Common use of No Suitability Determination Clause in Contracts

No Suitability Determination. You acknowledge receipt of the Firm’s Relationship Disclosure Document, which describes the products and services that we will provide to you. You acknowledge that the Firm will not provide any recommendations to you and will not be responsible for making a suitability determination of trades when accepting orders from you. You alone will be responsible for your own investment decisions and the Firm will not consider your financial situation, investment knowledge, investment objectives, savings objectives and risk tolerance when accepting orders from you. The Firm does not provide financial, legal, tax or investment advice or recommendations.

Appears in 7 contracts

Samples: Client Account Agreement, Client Account Agreement, Client Account Agreement

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