Common use of Not an Officer, Affiliate, Underwriter or Dealer Clause in Contracts

Not an Officer, Affiliate, Underwriter or Dealer. The Subscriber is not an officer, director, or “affiliate” (as that term is defined in Rule 405 under the Securities Act) of the Company or an “underwriter” or “dealer” (as such terms are defined in the Securities Act), and the purchase of Securities by the Subscriber is not a transaction (or part of a series of transactions) that is part of any plan or scheme to evade the registration provisions of the Securities Act.

Appears in 4 contracts

Samples: Put Option Agreement (Healing Co Inc.), Securities Subscription Agreement (Healing Co Inc.), Put Option Agreement (Healing Co Inc.)

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Not an Officer, Affiliate, Underwriter or Dealer. The Subscriber is not an officer, director, or “affiliate” (as that term is defined in Rule 405 under the Securities Act) of the Company or an “underwriter” or “dealer” (as such terms are defined in the Securities Act), and the purchase of Securities Shares by the Subscriber is not a transaction (or part of a series of transactions) that is part of any plan or scheme to evade the registration provisions of the Securities Act.

Appears in 2 contracts

Samples: Common Stock Subscription Agreement (Aerkomm Inc.), Seed Preferred Stock Subscription Agreement (Healing Co Inc.)

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