Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 35 contracts
Samples: Junior Subordinated Indenture (Sman Capital Trust 1), Junior Subordinated Indenture (Pfbi Capital Trust), Junior Subordinated Indenture (First Empire Capital Trust I)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writingwriting and the Securities Registrar shall only be required to register the transfer of such Restricted Securities Certificate upon direction from the Company that such transfer is permissible.
Appears in 6 contracts
Samples: Junior Subordinated Indenture (CCF Holding Co), Junior Subordinated Indenture (Peoples Bancorp of North Carolina Inc), Junior Subordinated Indenture (Florida Community Banks Inc)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 4 contracts
Samples: Junior Subordinated Indenture (Guaranty Capital Trust I), Junior Subordinated Indenture (Southern Financial Capital Trust I), Junior Subordinated Indenture (Highlands Capital Trust I)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Security Registrar shall have received a Restricted Securities Certificate the assignment form attached to the Security duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 4 contracts
Samples: Indenture (Coltec Capital Trust), Indenture (Hanover Compressor Capital Trust), Indenture (Continental Airlines Inc /De/)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, then the Securities Security Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's his attorney duly authorized in writing.
Appears in 3 contracts
Samples: Trust Agreement (Usf&g Corp), Junior Subordinated Indenture (Bankamerica Corp/De/), Trust Agreement (Usf&g Corp)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if in connection with the registration of transfer of such Security to be transferred in whole or in part that is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 2 contracts
Samples: Junior Subordinated Indenture (Usb Holding Co Inc), Junior Subordinated Indenture (Usb Holding Co Inc)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a)3.06(a) provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Security Registrar shall have received a Restricted Securities Certificate the assignment form attached to the Security duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 2 contracts
Non-Global Security to Non-Global Security. A Security that is ------------------------------------------ not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, then the Securities Security Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's his attorney duly authorized in writing.
Appears in 2 contracts
Samples: Junior Subordinated Indenture (Pmi Capital I), Junior Subordinated Indenture (Pmi Group Inc)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a305(a), provided that that, if the Security to be transferred in whole or in part is a Restricted Security, or is a Regulation S Security and the Securities Registrar shall have received a transfer is to occur during the Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.Period,
Appears in 2 contracts
Samples: Indenture (Xo Communications Inc), Indenture (Xo Communications Inc)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a305(a), provided that that, if the Security to be transferred in whole or in part is a Restricted Security, then the Securities Security Registrar shall have received a Restricted Securities Certificate Certificate, satisfactory to the Security Registrar and the Trustee and duly executed by the transferor Holder or such Holder's of his attorney duly authorized in writing, in which case the transferee Holder shall take delivery in the form of a Restricted Security (subject in every case to Section 305(c)).
Appears in 2 contracts
Samples: Indenture (Heinz Hj Finance Co), Indenture (Heinz H J Co)
Non-Global Security to Non-Global Security. A Security that ------------------------------------------ is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 2 contracts
Samples: Junior Subordinated Indenture (Commonwealth Bankshares Inc), Junior Subordinated Indenture (Commonwealth Bankshares Inc)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's ’s attorney duly authorized in writingwriting and the Securities Registrar shall only be required to register the transfer of such Restricted Securities Certificate upon direction from the Company that such transfer is permissible.
Appears in 1 contract
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided PROVIDED that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a2.7(b), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Debenture Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Indenture (Yardville Capital Trust)
Non-Global Security to Non-Global Security. A Security that is not a ------------------------------------------ Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in -------- whole or in part is a Restricted Security, then the Securities Security Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's his attorney duly authorized in writing.
Appears in 1 contract
Samples: Junior Subordinated Indenture (Providian Financial Corp)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in 40 33 whole or in part is a Restricted Security, the Securities Security Registrar shall have received a Restricted Securities Certificate the assignment form attached to the Security duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Indenture (Budget Group Inc)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.the
Appears in 1 contract
Samples: Junior Subordinated Indenture (North Fork Capital Trust I)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.6(1), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Junior Subordinated Indenture (BSB Capital Trust I)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's ’s attorney duly authorized in writing.
Appears in 1 contract
Samples: Junior Subordinated Indenture (American Safety Insurance Group LTD)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(1); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Security Registrar shall have received a Restricted Securities Certificate the assignment form attached to the Security duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Indenture (Titan Corp)
Non-Global Security to Non-Global Security. A Security that is ------------------------------------------- not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred -------- in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Junior Subordinated Indenture (Central Fidelity Capital Trust I)
