Common use of No Price Stabilization or Manipulation; Compliance with Regulation M Clause in Contracts

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities on the OTCBB, the TSX and the NYSE Amex LLC in accordance with Regulation M.

Appears in 2 contracts

Samples: Underwriting Agreement (Triangle Petroleum Corp), Triangle Petroleum Corp

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No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary of its subsidiaries nor any of their respective directors, officers, affiliates or controlling persons has taken, directly or indirectly, any action designed to or that would be reasonably expected to might cause or result in stabilization or manipulation of the price of the Common Stock Shares or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities Offered Shares or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities Offered Shares on the OTCBB, the TSX and the NYSE Amex LLC in accordance with Regulation M.

Appears in 2 contracts

Samples: Underwriting Agreement (RCS Capital Corp), Underwriting Agreement (RCS Capital Corp)

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock Ordinary Shares or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities on the OTCBB, the TSX and the NYSE Amex LLC in accordance with Regulation M.

Appears in 2 contracts

Samples: Underwriting Agreement (Vantage Drilling CO), Underwriting Agreement (Vantage Drilling CO)

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the The Company nor any Subsidiary has not taken, directly or indirectly, any action designed to or that would might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock Shares or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange 1934 Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities Offered Shares or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities Offered Shares on the OTCBB, the TSX and the NYSE Amex LLC New York Stock Exchange in accordance with Regulation M.

Appears in 2 contracts

Samples: Underwriting Agreement (Quaker Chemical Corp), Underwriting Agreement (Proto Labs Inc)

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities or otherwise, and has taken no action which that would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities on the OTCBB, the TSX and the NYSE Amex LLC MKT in accordance with Regulation M.

Appears in 2 contracts

Samples: Emerald Oil, Inc., Voyager Oil & Gas, Inc.

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities or otherwise, and has taken no action which that would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities on the OTCBB, the TSX and the NYSE Amex LLC NASDAQ in accordance with Regulation M.

Appears in 2 contracts

Samples: Abraxas Petroleum Corp, Abraxas Petroleum Corp

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the The Company nor any Subsidiary has not taken, directly or indirectly, any action designed to or that would might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock Shares or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities Offered Shares or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities Offered Shares on the OTCBB, the TSX and the NYSE Amex LLC in accordance with Regulation M.

Appears in 1 contract

Samples: Underwriting Agreement (Proto Labs Inc)

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities or otherwise, and has taken no action which that would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Securities on the OTCBB, the TSX and the NYSE Amex LLC MKT in accordance with Regulation M.

Appears in 1 contract

Samples: Underwriting Agreement (Emerald Oil, Inc.)

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No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock Shares or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities Offered Shares or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Securities Offered Shares on the OTCBB, the TSX and the NYSE Amex LLC and the Toronto Stock Exchange in accordance with Regulation M.

Appears in 1 contract

Samples: Underwriting Agreement (Gastar Exploration LTD)

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock Shares or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities Offered Shares or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities Offered Shares on the OTCBB, the TSX and the NYSE Amex LLC in accordance with Regulation M.

Appears in 1 contract

Samples: Underwriting Agreement (Gastar Exploration LTD)

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to to, or that would be reasonably expected to to, cause or result in stabilization or manipulation of the price of the Common Stock or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters Co-Manager may engage in passive market making transactions in the Securities on the OTCBB, the TSX and the NYSE Amex LLC Exchange in accordance with Regulation M.M, should the Company List its securities by the end of the Offering.

Appears in 1 contract

Samples: Co Manager Agreement (Smart Rx Systems Inc)

No Price Stabilization or Manipulation; Compliance with Regulation M. Neither the Company nor any Subsidiary has taken, directly or indirectly, any action designed to or that would be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock or any other “reference security” (as defined in Rule 100 of Regulation M under the Exchange Act (“Regulation M”)) whether to facilitate the sale or resale of the Securities or otherwise, and has taken no action which would directly or indirectly violate Regulation M. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Securities on the OTCBB, the TSX and the NYSE Amex LLC AMEX in accordance with Regulation M.

Appears in 1 contract

Samples: Underwriting Agreement (Triangle Petroleum Corp)

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