Non-Circumvention. Neither the Manager, the Fund , nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “notify or solicit” shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the Manager, the Dealer Manager or the Fund . The provisions of this section shall survive any termination of this Selling Agreement.
Appears in 10 contracts
Samples: Selling Agreement (Atel 15, LLC), Selling Agreement (Atel 15, LLC), Atel 12, LLC
Non-Circumvention. Neither the Manager, the Fund , nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “notify or solicit” shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the Manager, the Dealer Manager or the Fund Fund. The provisions of this section shall survive any termination of this Selling Agreement.
Appears in 6 contracts
Samples: Selling Agreement (Atel 16, LLC), Selling Agreement (Atel 16, LLC), Selling Agreement (Atel 15, LLC)
Non-Circumvention. Neither the Manager, the Fund , nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s 's clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s 's clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “"notify or solicit” " shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the Manager, the Dealer Manager or the Fund . The provisions of this section shall survive any termination of this Selling Agreement.
Appears in 4 contracts
Samples: Atel Capital Equipment Fund Viii LLC, Atel Capital Equipment Fund Ix LLC, ATEL Capital Equipment Fund XI, LLC
Non-Circumvention. Neither the Manager, the Fund Fund, nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “notify or solicit” shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the Manager, the Dealer Manager or the Fund or their respective Affiliates. The provisions of this section shall survive any termination of this Selling Agreement.
Appears in 3 contracts
Samples: Cypress Equipment Fund A, LLC, Cypress Equipment Fund A, LLC, Cypress Equipment Fund A, LLC
Non-Circumvention. Neither the Manager, the Fund , nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s 's clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s 's clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “notify Anotify or solicit” solicit@ shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the Manager, the Dealer Manager or the Fund . The provisions of this section shall survive any termination of this Selling Agreement.
Appears in 2 contracts
Samples: Atel Capital Equipment Fund X LLC, Atel Capital Equipment Fund X LLC
Non-Circumvention. Neither the ManagerAdvisor, the Fund REIT , nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s 's clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s 's clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “notify "notify" or solicit” "solicit shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the ManagerAdvisor, the Dealer Manager or the Fund REIT . The provisions of this section shall survive any termination of this Selling Agreement.
Appears in 1 contract
Non-Circumvention. Neither the Manager, the Fund , nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “notify or solicit” shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the Manager, the Dealer Manager or the Fund Fund. The provisions of this section shall survive any termination of this Selling Dealer Manager Agreement.
Appears in 1 contract
Samples: Atel 17, LLC
Non-Circumvention. Neither the Manager, the Fund , nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “notify Anotify or solicit” solicit@ shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the Manager, the Dealer Manager or the Fund . The provisions of this section shall survive any termination of this Selling Agreement.
Appears in 1 contract
Samples: Atel 12, LLC
Non-Circumvention. Neither the ManagerAdvisor, the Fund REIT, nor any affiliates thereof, will (a) notify or actively solicit any Soliciting Dealer’s 's clients with respect to any further transactions, or (b) release the name and/or account information for any of any Soliciting Dealer’s 's clients to any other party unless required by court order, an authorized governmental or self-regulatory entity, or by the Operating Agreement to do so. For purposes of this paragraph “notify "notify" or solicit” "solicit shall not be deemed to include any direct and unassisted contact by a broker-dealer other than the ManagerAdvisor, the Dealer Manager or the Fund REIT. The provisions of this section shall survive any termination of this Selling Agreement.
Appears in 1 contract