No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 16 contracts
Sources: Underwriting Agreement (CSW Industrials, Inc.), Underwriting Agreement (Super Micro Computer, Inc.), Underwriting Agreement (Inhibikase Therapeutics, Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 12 contracts
Sources: Underwriting Agreement (RayzeBio, Inc.), Underwriting Agreement (Lakeshore Acquisition II Corp.), Underwriting Agreement (Lakeshore Acquisition II Corp.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 7 contracts
Sources: Underwriting Agreement (Precigen, Inc.), Underwriting Agreement (Precigen, Inc.), Underwriting Agreement (BKV Corp)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 6 contracts
Sources: Underwriting Agreement (Atara Biotherapeutics, Inc.), Underwriting Agreement (Assembly Biosciences, Inc.), Sales Agreement (Assembly Biosciences, Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 6 contracts
Sources: Underwriting Agreement (Seres Therapeutics, Inc.), Underwriting Agreement (Seres Therapeutics, Inc.), Underwriting Agreement (Sage Therapeutics, Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 4 contracts
Sources: Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 3 contracts
Sources: Sales Agreement (Inventiva S.A.), Sales Agreement (Inventiva S.A.), Sales Agreement (Inventiva S.A.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock preference shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Chain Bridge I)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 3 contracts
Sources: Underwriting Agreement (Ignyta, Inc.), Underwriting Agreement (Ignyta, Inc.), Underwriting Agreement (Ignyta, Inc.)
No Ratings. There are (and prior to the Closing DateTime, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries Subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 3 contracts
Sources: Underwriting Agreement (VectivBio Holding AG), Underwriting Agreement (VectivBio Holding AG), Underwriting Agreement (VectivBio Holding AG)
No Ratings. There are (and prior to the Closing Exchange Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 2 contracts
Sources: Dealer Manager and Solicitation Agent Agreement (Ranpak Holdings Corp.), Dealer Manager and Solicitation Agent Agreement (Cision Ltd.)
No Ratings. There are (and prior to the Closing Date, will be) no outstanding debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries the Partnership that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 2 contracts
Sources: Underwriting Agreement (Acadia Realty Trust), Underwriting Agreement (Acadia Realty Trust)
No Ratings. There are (and prior to the Closing DateTime of Delivery, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or nor any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.;
Appears in 1 contract
Sources: Underwriting Agreement (Recursion Pharmaceuticals, Inc.)
No Ratings. There are (and prior to the each Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Sources: Underwriting Agreement (BKV Corp)
No Ratings. There are (and prior to the Closing each Settlement Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Sources: Underwriting Agreement (Assembly Biosciences, Inc.)
No Ratings. There are (and prior to the Closing DateTime, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange 1934 Act.
Appears in 1 contract
No Ratings. There are (and prior to the First Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date and any Additional Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Sources: Underwriting Agreement (Grid Dynamics Holdings, Inc.)
No Ratings. There Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, there are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Sources: Underwriting Agreement (SVMK Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange 1934 Act.
Appears in 1 contract
Sources: Underwriting Agreement (Palmer Square Capital BDC Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Sources: Underwriting Agreement (Kinsale Capital Group, Inc.)
No Ratings. There Except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, there are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract