No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 13 contracts
Samples: Underwriting Agreement (CSW Industrials, Inc.), Underwriting Agreement (Super Micro Computer, Inc.), Underwriting Agreement (Akoya Biosciences, Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 12 contracts
Samples: Underwriting Agreement (RayzeBio, Inc.), Underwriting Agreement (Lakeshore Acquisition II Corp.), Underwriting Agreement (Lakeshore Acquisition II Corp.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 7 contracts
Samples: Underwriting Agreement (Precigen, Inc.), Underwriting Agreement (Precigen, Inc.), Underwriting Agreement (BKV Corp)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Atara Biotherapeutics, Inc.), Underwriting Agreement (Assembly Biosciences, Inc.), Sales Agreement (Assembly Biosciences, Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Seres Therapeutics, Inc.), Underwriting Agreement (Seres Therapeutics, Inc.), Underwriting Agreement (Sage Therapeutics, Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 4 contracts
Samples: Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.), Underwriting Agreement (IGM Biosciences, Inc.)
No Ratings. There are (and prior to the Closing DateTime, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries Subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (VectivBio Holding AG), Underwriting Agreement (VectivBio Holding AG), Underwriting Agreement (VectivBio Holding AG)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock preference shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Games & Esports Experience Acquisition Corp.), Underwriting Agreement (Chain Bridge I)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under of the Exchange Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Ignyta, Inc.), Underwriting Agreement (Ignyta, Inc.), Underwriting Agreement (Ignyta, Inc.)
No Ratings. There are (and prior to the Closing Exchange Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 2 contracts
Samples: Dealer Manager and Solicitation Agent Agreement (Ranpak Holdings Corp.), Dealer Manager and Solicitation Agent Agreement (Cision Ltd.)
No Ratings. There are (and prior to the Closing Date, will be) no outstanding debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries the Partnership that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Acadia Realty Trust), Underwriting Agreement (Acadia Realty Trust)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 2 contracts
Samples: Sales Agreement (Inventiva S.A.), Sales Agreement (Inventiva S.A.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing DateTime, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange 1934 Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There Except as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, there are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (SVMK Inc.)
No Ratings. There are (and prior to the Closing Date and any Additional Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Grid Dynamics Holdings, Inc.)
No Ratings. There Except as disclosed in the Registration Statement, the Pricing Disclosure Package and the Prospectus, there are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, as such term is defined in Section 3(a)(62) under the Exchange 1934 Act.
Appears in 1 contract
Samples: Underwriting Agreement (Palmer Square Capital BDC Inc.)
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
Samples: Underwriting Agreement (Kinsale Capital Group, Inc.)
No Ratings. There are (and prior to the First Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
No Ratings. There are (and prior to the Closing Date, will be) no debt securities, convertible securities or preferred stock shares issued or guaranteed by the Company or any of its subsidiaries that are rated by a “nationally recognized statistical rating organization”, ,” as such term is defined in under Section 3(a)(62) under the Exchange Act.
Appears in 1 contract
