No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 41 contracts
Samples: Underwriting Agreement (MeridianLink, Inc.), Underwriting Agreement (Tarsus Pharmaceuticals, Inc.), Underwriting Agreement (MeridianLink, Inc.)
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 19 contracts
Samples: Underwriting Agreement (Caribou Biosciences, Inc.), Underwriting Agreement (Axonics, Inc.), Underwriting Agreement (Sonendo, Inc.)
No Rated Securities. Neither the The Company nor its subsidiaries does not have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 12 contracts
Samples: Underwriting Agreement (Vaxcyte, Inc.), Underwriting Agreement (Vaxcyte, Inc.), Underwriting Agreement (Vaxcyte, Inc.)
No Rated Securities. Neither the The Company nor its subsidiaries does not have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 11 contracts
Samples: Underwriting Agreement (Acumen Pharmaceuticals, Inc.), Underwriting Agreement (Acumen Pharmaceuticals, Inc.), Underwriting Agreement (Verrica Pharmaceuticals Inc.)
No Rated Securities. Neither the Company nor its subsidiaries Subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 7 contracts
Samples: Capital on Demand Sales Agreement (Adicet Bio, Inc.), Sales Agreement (Homology Medicines, Inc.), Sales Agreement (Adicet Bio, Inc.)
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined in Section 3(a)(62) of the 1934 Act).
Appears in 6 contracts
Samples: Underwriting Agreement (National Australia Bank LTD), Underwriting Agreement (Great Western Bancorp, Inc.), Underwriting Agreement (National Australia Bank LTD)
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 6 contracts
Samples: Sales Agreement (Rani Therapeutics Holdings, Inc.), Open Market Sale Agreement (Finch Therapeutics Group, Inc.), Open Market Sale Agreement (Tarsus Pharmaceuticals, Inc.)
No Rated Securities. Neither the The Company nor its subsidiaries does not have any debt securities or preferred stock that are is rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 5 contracts
Samples: Atm Sales Agreement (Tyra Biosciences, Inc.), Underwriting Agreement (Invea Therapeutics, Inc), Underwriting Agreement (Mineralys Therapeutics, Inc.)
No Rated Securities. Neither the Company nor its subsidiaries the Operating Partnership have any debt securities or preferred stock shares of beneficial interest that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 5 contracts
Samples: Purchase Agreement (Pebblebrook Hotel Trust), Atm Equity Offering Sales Agreement (Pebblebrook Hotel Trust), Underwriting Agreement (Pebblebrook Hotel Trust)
No Rated Securities. Neither the Company nor its subsidiaries Subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 5 contracts
Samples: Underwriting Agreement (Audentes Therapeutics, Inc.), Underwriting Agreement (Audentes Therapeutics, Inc.), Underwriting Agreement (Victory Capital Holdings, Inc.)
No Rated Securities. Neither the Company nor its subsidiaries Subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 5 contracts
Samples: Underwriting Agreement (NeuBase Therapeutics, Inc.), Underwriting Agreement (Homology Medicines, Inc.), Underwriting Agreement (Homology Medicines, Inc.)
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).”
Appears in 5 contracts
Samples: Underwriting Agreement (MeiraGTx Holdings PLC), Underwriting Agreement (MeiraGTx Holdings PLC), Underwriting Agreement
No Rated Securities. Neither the Company nor any of its subsidiaries have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 4 contracts
Samples: Open Market Sale Agreement (Senseonics, Inc), Open Market Sale Agreement (Senseonics Holdings, Inc.), Underwriting Agreement (Senseonics Holdings, Inc.)
No Rated Securities. Neither the Company nor any of its subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 4 contracts
Samples: Underwriting Agreement (HOOKIPA Pharma Inc.), Underwriting Agreement (HOOKIPA Pharma Inc.), Underwriting Agreement (HOOKIPA Pharma Inc.)
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 4 contracts
Samples: Sales Agreement (fuboTV Inc. /FL), Sales Agreement (fuboTV Inc. /FL), Sales Agreement (Savara Inc)
No Rated Securities. Neither the Company nor any of its subsidiaries have has any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 3 contracts
Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement (Strongbridge Biopharma PLC), Equity Distribution Agreement (Strongbridge Biopharma PLC)
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 3 contracts
Samples: Sales Agreement (MeiraGTx Holdings PLC), Sales Agreement (Orphazyme a/S), Sales Agreement (MeiraGTx Holdings PLC)
No Rated Securities. Neither the Company nor any of its subsidiaries have has any debt securities or preferred stock shares that are rated by any “"nationally recognized statistical rating organization” " (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 3 contracts
Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Open Market Sale Agreement (Strongbridge Biopharma PLC), Underwriting Agreement
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 3 contracts
Samples: Underwriting Agreement (Delimobil Holding S.A.), Underwriting Agreement (Evotec SE), Underwriting Agreement (Genmab a/S)
No Rated Securities. Neither the Company nor any of its subsidiaries Subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 3 contracts
Samples: Open Market Sale Agreement (HOOKIPA Pharma Inc.), Sales Agreement (HOOKIPA Pharma Inc.), Sales Agreement (HOOKIPA Pharma Inc.)
No Rated Securities. Neither the Company nor its subsidiaries Senseonics have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined in Section 3(a)(62) of the 1934 Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Senseonics Holdings, Inc.), Underwriting Agreement (Senseonics Holdings, Inc.)
No Rated Securities. Neither the Company nor any of its subsidiaries have has any debt outstanding securities or preferred stock that are rated with respect to which a rating has been assigned by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 2 contracts
Samples: Underwriting Agreement (WisdomTree Investments, Inc.), Underwriting Agreement (WisdomTree Investments, Inc.)
No Rated Securities. Neither the Company nor any of its subsidiaries have Subsidiaries has any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Strongbridge Biopharma PLC), Underwriting Agreement (Strongbridge Biopharma PLC)
No Rated Securities. Neither the Company nor any of its subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Ncino, Inc.), Underwriting Agreement (Ncino, Inc.)
No Rated Securities. Neither None of the Company Company, DFH LLC nor its their subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).”
Appears in 2 contracts
Samples: Underwriting Agreement (Dream Finders Homes, Inc.), Underwriting Agreement (Dream Finders Homes, Inc.)
No Rated Securities. Neither the The Company nor its subsidiaries have any has no debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Centrexion Therapeutics Corp), Underwriting Agreement (Centrexion Therapeutics Corp)
No Rated Securities. Neither the Company nor its subsidiaries have Subsidiary has any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Y-mAbs Therapeutics, Inc.), Underwriting Agreement (Y-mAbs Therapeutics, Inc.)
No Rated Securities. Neither the Company nor any of its subsidiaries have has any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 2 contracts
Samples: Placement Agency Agreement (Galera Therapeutics, Inc.), Open Market Sale Agreement (Galera Therapeutics, Inc.)
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationorganizational” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the Company nor its The Company, Holdings and their respective subsidiaries do not have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the Company nor its subsidiaries have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the The Company nor its subsidiaries have any has no debt securities or preferred stock that are is rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the Company Company, Viant LLC nor its their respective subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the Company nor any of its subsidiaries have has any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the Company nor its subsidiaries Subsidiaries have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
Samples: Underwriting Agreement (Franklin Financial Network Inc.)
No Rated Securities. Neither the Company nor its subsidiaries Subsidiaries have any debt securities or preferred stock that are rated by any “"nationally recognized statistical rating organization” agency" (as defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 1 contract
No Rated Securities. Neither the Company nor its subsidiaries subsidiary have any debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the Company nor its subsidiaries have any subsidiary has debt securities or preferred stock that are rated by any “nationally recognized statistical rating organizationagency” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
No Rated Securities. Neither the Company nor its subsidiaries subsidiary have any debt securities or preferred stock shares that are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 1 contract
Samples: Equity Distribution Agreement (Senseonics Holdings, Inc.)