Not a Broker-Dealer. Client understands that the Consultant is not a registered broker/dealer, that the Consultant's activities on Client's behalf in connection with any financing will be limited to the identification of prospective broker-dealers, and that the Consultant has not been engaged to effect any transaction with respect to Client's securities for Client or others.
Appears in 2 contracts
Samples: Consulting Agreement (Wien Group Inc), Consulting Agreement (Wien Group Inc)
Not a Broker-Dealer. Client understands that the Consultant -------------------- is not a registered broker/dealer, that the Consultant's activities on Client's behalf in connection with any financing financing, will be limited to the identification of prospective broker-dealers, and that the Consultant has not been engaged to effect any transaction with respect to Client's securities for Client or others.
Appears in 1 contract
Samples: Consulting Agreement (Gsi Technologies Usa Inc /De)
Not a Broker-Dealer. Client understands that the Consultant is not a registered broker/dealer, that the Consultant's activities on Client's and/or its affiliates' behalf in connection with any financing will be limited to the identification of prospective broker-dealers, and that the Consultant has not been engaged to effect any transaction with respect to Client's and/or its affiliates' securities for Client or others.
Appears in 1 contract
