No Material Pending Actions. To the best of the Sub-Adviser’s knowledge, (i) there are no material pending, threatened or contemplated actions, suits, proceedings or investigations before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange, or arbitration panel to which it is a party or to which it or any of its assets are subject, nor has it received any notice of an investigation, inquiry or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of its activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the Sub-Adviser’s ability to discharge its obligations under this Agreement; and (ii) there are no material pending, threatened or contemplated actions, suits, proceedings or investigations involving investment-related claims or actions before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel to which any of its officers, employees or partners or any of its affiliates is a party or to which its affiliates or any of its affiliates’ assets are subject, nor has any of its affiliates received any notice of an investigation, inquiry or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of their respective investment-related activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the Sub-Adviser’s ability to discharge its obligations under this Agreement.
Appears in 5 contracts
Samples: Investment Sub Advisory Agreement (FS Series Trust), Investment Sub Advisory Agreement (FS Series Trust), Investment Sub Advisory Agreement (FS Series Trust)
No Material Pending Actions. To the best of the SubCo-Adviser’s knowledge, (i) there are no material pending, threatened or contemplated actions, suits, proceedings or investigations before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange, or arbitration panel to which it is a party or to which it or any of its assets are subject, nor has it received any notice of an investigation, inquiry or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of its activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the SubCo-Adviser’s ability to discharge its obligations under this Agreement; and (ii) there are no material pending, threatened or contemplated actions, suits, proceedings or investigations involving investment-related claims or actions before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel to which any of its officers, employees or partners or any of its affiliates is a party or to which its affiliates or any of its affiliates’ assets are subject, nor has any of its affiliates received any notice of an investigation, inquiry or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of their respective investment-related activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the SubCo-Adviser’s ability to discharge its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Co Advisory Agreement (Advisors' Inner Circle Fund III)
No Material Pending Actions. To the best of the SubCo-Adviser’s knowledge, (i) there are no material pending, threatened or contemplated actions, suits, proceedings or investigations before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange, or arbitration panel to which it is a party or to which it or any of its assets are subject, nor has it received any notice of an investigation, inquiry or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of its activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the SubCo-Adviser’s ability to discharge its obligations under this Agreement; and (ii) there are no material pending, threatened or contemplated actions, suits, proceedings or investigations involving investment-related claims or actions before or by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel to which any of its officers, employees or partners or any of its affiliates is a party or to which its affiliates or any of its affiliates’ assets are subject, nor has any of its affiliates received any notice of an investigation, inquiry or dispute by any court, governmental, administrative or self-regulatory body, board of trade, exchange or arbitration panel regarding any of their respective investment-investment- related activities which might reasonably be expected to result in a material adverse effect on the Fund or which might reasonably be expected to materially impair the SubCo-Adviser’s ability to discharge its obligations under this Agreement.
Appears in 1 contract
Samples: Investment Co Advisory Agreement (Advisors' Inner Circle Fund III)