No Investment Company; Margin Regulation. Become required to register as an “investment company,” or become controlled by any Person required to register as an “investment company”, within the meaning of the Investment Company Act of 1940, or become principally engaged in, or undertake as one of its important activities, the business of extending credit for the purpose of purchasing or carrying margin stock, or use the proceeds of any Credit Extension for such purpose.
Appears in 3 contracts
Samples: Loan and Security Agreement (Max International Inc), Loan and Security Agreement (Thayer Ventures Acquisition Corp), Loan and Security Agreement (Max International Inc)
No Investment Company; Margin Regulation. Become or be required to register be registered as an “investment company,” or become controlled by any Person required to register as an “investment company”, within the meaning of the Investment Company Act of 1940, or become principally engaged in, or undertake as one of its important activities, the business of extending credit for the purpose of purchasing or carrying margin stock, or use the proceeds of any Credit Extension for such purpose.
Appears in 1 contract
Samples: Loan and Security Agreement (Interpace Biosciences, Inc.)
