Common use of No Prior Short Sales Clause in Contracts

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.

Appears in 24 contracts

Samples: Common Stock Purchase Agreement (Windtree Therapeutics Inc /De/), Common Stock Purchase Agreement (Enservco Corp), Common Stock Purchase Agreement (Aditxt, Inc.)

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No Prior Short Sales. At no time prior to the date of this Agreement has the Investor or any of entity managed or controlled by the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common StockStock that remains in effect as of the date of this Agreement.

Appears in 7 contracts

Samples: Common Stock Purchase Agreement (Embark Technology, Inc.), Common Stock Purchase Agreement (Kludein I Acquisition Corp), Common Stock Purchase Agreement (Proptech Investment Corp. Ii)

No Prior Short Sales. At no time prior to the date of this Agreement Execution Date has any of the Investor, its agentssole member, representatives any of their respective officers, or Affiliates any entity managed or controlled by the Investor or its sole member, engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.

Appears in 5 contracts

Samples: Common Stock Purchase Agreement (Peak Bio, Inc.), Common Stock Purchase Agreement (HNR Acquisition Corp.), Common Stock Purchase Agreement (Aesther Healthcare Acquisition Corp.)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common StockStock that remains in effect as of the date of this Agreement.

Appears in 4 contracts

Samples: Chef Purchase Agreement (Sonnet BioTherapeutics Holdings, Inc.), Chef Purchase Agreement (Allurion Technologies, Inc.), Chef Purchase Agreement (Better Therapeutics, Inc.)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agents, representatives or Affiliates Investor engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common StockStock that remains in effect as of the date of this Agreement.

Appears in 3 contracts

Samples: Company Common Stock Purchase Agreement (MSP Recovery, Inc.), Company Common Stock Purchase Agreement (Lionheart Acquisition Corp. II), Common Stock Purchase Agreement (Wejo Group LTD)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, any any: (ia) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock Stock; or (iib) hedging transaction, which establishes a net short position with respect to the Common Stock.

Appears in 2 contracts

Samples: Common Stock Purchase Agreement (Expion360 Inc.), Common Stock Purchase Agreement (Interactive Strength, Inc.)

No Prior Short Sales. At no time prior to the date of this the Original Agreement has any of the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common StockStock that remains in effect as of the date of the Original Agreement.

Appears in 1 contract

Samples: Chef Purchase Agreement (Senti Biosciences, Inc.)

No Prior Short Sales. At no time prior to the date of this Agreement has the Investor or any of entity managed or controlled by the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transactiontransaction in either case, which establishes a net short position with respect to the Common StockStock that remains in effect as of the date of this Agreement.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Soundhound Ai, Inc.)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agentssole member, representatives any of their respective officers, or Affiliates any entity managed or controlled by the Investor or its sole member, engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Greenidge Generation Holdings Inc.)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agents, representatives or Affiliates Investor engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common StockStock that remains in effect as of the date of this Agreement. Section 4.12.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Wejo Group LTD)

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No Prior Short Sales. At no time prior to the date of this Agreement has the Investor or any of entity managed or controlled by the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, in either case, which establishes a net short position with respect to the Common StockStock that remains in effect as of the date of this Agreement.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Inflection Point Acquisition Corp.)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock Shares or (ii) hedging transaction, which establishes a net short position with respect to the Common StockShares.

Appears in 1 contract

Samples: Common Share Purchase Agreement (Aptose Biosciences Inc.)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agents, representatives or Affiliates Investor engaged in or effected, in any manner whatsoever, directly or indirectly, for its own account or for the account of any of its Affiliates, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Cinedigm Corp.)

No Prior Short Sales. At no time prior to the date of this Agreement Agreement, has any of the Investor, its agentssole member, representatives any of their respective officers, or Affiliates any entity managed or controlled by the Investor or its sole member, engaged in or effected, effected in any manner whatsoever, directly or indirectly, for its own account or for the account of any of its Affiliates, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock or (ii) hedging transaction, which establishes a net short position with respect to the Common Stock.

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Beam Global)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agents, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, any any: (ia) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Class A Common Stock Stock; or (iib) stock pledge, forward sales contract, option, put, call, swap or similar hedging transaction, which establishes a net short position transaction with respect to any securities of the Company (including, without limitation, the Class A Common Stock).

Appears in 1 contract

Samples: Common Stock Purchase Agreement (Inspire Veterinary Partners, Inc.)

No Prior Short Sales. At no time prior to the date of this Agreement has any of the Investor, its agentsor any entity managed or controlled by the Investor, representatives or Affiliates engaged in or effected, in any manner whatsoever, directly or indirectly, for its own principal account, any (i) “short sale” (as such term is defined in Rule 200 of Regulation SHO of the Exchange Act) of the Common Stock Ordinary Shares or (ii) hedging transaction, which establishes a net short position with respect to the Common StockOrdinary Shares that remains in effect as of the date of this Agreement.

Appears in 1 contract

Samples: Ordinary Share Purchase Agreement (TH International LTD)

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