No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 57 contracts
Samples: Securities Purchase Agreement (Rallybio Corp), Securities Purchase Agreement (Streamline Health Solutions Inc.), Securities Purchase Agreement (Zymeworks Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (Ai) in writing by the Commission or the Principal Trading Market or (Bii) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 17 contracts
Samples: Securities Purchase Agreement (Biofrontera Inc.), Securities Purchase Agreement (Ventyx Biosciences, Inc.), Securities Purchase Agreement (Vigil Neuroscience, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock (i) shall be designated for listing or quotation on the Principal Trading Market and (ii) shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the any minimum listing maintenance requirements of the Principal Trading Market.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.), Securities Purchase Agreement (Mri Interventions, Inc.)
No Suspensions of Trading in Common Stock. The Trading in the Common Stock shall not have been suspended, as of the Closing Date, suspended by the Commission or the Principal any Trading Market from (except for any suspensions of trading on of not more than one Trading Day solely to permit dissemination of material information regarding the Principal Trading Market nor shall suspension by Company) at any time since the Commission or the Principal Trading Market have been threatened, as date of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements execution of the Principal Trading Market.this Agreement;
Appears in 6 contracts
Samples: Investment Agreement (Iridex Corp), Investment Agreement (Iridex Corp), Securities Purchase Agreement (Ecotality, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Trading Market Nasdaq from trading on the Principal Trading Market Nasdaq nor shall suspension by the Commission SEC or the Principal Trading Market Nasdaq have been threatened, as of the Closing Date, either (Ai) in writing by the Commission SEC or the Principal Trading Market Nasdaq or (Bii) by falling below the minimum listing maintenance requirements of the Principal Trading MarketNasdaq.
Appears in 5 contracts
Samples: Research Collaboration and License Agreement, Research Collaboration and License Agreement (Five Prime Therapeutics Inc), Research Collaboration and License Agreement (Five Prime Therapeutics Inc)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market OTCQB from trading on the Principal Trading Market OTCQB nor shall suspension by the Commission or the Principal Trading Market OTCQB have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market OTCQB or (B) by falling below the minimum listing maintenance requirements of the Principal Trading MarketOTCQB.
Appears in 5 contracts
Samples: Securities Purchase Agreement (MetaStat, Inc.), Note Purchase Agreement (MetaStat, Inc.), Note and Warrant Purchase Agreement (Fluoropharma Medical, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Fate Therapeutics Inc), Securities Purchase Agreement (Fate Therapeutics Inc)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission SEC or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission SEC or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Eloxx Pharmaceuticals, Inc.), Common Stock Purchase Agreement (Aveo Pharmaceuticals Inc)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (Ai) in writing by the Commission or the Principal Trading Market or (Bii) by falling below the minimum listing maintenance requirements of the Principal Trading Market, except as disclosed on Schedule 3.1(y).
Appears in 2 contracts
Samples: Securities Purchase Agreement (Unicycive Therapeutics, Inc.), Securities Purchase Agreement (Unicycive Therapeutics, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission SEC or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, suspended by the Commission SEC or the Principal Trading Market from trading on the Principal Trading Market nor shall such suspension have been threatened by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Scientific Learning Corp)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal principal Trading Market from trading on the Principal principal Trading Market nor shall suspension by the Commission or the Principal principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal principal Trading Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Z Trim Holdings, Inc)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date (or the Subsequent Closing Date), by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date (or Subsequent Closing Date), either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading MarketCommission.
Appears in 1 contract
Samples: Subscription Agreement (Organogenesis Holdings Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the such Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the such Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market, if any.
Appears in 1 contract
Samples: Securities Purchase Agreement (Guided Therapeutics Inc)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the applicable Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the applicable Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
Samples: Securities Purchase Agreement (Anthera Pharmaceuticals Inc)
No Suspensions of Trading in Common Stock. The trading of the Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or any securities commission, stock exchange or any other regulatory authority in any jurisdiction and no such proceeding is, to the Principal Trading Market from trading on knowledge of the Principal Trading Market nor shall suspension by the Commission Company, pending, contemplated or the Principal Trading Market have been threatened, as . As of the Closing Date, either (A) in writing by the Commission or Common Stock shall be quoted for trading on the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading MarketOTC Bulletin Board.
Appears in 1 contract
Samples: Subscription, Purchase and Investment Agreement (GlobalOptions Group, Inc.)
No Suspensions of Trading in Common Stock. The Parent Common Stock shall not have been suspended, as of the Closing Date, by the Commission SEC or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission SEC or the Principal Trading Market have been threatened, as of the Closing Date, either (Aa) in writing by the Commission SEC or the Principal Trading Market or (Bb) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) Date in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading MarketCommission.
Appears in 1 contract
Samples: Securities Purchase Agreement (Cellectar Biosciences, Inc.)
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the each applicable Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the each applicable Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing Date, by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing Date, either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
No Suspensions of Trading in Common Stock. The Common Stock shall not have been suspended, as of the Closing DateDate (or the applicable closing date of a Subsequent Closing), by the Commission or the Principal Trading Market from trading on the Principal Trading Market nor shall suspension by the Commission or the Principal Trading Market have been threatened, as of the Closing DateDate (or the applicable closing date of a Subsequent Closing), either (A) in writing by the Commission or the Principal Trading Market or (B) by falling below the minimum listing maintenance requirements of the Principal Trading Market.
Appears in 1 contract
