No Rated Securities. There are no debt securities or preferred stock of, or guaranteed by, the Company that are rated by a “nationally recognized statistical rating organization,” as such term is defined in Section 3(a)(62) of the Exchange Act.
Appears in 21 contracts
Samples: Underwriting Agreement (Processa Pharmaceuticals, Inc.), Underwriting Agreement (Super League Gaming, Inc.), Underwriting Agreement (Super League Gaming, Inc.)
No Rated Securities. There are no debt securities or preferred stock of, of or guaranteed by, by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization,” as such term is defined in Section 3(a)(62by the Commission for purposes of Rule 436(g)(2) of under the Exchange Securities Act.
Appears in 8 contracts
Samples: Letter Agreement (Globant S.A.), Letter Agreement (Globant S.A.), Globant S.A.
No Rated Securities. There are no debt securities or preferred stock of, or guaranteed by, the Company that are rated by a “nationally recognized statistical rating organization,” as such term is defined in by the Commission for the purposes of Section 3(a)(62) of the Exchange Act.
Appears in 8 contracts
Samples: Underwriting Agreement (Zai Lab LTD), Zai Lab LTD, Zai Lab LTD
No Rated Securities. There are no The Company does not have any debt securities or preferred stock of, or guaranteed by, the Company shares that are rated by a any “nationally recognized statistical rating organization,agency” (as such that term is defined in Section 3(a)(62) of the Exchange Act).
Appears in 7 contracts
Samples: Underwriting Agreement (Aytu Bioscience, Inc), Underwriting Agreement (Checkpoint Therapeutics, Inc.), Underwriting Agreement (Oramed Pharmaceuticals Inc.)
No Rated Securities. There are no The Company does not have any debt securities or preferred stock of, or guaranteed by, the Company that are rated by a any “nationally recognized statistical rating organization,” (as such term is defined in Section 3(a)(62) of the Exchange Act).
Appears in 6 contracts
Samples: Underwriting Agreement (Sutro Biopharma, Inc.), Underwriting Agreement (Sutro Biopharma, Inc.), Underwriting Agreement (Sutro Biopharma, Inc.)
No Rated Securities. There are no debt securities or preferred stock of, or guaranteed by, the Company or any its subsidiaries that are rated by a “nationally recognized statistical rating organization,” as such that term is defined used in Section 3(a)(62Rule 15c3-1(c)(2)(vi)(F) of under the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Viridian Therapeutics, Inc.\DE), Underwriting Agreement (Xeris Pharmaceuticals Inc), Underwriting Agreement (Xeris Pharmaceuticals Inc)
No Rated Securities. There are no debt securities or preferred stock of, or guaranteed by, the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization,” as such term is defined in Section 3(a)(62by the Commission for purposes of Rule 436(g)(2) of under the Exchange Securities Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Chesapeake Lodging Trust), Underwriting Agreement (Chesapeake Lodging Trust), Chesapeake Lodging Trust
No Rated Securities. There are no debt securities or preferred stock ofissued, or guaranteed by, the Company that are rated by a “nationally recognized statistical rating organization,” as such term is defined in Section 3(a)(62) of the Exchange Act.
Appears in 3 contracts
Samples: Purchase Agreement (Zosano Pharma Corp), Purchase Agreement (Zosano Pharma Corp), Purchase Agreement (Zosano Pharma Corp)
No Rated Securities. There are no debt securities or preferred stock ofshares issued, or guaranteed byguaranteed, by the Company that are rated by a “nationally recognized statistical rating organization,” as such term is defined in Section 3(a)(62) of the Exchange Act.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Cellectar Biosciences, Inc.), Equity Distribution Agreement (Alaunos Therapeutics, Inc.)
No Rated Securities. There are no debt securities or preferred stock of, or guaranteed by, the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization,” as such term is defined in Section 3(a)(62by the Commission for the purposes of Rule 436(g)(2) of under the Exchange Securities Act.
Appears in 2 contracts
Samples: Omnibus Assignment and Assumption Agreement (Celladon Corp), Celladon Corp
No Rated Securities. There are The Company has no debt securities or preferred stock of, or guaranteed by, the Company that are is rated by a “nationally recognized statistical rating organization,” as such that term is defined in by the Commission for purposes of Section 3(a)(62) of the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (C&J Energy Services, Inc.), C&J Energy Services, Inc.
No Rated Securities. There are no debt securities or preferred stock of, or guaranteed by, the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization,” as such term is defined in organization registered under Section 3(a)(62) 15E of the Exchange Act.
Appears in 1 contract
Samples: Celladon Corp
No Rated Securities. There are no debt securities or preferred stock of, or guaranteed by, the Company that are rated by a “nationally recognized statistical rating organization,” as such that term is defined used in Section 3(a)(62Rule 15c3-1(c)(2)(vi)(F) of under the Exchange Act.
Appears in 1 contract
No Rated Securities. There are no debt securities or preferred stock of, or guaranteed by, the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization,” as such term is defined in by the Commission for the purposes of Section 3(a)(62) of the Exchange Act.
Appears in 1 contract
Samples: Ultragenyx Pharmaceutical Inc.
