Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 35 contracts
Samples: Indenture (Centura Banks Inc), Indenture (FCB/Sc Capital Trust I), Sman Capital Trust 1
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 12 contracts
Samples: Indenture (Citizens Banking Corp), Success Bancshares Inc, Allegiant Capital Trust Ii
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writingwriting and the Securities Registrar shall only be required to register the transfer of such Restricted Securities Certificate upon direction from the Company that such transfer is permissible.
Appears in 6 contracts
Samples: Florida Community Banks Inc, Assuranceamerica Corp, CCF Holding Co
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Security Registrar shall have received a Restricted Securities Certificate the assignment form attached to the Security duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 4 contracts
Samples: Indenture (Continental Airlines Inc /De/), Purchase Agreement (Carriage Services Inc), Indenture (Hanover Compressor Capital Trust)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 4 contracts
Samples: Resource Capital Trust I, Guaranty Capital Trust I, Southern Financial Capital Trust I
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, then the Securities Security Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's his attorney duly authorized in writing.
Appears in 3 contracts
Samples: Indenture (Bankamerica Corp/De/), Trust Agreement (Usf&g Corp), Agreement (Usf&g Corp)
Non-Global Security to Non-Global Security. A Security that is ------------------------------------------ not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, then the Securities Security Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's his attorney duly authorized in writing.
Appears in 2 contracts
Samples: Pmi Group Inc, Pmi Capital I
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a305(a), provided that that, if the Security to be transferred in whole or in part is a Restricted Security, or is a Regulation S Security and the Securities Registrar shall have received a transfer is to occur during the Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.Period,
Appears in 2 contracts
Samples: Indenture (Xo Communications Inc), Indenture (Xo Communications Inc)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if in connection with the registration of transfer of such Security to be transferred in whole or in part that is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 2 contracts
Samples: Usb Holding Co Inc, Usb Holding Co Inc
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a)3.06(a) provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Security Registrar shall have received a Restricted Securities Certificate the assignment form attached to the Security duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 2 contracts
Samples: Calpine Corp, Calpine Corp
Non-Global Security to Non-Global Security. A Security that ------------------------------------------ is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 2 contracts
Samples: Commonwealth Bankshares Inc, Commonwealth Bankshares Inc
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.the
Appears in 1 contract
Samples: North Fork Capital Trust I
Non-Global Security to Non-Global Security. A Security that is ------------------------------------------- not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred -------- in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Central Fidelity Capital Trust I
Non-Global Security to Non-Global Security. A Security that is not a ------------------------------------------ Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in -------- whole or in part is a Restricted Security, then the Securities Security Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's his attorney duly authorized in writing.
Appears in 1 contract
Samples: Providian Financial Corp
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's ’s attorney duly authorized in writingwriting and the Securities Registrar shall only be required to register the transfer of such Restricted Securities Certificate upon direction from the Company that such transfer is permissible.
Appears in 1 contract
Samples: Gainsco Inc
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(a); provided, provided that if the such Security to be transferred in 40 33 whole or in part is a Restricted Security, the Securities Security Registrar shall have received a Restricted Securities Certificate the assignment form attached to the Security duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.6(1), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: BSB Capital Trust I
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided PROVIDED that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Trust Agreement (DPL Inc)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a2.7(b), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Debenture Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Yardville Capital Trust
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a), provided that if the Security to be transferred in whole or in part is a Restricted Security, the Securities Registrar shall have received a Restricted Securities Certificate duly executed by the transferor Holder or such Holder's ’s attorney duly authorized in writing.
Appears in 1 contract
Samples: Junior Subordinated Indenture (American Safety Insurance Group LTD)
Non-Global Security to Non-Global Security. A Security that is not a Global Security may be transferred, in whole or in part, to a Person who takes delivery in the form of another Security that is not a Global Security as provided in Section 3.6(a3.06(1); provided, provided that if the such Security to be transferred in whole or in part is a Restricted Security, the Securities Security Registrar shall have received a Restricted Securities Certificate the assignment form attached to the Security duly executed by the transferor Holder or such Holder's attorney duly authorized in writing.
Appears in 1 contract
Samples: Indenture (Titan Corp)