval provisions Person acting on their behalf will take any action or steps that would cause the offering of any Trading Market on which any of the Securities to be integrated with other offerings of securities of the Company are listed or designatedCompany.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Canoo Inc.), Securities Purchase Agreement (Canoo Inc.), Securities Purchase Agreement (Canoo Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would require registration of the Units, including the underlying securities, under the Securities Act or cause this offering of the Securities Units to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedSecurities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Cur Media, Inc.), Securities Purchase Agreement (Cur Media, Inc.), Securities Purchase Agreement (Symbid Corp.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Firm Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designated.
Appears in 4 contracts
Samples: Underwriting Agreement (BIT ORIGIN LTD), Underwriting Agreement (Tantech Holdings LTD), Underwriting Agreement (China SXT Pharmaceuticals, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, security under circumstances that would cause this offering require registration under the Securities Act of shares of the Securities to be integrated Common Stock issuable hereunder with prior offerings by the Company for purposes any other offers or sales of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedCompany.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (EPIX Pharmaceuticals, Inc.), Common Stock Purchase Agreement (Discovery Laboratories Inc /De/), Common Stock Purchase Agreement (Jazz Pharmaceuticals Inc)
No Integrated Offering. Neither the Company, nor any affiliate of its Affiliatesthe Company, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Purchased Securities to be integrated with prior offerings by the Company for purposes of the Securities Act, or any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including, without limitation, under the rules and regulations of the securities Nasdaq, nor will the Company take any action or steps that would cause the offering of the Company are listed or designatedPurchased Shares to be integrated with other offerings.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Iomai Corp), Securities Purchase Agreement (Biopure Corp), Securities Sale Agreement (Dyax Corp)
No Integrated Offering. Neither Other than in connection with the Share Exchange Agreement, neither the Company, nor any of its Affiliatesaffiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or any applicable shareholder approval provisions provisions, including, without limitation, under the rules and regulations of any Trading Market exchange or automated quotation system on which any of the securities of the Company are listed or designated.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Tanke Biosciences Corp), Securities Purchase Agreement (Tanke Biosciences Corp), Securities Purchase Agreement (Tanke Biosciences Corp)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by Company that cause a violation of the Company for purposes of Act or any applicable shareholder stockholder approval provisions of any Trading Market on which any other than Approval, including, without limitation, under the rules and regulations of the securities of the Company are listed or designatedTrading Market.
Appears in 4 contracts
Samples: Stock Purchase Agreement (Lucas Energy, Inc.), Securities Purchase Agreement (Lucas Energy, Inc.), Securities Purchase Agreement (Lucas Energy, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions the Securities Act which would require the registration of any Trading Market on which any of such securities under the securities of the Company are listed or designatedSecurities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Provention Bio, Inc.), Securities Purchase Agreement (Emmaus Life Sciences, Inc.), Securities Purchase Agreement (Health-Right Discoveries, Inc.)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of the Securities Act or which could violate any applicable shareholder stockholder approval provisions of any Trading Market on which any provisions, including, without limitation, under the rules and regulations of the securities of the Company are listed or designatedtrading market.
Appears in 4 contracts
Samples: Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.), Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.), Series H Preferred Stock Purchase Agreement (Entech Solar, Inc.)
No Integrated Offering. Neither the Company, Company nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any Company security or solicited any offers to buy any security, under circumstances that would cause this offering adversely affect reliance by the Company on Section 4(a)(2) of the Securities to be integrated with prior offerings by Act for the Company exemption from registration for purposes of any applicable shareholder approval provisions of any Trading Market on which any the transactions contemplated hereby or would require registration of the securities of Purchased Shares under the Company are listed or designatedSecurities Act.
Appears in 4 contracts
Samples: Share Purchase Agreement, Share Purchase Agreement (Swift Energy Co), Share Purchase Agreement (Strategic Value Partners, LLC)
No Integrated Offering. Neither the Company, nor any of its Affiliates, nor any Person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, under circumstances that would cause this offering of the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedCompany.
Appears in 4 contracts
Samples: Underwriting Agreement (RenovoRx, Inc.), Underwriting Agreement (RenovoRx, Inc.), Underwriting Agreement (Jowell Global Ltd.)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security or solicited any offers to buy any security, other than pursuant to this Agreement, the Registration Statement and the Prospectus, and employee benefit plans, under circumstances that would cause this offering require registration under the Securities Act of shares of the Securities to be integrated Common Stock issuable hereunder with prior offerings by the Company for purposes any other offers or sales of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedCompany.
Appears in 4 contracts
Samples: Common Stock Purchase Agreement (Biosante Pharmaceuticals Inc), Common Stock Purchase Agreement (Neurocrine Biosciences Inc), Common Stock Purchase Agreement (Acadia Pharmaceuticals Inc)
No Integrated Offering. Neither the Company, nor any of its Affiliatesaffiliates, nor any Person person acting on its or their behalf has, directly or indirectly, made any offers or sales of any security of the Company's securities or solicited any offers to buy any securityof such securities, under circumstances that would cause this prevent the Company from offering of the Units pursuant to Section 4(2) under the Securities to be integrated with prior offerings by the Company for purposes of any applicable shareholder approval provisions of any Trading Market on which any of the securities of the Company are listed or designatedAct.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Savoy Resources Corp), Securities Purchase Agreement (Savoy Resources Corp), Securities Purchase Agreement (Savoy Resources Corp)