Common use of Not a Broker Or Dealer Clause in Contracts

Not a Broker Or Dealer. No Loan Party is a “broker” or a “dealer” within the meaning of the Securities Exchange Act of 1934, as amended from time to time, and any rules or regulations promulgated thereunder.

Appears in 4 contracts

Samples: Loan Agreement (Stratus Properties Inc), Loan Agreement (Stratus Properties Inc), Loan Agreement (Stratus Properties Inc)

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Not a Broker Or Dealer. No Loan Party is a "broker" or a "dealer" within the meaning of the Securities Exchange Act of 1934, as amended from time to time, and or any rules or regulations promulgated thereunder.

Appears in 1 contract

Samples: Loan Agreement (Stratus Properties Inc)

Not a Broker Or Dealer. No Loan Party is a “broker” or a “dealer” within the meaning of the Securities Exchange Act of 1934, as amended from time to time, and under any rules or regulations promulgated thereunder.. CONSTRUCTION LOAN AGREEMENT -- PAGE 25 (CYPRESS/FAIRFIELD)

Appears in 1 contract

Samples: Construction Loan Agreement (CNL Growth Properties, Inc.)

Not a Broker Or Dealer. No Loan Party is a “broker” or a “dealer” within the meaning of the Securities Exchange Act of 1934, as amended from time to time, and under any rules or regulations promulgated thereunder.

Appears in 1 contract

Samples: Construction Loan Agreement (Global Growth Trust, Inc.)

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Not a Broker Or Dealer. No Loan Party is a “broker” or a “dealer” within the meaning of the Securities Exchange Act of 1934, as amended from time to time, and under any rules or regulations promulgated thereunder.. (CYPRESS/FAIRFIELD)

Appears in 1 contract

Samples: Construction Loan Agreement

Not a Broker Or Dealer. No Loan Party is a "broker" or a "dealer" within the meaning of the Securities Exchange Act of 1934, as amended from time to time, and any rules or regulations promulgated thereunder.

Appears in 1 contract

Samples: Loan Agreement (Stratus Properties Inc)

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