No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 12 contracts
Samples: Underwriting Agreement (Healthy Fast Food Inc), Syngence Corp, Ascent Solar Technologies, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 12 contracts
Samples: Underwriting Agreement (Mathstar Inc), Underwriting Agreement (Coldwater Creek Inc), Underwriting Agreement (Gart Sports Co)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units Units, Common Stock or Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq Capital Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Vanguard Energy Corp), Underwriting Agreement (Vanguard Energy Corp), Underwriting Agreement (Vanguard Energy Corp)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (Dendreon Corp)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Appears in 4 contracts
Samples: Underwriting Agreement (WPT Enterprises Inc), Underwriting Agreement (Cabg Medical Inc), Underwriting Agreement (WPT Enterprises Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesOffered Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Offered Shares on the The Nasdaq Capital Market tier of the NASDAQ Stock Market, LLC in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the The Nasdaq Capital Global Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Great Lakes Dredge & Dock CORP), Underwriting Agreement (Cardiomems Inc), Great Lakes Dredge & Dock CORP
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Global Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (DG FastChannel, Inc), Global Traffic Network, Inc., Global Traffic Network, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq Capital Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc), Underwriting Agreement (Healthy Fast Food Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Red Robin Gourmet Burgers Inc), Underwriting Agreement (Global Traffic Network, Inc.), Underwriting Agreement (Global Traffic Network, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units Shares or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq Capital Market Company’s Common Stock in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Derma Sciences, Inc.), Underwriting Agreement (Derma Sciences, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securitiesUnderlying Securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq Capital Market American Stock Exchange in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl), Underwriting Agreement (Quantum Group Inc /Fl)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units Units, Common Stock or Unit Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co), Underwriting Agreement (S&W Seed Co)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Company’s Common Stock on the Nasdaq NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units Common Stock or Unit Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq Capital Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Biocurex Inc), Underwriting Agreement (Whispering Oaks International Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital Global Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Stock Market, Inc. in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Appears in 2 contracts
Samples: Underwriting Agreement (GeoMet, Inc.), Underwriting Agreement (GeoMet, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.), McCormick & Schmicks Seafood Restaurants Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Ruths Chris Steak House, Inc.), Alphatec Holdings, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units Units, Common Stock or Warrants or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Methes Energies International LTD), Underwriting Agreement (Methes Energies International LTD)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units Securities or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Securities on the Nasdaq Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Icop Digital, Inc), Underwriting Agreement (Icop Digital, Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Units Common Shares on the The Nasdaq Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Atossa Genetics Inc), Underwriting Agreement (Atossa Genetics Inc)
No Price Stabilization or Manipulation. The None of the Company or the TR Entities has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Texas Roadhouse, Inc.), Texas Roadhouse, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Stock Market, Inc. in accordance with Regulation M under the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder (collectively, the “Exchange Act”).
Appears in 2 contracts
Samples: Underwriting Agreement (FCStone Group, Inc.), Underwriting Agreement (FCStone Group, Inc.)
No Price Stabilization or Manipulation. The None of the Company or its subsidiaries has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Texas Roadhouse, Inc.
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Units Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Stock on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Caminus Corp
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Global Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (iPCS, INC)
No Price Stabilization or Manipulation. The Company has and its subsidiaries have not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Insmed Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Ordinary Shares to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the The Nasdaq Capital Global Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has and its subsidiaries have not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units Underwritten Securities or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Company’s Common Stock on the Nasdaq NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securities. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Units on the Nasdaq Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesCommon Stock. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Handheld Entertainment, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securities. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq NASDAQ Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Global Select Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (MWI Veterinary Supply, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Units Common Stock on the Nasdaq Capital Market Stock Market, Inc. and NYSE Arca in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units Units, Common Stock or Class Warrants or the underlying securities. The Company acknowledges that the Underwriters Underwriter may engage in passive market making transactions in the Units on the Nasdaq Capital Market OTCBB in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market market-making transactions in the Units Shares on the Nasdaq Capital Market Stock Market, Inc. in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Allis Chalmers Energy Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.. Table of Contents
Appears in 1 contract
Samples: Underwriting Agreement (Red Robin Gourmet Burgers Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (McCormick & Schmicks Seafood Restaurants Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Global Market, in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Eurand N.V.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesUnits. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units on the Nasdaq Capital Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Handheld Entertainment, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not taketaken, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Threshold Pharmaceuticals Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Stock Market, Inc. in accordance with Regulation M under the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder (the “Exchange Act”).
Appears in 1 contract
Samples: Underwriting Agreement (Sucampo Pharmaceuticals, Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities security of the Company to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Stock on the Nasdaq Capital National Market in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Appears in 1 contract
Samples: Underwriting Agreement (Alnylam Pharmaceuticals Inc)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Global Market in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Appears in 1 contract
Samples: Ellora Energy Inc
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably be expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesCommon Shares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Common Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might reasonably be reasonably expected to cause or result in stabilization or manipulation of the price of the Common Stock or any securities other security of the Company to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital National Market in accordance with Regulation M under the Exchange Act.
Appears in 1 contract
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Global Market in accordance with Regulation M under the Securities Exchange Act of 1934, as amended (the “Exchange Act”).
Appears in 1 contract
Samples: Underwriting Agreement (Monotype Imaging Holdings Inc.)
No Price Stabilization or Manipulation. The Company has not taken and will not take, directly or indirectly, any action designed to or that might be reasonably expected to cause or result in stabilization or manipulation of the price of any securities of the Company Common Stock to facilitate the sale or resale of the Units or the underlying securitiesShares. The Company acknowledges that the Underwriters may engage in passive market making transactions in the Units Shares on the Nasdaq Capital Market Global Market, in accordance with Regulation M under the Securities Exchange Act of 1934, and the rules and regulations promulgated thereunder (collectively, the “Exchange Act”).
Appears in 1 contract
Samples: Underwriting Agreement (Eurand N.V.)
