No Rated Securities. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agency” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).
Appears in 9 contracts
Samples: Underwriting Agreement (Geron Corp), Geron Corp, Geron Corp
No Rated Securities. The Company has no does not have any debt securities or preferred stock shares that is are rated by any “nationally recognized statistical rating agency” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).
Appears in 6 contracts
Samples: Underwriting Agreement (YETI Holdings, Inc.), Underwriting Agreement (YETI Holdings, Inc.), Underwriting Agreement (YETI Holdings, Inc.)
No Rated Securities. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating agencyorganization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Securities Act).
Appears in 4 contracts
Samples: Sales Agreement (Mereo Biopharma Group PLC), Mereo BioPharma Group PLC, NuCana PLC
No Rated Securities. The Company has no does not have any preferred stock or debt securities or preferred stock that is are rated by any “nationally recognized statistical rating agencyorganization,” (as that term is defined by the Commission for the purposes of Rule 436(g)(2) under the 1933 Act).
Appears in 2 contracts
Samples: Purchase Agreement (Neuronetics, Inc.), Purchase Agreement (Neuronetics, Inc.)
No Rated Securities. The Company has no debt securities or preferred stock shares that is rated by any “nationally recognized statistical rating agencyorganization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Securities Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Silence Therapeutics PLC), Silence Therapeutics PLC
No Rated Securities. The Company has no debt securities or preferred stock that is rated by any “"nationally recognized statistical rating agency” " (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).
Appears in 1 contract
No Rated Securities. The Company has no debt securities or preferred stock that is are rated by any “nationally recognized statistical rating agency” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).
Appears in 1 contract
Samples: Underwriting Agreement (Stellus Capital Investment Corp)
No Rated Securities. The Company has no debt securities or preferred stock that is are rated by any “nationally recognized statistical rating agencyorganization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).
Appears in 1 contract
No Rated Securities. The Company has no debt securities or preferred stock shares that is rated by any “nationally recognized statistical rating agencyorganization” (as that term is defined by the Commission SEC for purposes of Rule 436(g)(2) under the 1933 Act).
Appears in 1 contract
Samples: Registration Rights Agreement (Silence Therapeutics PLC)