Common use of No Suspension of Trading in or Delisting of Common Shares; Other Events Clause in Contracts

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal Market. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iii) below) any of the following: (i) trading generally shall have been suspended or materially limited on or by any of the New York Stock Exchange or the Principal Market; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general moratorium on commercial banking activities shall have been declared by federal or New York State authorities; or (iv) there shall have occurred any outbreak or escalation of hostilities or any change in financial markets or any calamity or crisis, either within or outside the United States, that, in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the Prospectus.

Appears in 4 contracts

Samples: Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Kala Pharmaceuticals, Inc.), Sales Agreement (Solid Biosciences Inc.)

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No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal MarketMarket or any of its constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any federal or New York State authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 2 contracts

Samples: Akebia Therapeutics, Inc., Akebia Therapeutics, Inc.

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal MarketMarket or any of its constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by any of the New York Stock Exchange Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on such stock exchange by the Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 2 contracts

Samples: Cyteir Therapeutics, Inc., SQZ Biotechnologies Co

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal MarketMarket or any of its constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 2 contracts

Samples: Tempest Therapeutics, Inc., Tempest Therapeutics, Inc.

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal MarketMarket or any of its constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on either the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 2 contracts

Samples: Open Market Sale (Senseonics Holdings, Inc.), Senseonics, Inc

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal Market, or any of its constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 2 contracts

Samples: Open Market Sale (Pluristem Therapeutics Inc), Open Market Sale (Pluristem Therapeutics Inc)

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal MarketMarket or any of their constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall either have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any federal or New York State authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 1 contract

Samples: Soleno Therapeutics Inc

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal MarketMarket or any of their constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by any of the New York Stock Exchange Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on such stock exchange by the Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 1 contract

Samples: Open Market Sale Agreement (Finch Therapeutics Group, Inc.)

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal Market. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iii) below) any of the following: (i) trading generally shall have been suspended or materially limited on or by any of the New York Stock Exchange or the Principal Market; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general moratorium on commercial banking activities shall have been declared by federal or New York State authorities; or (iv) there shall have occurred any outbreak or escalation of hostilities hostilities, or any change in financial markets or any calamity or crisis, either within or outside the United States, that, in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by in this Agreement and described in the Prospectus.;

Appears in 1 contract

Samples: Karyopharm Therapeutics Inc.

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal MarketMarket or any of its constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchange by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in financial markets or any calamity or crisis, either within or outside the United States’ or international financial markets, thator any substantial change or development involving a prospective substantial change in the United States’ or international political, financial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 1 contract

Samples: Open Market Sale (Omega Therapeutics, Inc.)

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No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal Marketor any of their constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 1 contract

Samples: Humacyte, Inc.

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal MarketMarket or any of their constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall either have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 1 contract

Samples: Open Market Sale Agreement (Adicet Bio, Inc.)

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal Market. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by Nasdaq, or trading in securities generally on Nasdaq shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketNASD; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by federal any of federal, New York, Delaware or New York State California authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the Prospectus.Prospectus or to enforce contracts for the sale of securities;

Appears in 1 contract

Samples: Bellicum Pharmaceuticals, Inc

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal Market. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iii) below) any of the following: (i) trading generally shall have been suspended or materially limited on or by any of the New York Stock Exchange or the Principal Market; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general moratorium on commercial banking activities shall have been declared by federal or New York State authorities; or (iv) there shall have occurred any outbreak or escalation of hostilities or any change in financial markets or any calamity or crisis, either within or outside the United States, ​ ​ that, in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the Prospectus.

Appears in 1 contract

Samples: Kala Pharmaceuticals, Inc.

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market Market, FINRA or FINRA any other applicable regulatory authority and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal Market. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 1 contract

Samples: Open Market Sale (Arbutus Biopharma Corp)

No Suspension of Trading in or Delisting of Common Shares; Other Events. The trading of the Common Shares (including without limitation the Shares) shall not have been suspended by the Commission, the Principal Market or FINRA FINRA, and the Common Shares (including without limitation the Shares) shall have been approved for listing or quotation on and shall not have been delisted from the Principal Market, or any of its constituent markets. There shall not have occurred (and be continuing in the case of occurrences under clauses (i), (ii) and (iiiii) below) any of the following: (i) trading generally or quotation in any of the Company’s securities shall have been suspended or materially limited on by the Commission or by the Principal Market or trading in securities generally on the Principal Market shall have been suspended or limited, or minimum or maximum prices shall have been generally established on any of such stock exchanges by the New York Stock Exchange Commission or the Principal MarketFINRA; (ii) trading of any securities issued or guaranteed by the Company shall have been suspended on any exchange or in any over-the-counter market; (iii) a general banking moratorium on commercial banking activities shall have been declared by any of federal or New York State York, authorities; or (iviii) there shall have occurred any outbreak or escalation of national or international hostilities or any crisis or calamity, or any change in the United States or international financial markets markets, or any calamity substantial change or crisis, either within or outside the development involving a prospective substantial change in United States’ or international political, thatfinancial or economic conditions, as in the judgment of the Agent is material and adverse and makes it impracticable or inadvisable to market the Shares in the manner and on the terms contemplated by this Agreement and described in the ProspectusProspectus or to enforce contracts for the sale of securities.

Appears in 1 contract

Samples: BiomX Inc.

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