No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with respect to the Company, its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Enerpulse Technologies, Inc.), Securities Purchase Agreement (Enerpulse Technologies, Inc.), Securities Purchase Agreement (Enerpulse Technologies, Inc.)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m)IIG, no event, liability, development or circumstance has occurred or exists, or is contemplated to occur occur, with respect to the Company, Company or its Subsidiaries subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Senesco Technologies Inc), Securities Purchase Agreement (Senesco Technologies Inc), Securities Purchase Agreement (Senesco Technologies Inc)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m)2.12, no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with respect to the Company, Company or its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 2 contracts
Samples: Senior Secured Convertible Note and Warrant Purchase Agreement (Zap), Securities Purchase Agreement (Zap)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated by the Company to occur with respect to the Company, its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Wentworth Energy, Inc.), Securities Purchase Agreement (Wentworth Energy, Inc.)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with respect to the Company, Company or its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Avanex Corp), Securities Purchase Agreement (Avanex Corp)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on disclosed in Schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur occur, with respect to the Company, Company or its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its the Company Common Stock and which has not been so disclosed or otherwise publicly announced.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Supergen Inc), Securities Purchase Agreement (Supergen Inc)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m3(l), no event, liability, development or circumstance has occurred or exists, or is contemplated reasonably expected to occur with respect to the Company, its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 F-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock Shares and which has not been publicly announced.
Appears in 1 contract
Samples: Securities Purchase Agreement (A-Power Energy Generation Systems, Ltd.)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth disclosed on Schedule 3(m3(n), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with in respect to of the Company, Company or its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 1 contract
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on in Schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with respect to the Company, Company or its Subsidiaries or their respective business, properties, prospects, prospects operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 1 contract
Samples: Securities Purchase Agreement (Minrad International, Inc.)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with respect to the Company, Company or its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 1 contract
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m3(l), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with respect to the Company, its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 1 contract
Samples: Securities Purchase Agreement (Bridgeline Digital, Inc.)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m)2.13, no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with respect to the Company, Company or its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 1 contract
Samples: Securities Purchase Agreement (Zap)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on disclosed in Schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur with respect to the Company, its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 1 contract
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on disclosed in Schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur occur, with respect to the Company, Company or its Subsidiaries or their respective business, properties, prospects, operations or financial condition, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announced.
Appears in 1 contract
Samples: Securities Purchase Agreement (I2 Telecom International Inc)
No Undisclosed Events, Liabilities, Developments or Circumstances. Except as set forth on Schedule 3(m), no event, liability, development or circumstance has occurred or exists, or is contemplated to occur occur, with respect to the Company, Company or its Subsidiaries or their respective business, properties, prospects, operations or financial conditionconditions, that would be required to be disclosed by the Company under applicable securities laws on a registration statement on Form S-1 filed with the SEC relating to an issuance and sale by the Company of its Common Stock and which has not been publicly announceddisclosed in the SEC Documents.
Appears in 1 contract
Samples: Exchange Agreement (Aphton Corp)