No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 13 contracts
Samples: Underwriting Agreement (Akoya Biosciences, Inc.), Sales Agreement (Stoke Therapeutics, Inc.), Underwriting Agreement (D-Market Electronic Services & Trading)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 12 contracts
Samples: Underwriting Agreement (RayzeBio, Inc.), Underwriting Agreement (Lakeshore Acquisition II Corp.), Warrant Agreement (Lakeshore Acquisition II Corp.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 7 contracts
Samples: Underwriting Agreement (BKV Corp), Underwriting Agreement (BKV Corp), Underwriting Agreement (BKV Corp)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 6 contracts
Samples: Seres Therapeutics, Inc., Seres Therapeutics, Inc., Sage Therapeutics, Inc.
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Atara Biotherapeutics, Inc.), Sales Agreement (Assembly Biosciences, Inc.), Underwriting Agreement (Valtech Se)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock preference shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Chain Bridge I)
No Ratings. There are (and prior to the Closing DateTime, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries Subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (VectivBio Holding AG), Underwriting Agreement (VectivBio Holding AG), Underwriting Agreement (VectivBio Holding AG)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Ignyta, Inc.), Underwriting Agreement (Ignyta, Inc.), Underwriting Agreement (Ignyta, Inc.)
No Ratings. There are (and prior to the Closing Exchange Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 2 contracts
Samples: Ranpak Holdings Corp., Cision Ltd.
No Ratings. There are (and prior to the Closing Date, will be) no outstanding debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries the Partnership that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Acadia Realty Trust), Acadia Realty Trust
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 2 contracts
Samples: Sales Agreement (Inventiva S.A.), Sales Agreement (Inventiva S.A.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Administrative Services Agreement (Catcha Investment Corp)
No Ratings. There are (and prior to the Closing DateTime, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange 1934 Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing each Settlement Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the First Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Nuvo Group (Nuvo Group Ltd.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange 1934 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Palmer Square Capital BDC Inc.)
No Ratings. There Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, there are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (SVMK Inc.)
No Ratings. There Except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, there are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Cambium Networks Corp
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Altair Engineering Inc.
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Kinsale Capital Group, Inc.
No Ratings. There are (and prior to the Closing Date and any Additional Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Grid Dynamics Holdings, Inc.)
No Ratings. There are (and prior to the Closing Dateeach Time of Sale, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Freeline Therapeutics Holdings PLC