No Issue of Securities. The Company has not issued any warrants or other securities, or granted any options, directly or indirectly to anyone who is a “participating member,” as defined in Rule 5110(j)(15) of the FINRA Manual, in the Offering within the 180-day period prior to the initial confidential submission of the Registration Statement. (jjj) No Association with any Member. No person to whom securities of the Company have been privately issued within the 180-day period prior to the initial confidential submission of the Registration Statement has, to the Company’s knowledge, any relationship or affiliation or association with any Member.
Appears in 6 contracts
Samples: Underwriting Agreement (Ocelot Acquisition Corp I), Underwriting Agreement (G&P Acquisition Corp.), Underwriting Agreement (Kadem Sustainable Impact Corp)
