☐ No. For the purposes of this Item 1(d), an “affiliate” of a registered broker-dealer includes any person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
Appears in 10 contracts
Samples: Registration Rights Agreement (Contango ORE, Inc.), Registration Rights Agreement (First Mid Bancshares, Inc.), Agreement and Plan of Merger (First Mid Bancshares, Inc.)
☐ No. For the purposes of this Item 1(d1(e), an “affiliate” of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
Appears in 1 contract
Samples: Resale Registration Rights Agreement (Apogent Technologies Inc)
☐ No. For the purposes of this Item 1(d1(f), an “affiliate” of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
Appears in 1 contract
Samples: Registration Rights Agreement (New Generation Biofuels Holdings, Inc)
☐ No. For the purposes of this Item 1(d), an “"affiliate” " of a registered broker-dealer includes any person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
Appears in 1 contract
☐ No. For the purposes of this Item 1(d), an “affiliate” of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
Appears in 1 contract
☐ No. For the purposes of this Item 1(dl(e), an “affiliate” of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
Appears in 1 contract
Samples: Registration Rights Agreement (Primus Telecommunications Holdings Inc)
☐ No. For the purposes of this Item 1(d), an “affiliate” of a registered broker-dealer includes any person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates. Name of Broker: DTC No. Contact Person.: Telephone No.: Email:
Appears in 1 contract
☐ No. For the purposes of this Item 1(d), an “affiliate” of a registered broker-dealer includes shall include any person that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Merge Healthcare Inc)
☐ No. For the purposes of this Item 1(d), an “"affiliate” " of a registered broker-dealer includes shall include any person company that directly, or indirectly through one or more intermediaries, controls, or is controlled by, or is under common control with, such broker-dealer, and does not include any individuals employed by such broker-dealer or its affiliates.
Appears in 1 contract
