Common use of No Material Pending Actions Clause in Contracts

No Material Pending Actions. There are no material pending or, to the best of the Sub-Adviser’s knowledge, material threatened or contemplated actions, suits, proceedings or investigations before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange, or arbitration panel to which it or any of its directors, officers, employees, partners, shareholders, members or principals, or any of its affiliates is a party or to which it or its affiliates or any of its or its affiliates’ assets are subject, nor has it or any of its affiliates received any notice of an investigation or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of its or their respective activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the Sub-Adviser’s ability to discharge its obligations under this Agreement.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (FS Series Trust), Investment Sub Advisory Agreement (FS Series Trust)

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No Material Pending Actions. There To the best of its knowledge, as of the date hereof, there are no material pending orpending, to the best of the Sub-Adviser’s knowledgethreatened, material threatened or contemplated actions, suits, proceedings proceedings, or investigations before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange, or arbitration panel to which it or any of its directors, officers, senior employees, partners, shareholders, members or principals, or any of its affiliates principals is a party or to which it or its affiliates or any of its or its affiliates’ assets are subject, nor has it or any of its affiliates received any notice of an investigation investigation, inquiry, or dispute by any court, governmental, administrative administrative, or self-regulatory body, board of trade, exchange exchange, or arbitration panel regarding any of its or their respective activities which which, in each case, might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the Sub-Adviser’s ability to discharge its obligations under this Agreement.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Ab Cap Fund, Inc.), Investment Sub Advisory Agreement (Alliancebernstein Cap Fund, Inc.)

No Material Pending Actions. There To the best of its knowledge, there are no material pending orpending, to the best of the Sub-Adviser’s knowledgethreatened, material threatened or contemplated actions, suits, proceedings proceedings, or investigations before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange, or arbitration panel to which it or any of its directors, officers, employees, partners, shareholders, members or principals, principals or any of its affiliates is a party or to which it or its affiliates or any of its or its affiliates’ assets are subject, nor has it or any of its affiliates received any notice of an investigation investigation, inquiry, or dispute by any court, governmental, administrative administrative, or self-regulatory body, board of trade, exchange exchange, or arbitration panel regarding any of its or their respective activities which might reasonably be expected to result in a material adverse effect on the Fund Fund, or which might reasonably be expected to materially impair the Sub-Adviser’s ability to discharge its obligations under this Agreement.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement, Investment Sub Advisory Agreement (Ab Cap Fund, Inc.)

No Material Pending Actions. There To the best of its knowledge, there are no material pending orpending, to the best of the Sub-Adviser’s knowledgethreatened, material threatened or contemplated actions, suits, proceedings proceedings, or investigations before or by any court, governmental, administrative administrative, or self-regulatory body, board of trade, exchange, or arbitration panel to which it or any of its directors, officers, employees, partners, shareholders, members or principals, or any of its affiliates affiliates, is a party or to which it or any of its affiliates or any of its or its affiliates’ assets are subject, nor has it or any of its affiliates received any notice of an investigation investigation, inquiry, or dispute by any court, governmental, administrative administrative, or self-regulatory body, board of trade, exchange exchange, or arbitration panel regarding any of its or their respective activities which might reasonably be expected to result in a material adverse effect on change in the Fund Adviser’s financial or business prospects or which might reasonably be expected to materially impair the Sub-Adviser’s ability to discharge its obligations under this AgreementAgreement or the Advisory Agreement with the Trust.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds)

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No Material Pending Actions. There To the best of its knowledge, there are no material pending orpending, to the best of the Sub-Adviser’s knowledgethreatened, material threatened or contemplated actions, suits, proceedings or investigations before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange, or arbitration panel to which it or any of its directors, officers, employees, partners, shareholders, members or principals, principals or any of its affiliates affiliates, is a party or to which it or its affiliates or any of its or its affiliates’ assets are subject, nor has it or any of its affiliates received any notice of an investigation investigation, inquiry or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of its or their respective activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the Sub-Adviser’s ability to discharge its obligations under this AgreementAgreement or the Advisory Agreement with the Trust.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (FS Series Trust)

No Material Pending Actions. There are no material pending or, to To the best of the Sub-Adviser’s knowledge, there are no material pending or threatened or contemplated actions, suits, proceedings or investigations before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange, or arbitration panel to which it or any of its directors, officers, employees, partners, shareholders, members or principals, or any of its affiliates is a party or to which it or its affiliates or any of its or its affiliates’ assets are subject, nor has it or any of its affiliates received any notice of an investigation investigation, inquiry, or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of its or their respective activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the Sub-Adviser’s ability to discharge its obligations under this Agreement.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (FS Series Trust)

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