No Rated Securities. None of the outstanding securities of the Company or any of its subsidiaries are rated by any “nationally recognized statistical rating organization” (as defined for purposes of Section 3(a)(62) of the 1934 Act).
Appears in 6 contracts
Samples: Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.), Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.), Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.)
No Rated Securities. None of the outstanding securities of the Company or any of its subsidiaries are rated by any “nationally recognized statistical rating organization” (as defined for purposes of Section 3(a)(62Rule 436(g) of under the 1934 1933 Act).
Appears in 5 contracts
Samples: Underwriting Agreement (AG Mortgage Investment Trust, Inc.), Underwriting Agreement (AG Mortgage Investment Trust, Inc.), Underwriting Agreement (AG Mortgage Investment Trust, Inc.)
No Rated Securities. None of the outstanding securities of Neither the Company or nor any of its subsidiaries have any securities that are rated assigned a rating by any “nationally recognized statistical rating organization” (as such term as defined for purposes of in Section 3(a)(62) of the 1934 Exchange Act).
Appears in 4 contracts
Samples: Underwriting Agreement (Macrogenics Inc), Underwriting Agreement (Macrogenics Inc), Underwriting Agreement (Durata Therapeutics, Inc.)
No Rated Securities. None of the outstanding securities of the Company or any of its subsidiaries are rated by any “nationally recognized statistical rating organization” (as defined for purposes of Section 3(a)(62) of the 1934 Exchange Act).
Appears in 2 contracts
Samples: Underwriting Agreement (AG Mortgage Investment Trust, Inc.), Underwriting Agreement (AG Mortgage Investment Trust, Inc.)
No Rated Securities. None Other than the Offered Securities, none of the outstanding securities of the Company or any of its subsidiaries Subsidiaries are rated by any “nationally recognized statistical rating organization” (as defined for purposes of Section 3(a)(62) of the 1934 Exchange Act).
Appears in 2 contracts
Samples: Underwriting Agreement (AG Mortgage Investment Trust, Inc.), Underwriting Agreement (AG Mortgage Investment Trust, Inc.)
No Rated Securities. None of the outstanding securities of the Company or any of its subsidiaries are rated by any “nationally recognized statistical rating organization” (as defined for purposes of Rule 436(g) under the 1933 Act). In addition, none of the outstanding securities of the Company or any of its subsidiaries are rated by any “nationally recognized statistical rating organization” (as defined in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
Samples: Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.)
No Rated Securities. None of the outstanding No securities of issued or guaranteed by, or loans to, the Company or any of its subsidiaries are rated by any “nationally recognized statistical rating organization” (as defined for purposes of by the Commission in Section 3(a)(62) of the 1934 Act).
Appears in 1 contract
Samples: Underwriting Agreement (Avedro Inc)
No Rated Securities. None of the outstanding securities of the Company or any of its subsidiaries Subsidiaries are rated by any “nationally recognized statistical rating organization” (as defined for purposes of Section 3(a)(62) of the 1934 Exchange Act).
Appears in 1 contract
Samples: Underwriting Agreement (Arlington Asset Investment Corp.)
