No Violations or Investigations. Neither the Sub-Advisor nor any of the Sub-Advisor’s Affiliates that it engages to perform services described in this Agreement shall knowingly engage in any activities that could be deemed a violation of any federal securities laws, rules of FINRA, blue sky laws or any other applicable securities laws or securities regulations.
Appears in 5 contracts
Samples: Sub Advisory Agreement (NorthStar/RXR New York Metro Real Estate, Inc.), Sub Advisory Agreement (NorthStar/RXR New York Metro Real Estate, Inc.), Sub Advisory Agreement (NorthStar/RXR New York Metro Income, Inc.)
No Violations or Investigations. Neither the Sub-Advisor nor any of the Sub-Advisor’s Affiliates that it engages to perform services described in this Agreement shall knowingly engage in any activities that could be deemed a violation of any federal securities laws, rules of FINRA, blue sky laws or any other applicable securities laws or securities regulations.. 12.10
Appears in 1 contract
Samples: Sub Advisory Agreement
