Common use of No Regulatory Proceedings Clause in Contracts

No Regulatory Proceedings. Except as disclosed in the Prospectus and the General Disclosure Package, neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance Corporation) or the supervision or regulation of it or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 5 contracts

Samples: Underwriting Agreement (Flagstar Bancorp Inc), Underwriting Agreement (Riverview Bancorp Inc), Underwriting Agreement (Riverview Bancorp Inc)

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No Regulatory Proceedings. Except as disclosed in the Prospectus Registration Statement, the Time of Sale Information and the General Disclosure PackageProspectus, neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of or understanding or similar agreement (except for confidential supervisory information, which, under applicable law and regulation, the Company may not address in this representation) with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) Entity charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it the Company or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of or understanding, commitment letter, supervisory letter or similar submission.

Appears in 3 contracts

Samples: Underwriting Agreement (First Niagara Financial Group Inc), Underwriting Agreement (First Niagara Financial Group Inc), Underwriting Agreement (First Niagara Financial Group Inc)

No Regulatory Proceedings. Except as disclosed in the Prospectus and Registration Statement, the General Disclosure PackagePackage and/or the Prospectus, neither the Company nor any of its subsidiaries Subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it or any of its subsidiaries Subsidiaries and neither the Company nor any of its subsidiaries Subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 3 contracts

Samples: Underwriting Agreement (Talmer Bancorp, Inc.), Underwriting Agreement (Talmer Bancorp, Inc.), Underwriting Agreement (Talmer Bancorp, Inc.)

No Regulatory Proceedings. Except as disclosed in the Prospectus and Registration Statement, the General Disclosure PackagePackage and the Prospectus, neither the Company nor any of its subsidiaries Subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency entity (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it the Company or any of its subsidiaries Subsidiaries and neither the Company nor any of its subsidiaries Subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 3 contracts

Samples: Underwriting Agreement (Live Oak Bancshares, Inc.), Underwriting Agreement (Bankwell Financial Group, Inc.), Underwriting Agreement (Bankwell Financial Group, Inc.)

No Regulatory Proceedings. Except as disclosed in the Prospectus and the General Disclosure Package, neither Neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a condition of approval, commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency entity (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationCorporation (“FDIC”)) or the supervision or regulation of it the Company or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understandingunderstanding or similar agreement, or a condition of approval, commitment letter, supervisory letter or similar submission.

Appears in 2 contracts

Samples: Underwriting Agreement (Finwise Bancorp), Underwriting Agreement (Tectonic Financial, Inc.)

No Regulatory Proceedings. Except as disclosed in the Prospectus and the General Disclosure Package, neither Neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a condition of approval, commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) Entity charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationCorporation (“FDIC”)) or the supervision or regulation of it the Company or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understandingunderstanding or similar agreement, or a condition of approval, commitment letter, supervisory letter or similar submission.

Appears in 2 contracts

Samples: Underwriting Agreement (Community Heritage Financial, Inc.), Underwriting Agreement (Community Heritage Financial, Inc.)

No Regulatory Proceedings. Except as disclosed in the Prospectus and Registration Statement, the General Disclosure PackagePackage and the Prospectus, neither the Company nor any of its subsidiaries is a party to or subject to any written order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency entity (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance Corporation) Corporation (“FDIC”)), or the supervision or regulation of it the Company or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised in writing by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 2 contracts

Samples: Underwriting Agreement (ServisFirst Bancshares, Inc.), Underwriting Agreement (ServisFirst Bancshares, Inc.)

No Regulatory Proceedings. Except as disclosed in the Prospectus and Registration Statement, the General Disclosure PackagePackage or the Prospectus, neither the Company nor any of its subsidiaries Subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it or any of its subsidiaries Subsidiaries and neither the Company nor any of its subsidiaries Subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 2 contracts

Samples: Underwriting Agreement (C1 Financial, Inc.), Underwriting Agreement (C1 Financial, Inc.)

No Regulatory Proceedings. Except as disclosed in the Prospectus and Registration Statement, the General Disclosure PackagePackage and the Prospectus, neither the Company nor any of its subsidiaries subsidiary is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a condition of approval, commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency entity (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it the Company or any of its subsidiaries subsidiary and neither the Company nor any of its subsidiaries subsidiary has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understandingunderstanding or similar agreement, or a condition of approval, commitment letter, supervisory letter or similar submission.

Appears in 2 contracts

Samples: Underwriting Agreement (Esquire Financial Holdings, Inc.), Underwriting Agreement (Esquire Financial Holdings, Inc.)

No Regulatory Proceedings. Except as disclosed in the Prospectus and the General Disclosure Package, neither Neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency entity (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationCorporation (“FDIC”)) or the supervision or regulation of it the Company or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 1 contract

Samples: Underwriting Agreement (Guaranty Bancshares Inc /Tx/)

No Regulatory Proceedings. Except as disclosed in the Final Prospectus and the General Disclosure Package, neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance Corporation) or the supervision or regulation of it or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 1 contract

Samples: Underwriting Agreement (Columbia Banking System Inc)

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No Regulatory Proceedings. Except as disclosed in the Prospectus and Registration Statement, the General Disclosure Package, any preliminary prospectus and/or the Prospectus, neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance Corporation) or the supervision or regulation of it or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 1 contract

Samples: Underwriting Agreement (Enterprise Financial Services Corp)

No Regulatory Proceedings. Except as disclosed in the Registration Statement, Prospectus and the General Disclosure PackageTime of Sale Information, neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of or understanding or similar agreement (except for confidential supervisory information, which, under applicable law and regulation, the Company may not address in this representation) with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) Entity charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it the Company or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of or understanding, commitment letter, supervisory letter or similar submission.

Appears in 1 contract

Samples: Underwriting Agreement (First Niagara Financial Group Inc)

No Regulatory Proceedings. Except as disclosed described in or contemplated by the Registration Statement, in the Prospectus Time of Sale Disclosure Package and in the General Disclosure PackageProspectus, neither the Company nor any of its subsidiaries subsidiary is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a condition of approval, commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) Authority charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFRB, OCC or FDIC) or the supervision or regulation of it the Company or any of its subsidiaries subsidiary and neither the Company nor any of its subsidiaries subsidiary has been advised by any such Governmental Entity Authority that such Governmental Entity Authority is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understandingunderstanding or similar agreement, or a condition of approval, commitment letter, supervisory letter or similar submission.

Appears in 1 contract

Samples: Underwriting Agreement (Chain Bridge Bancorp Inc)

No Regulatory Proceedings. Except as disclosed in the Prospectus and Registration Statement, the General Disclosure PackagePackage and the Prospectus, neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of or understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) Entity charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it the Company or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of or understanding, commitment letter, supervisory letter or similar submission.

Appears in 1 contract

Samples: Underwriting Agreement (Financial Institutions Inc)

No Regulatory Proceedings. Except as disclosed in the Prospectus and the General Disclosure Package, neither Neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency entity (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it the Company or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 1 contract

Samples: Underwriting Agreement (Merchants Bancorp)

No Regulatory Proceedings. Except as disclosed in the Prospectus and the General Disclosure Package, neither the Company nor any of its subsidiaries is a party to or subject to any order, decree, agreement, memorandum of understanding or similar agreement with, or a commitment letter, supervisory letter or similar submission to, any federal, state or local court or governmental agency (each a “Governmental Entity”) charged with the supervision or regulation of depository institutions or engaged in the insurance of deposits (including the Federal Deposit Insurance CorporationFDIC) or the supervision or regulation of it or any of its subsidiaries and neither the Company nor any of its subsidiaries has been advised by any such Governmental Entity that such Governmental Entity is contemplating issuing or requesting (or is considering the appropriateness of issuing or requesting) any such order, decree, agreement, memorandum of understanding, commitment letter, supervisory letter or similar submission.

Appears in 1 contract

Samples: Underwriting Agreement (Heritage Financial Corp /Wa/)

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