No Stop Orders. Etc. Neither the Commission nor, to the Company’s knowledge, assuming reasonable inquiry, any federal, state, or other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Sale Preliminary Prospectus, or Prospectus or any part thereof, or has instituted or, to the Company’s knowledge, assuming reasonable inquiry, threatened to institute any proceedings with respect to such an order.
Appears in 19 contracts
Samples: Underwriting Agreement (Industrial Human Capital, Inc.), Underwriting Agreement (Firemark Global Capital, Inc.), Underwriting Agreement (TechStackery, Inc.)
No Stop Orders. Etc. Neither the Commission nor, to the Company’s knowledge, assuming reasonable inquiry, any federal, state, or other state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Sale Preliminary Prospectus, or Prospectus or any part thereof, the Prospectus or has instituted or, to the Company’s knowledge, assuming reasonable inquiry, threatened to institute institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.
Appears in 14 contracts
Samples: Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.), Underwriting Agreement (FG Financial Group, Inc.)
No Stop Orders. Etc. Neither the Commission nor, to the best of the Company’s knowledge, assuming reasonable inquiry, any federal, state, or other state regulatory authority has issued any order or threatened to issue any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus, the Sale Preliminary Prospectus, or Prospectus or any part thereof, the Registration Statement or has instituted or, to the best of the Company’s knowledge, assuming reasonable inquiry, threatened to institute any proceedings with respect to such an order.
Appears in 2 contracts
Samples: Underwriting Agreement (Eco-Stim Energy Solutions, Inc.), Underwriting Agreement (Eco-Stim Energy Solutions, Inc.)
No Stop Orders. Etc. Neither the The Commission norhas not issued any order or, to the Company’s knowledge, assuming reasonable inquiry, any federal, state, or other regulatory authority has issued any order or threatened to issue any order preventing or suspending the use effectiveness of the Registration Statement, Statement or the use of any Preliminary Prospectus, the Sale Preliminary Prospectus, or Prospectus or any part thereof, or and has not instituted or, to the Company’s knowledge, assuming reasonable inquiry, threatened to institute any proceedings with respect to such an order.
Appears in 2 contracts
Samples: Underwriting Agreement (North Mountain Merger Corp.), Underwriting Agreement (North Mountain Merger Corp.)
