Common use of Not an Investment Company or a Holding Company Clause in Contracts

Not an Investment Company or a Holding Company. The Issuer is ---------------------------------------------- not, and is not controlled by, an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or is exempt from all provisions of such Act. The Issuer is not a "holding company", or a subsidiary or affiliate of a "holding company", within the meaning of the Public Utility Holding Company Act of 1935, as amended.

Not an Investment Company or a Holding Company. The Issuer is ---------------------------------------------- not, and is not controlled by, an "“investment company" ” within the meaning of the Investment Company Act of 1940, as amended, or is exempt from all provisions of such Act. The Issuer is not a "“holding company", ,” or a subsidiary or affiliate of a "“holding company", ,” within the meaning of the Public Utility Holding Company Act of 1935, as amended.

Not an Investment Company or a Holding Company. The Issuer is ---------------------------------------------- not, and is not controlled by, an "“investment company" ” within the meaning of the Investment Company Act of 1940, as amended, or is exempt from all provisions of such Act. The Issuer is not a "“holding company"”, or a subsidiary or affiliate of a "“holding company"”, within the meaning of the Public Utility Holding Company Act of 1935, as amended.

Not an Investment Company or a Holding Company. The Issuer is ---------------------------------------------- not, and is not controlled by, an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or is exempt from all provisions of such Act. The Issuer is not a "holding company", or a subsidiary or affiliate of a "holding company", within the meaning of the Public Utility Holding Company Act of 1935, as amended.