Not Exclusive. Nothing herein shall be construed as prohibiting you or your affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managers).
Appears in 484 contracts
Samples: Structuring Fee Agreement (Columbia Seligman Premium Technology Growth Fund, Inc.), Structuring Fee Agreement (Columbia Seligman Premium Technology Growth Fund, Inc.), Structuring Fee Agreement (Cohen & Steers Real Estate Opportunities & Income Fund)
Not Exclusive. Nothing herein shall be construed as prohibiting you or your affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managersadvisers).
Appears in 144 contracts
Samples: Fee Agreement (Cohen & Steers Real Estate Opportunities & Income Fund), Structuring Fee Agreement (Cohen & Steers Real Estate Opportunities & Income Fund), Structuring Fee Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.)
Not Exclusive. Nothing herein shall be construed as prohibiting you or your affiliates from acting as an underwriter or financial adviser advisor or in any other capacity for any other persons (including other registered investment companies or other investment managers).
Appears in 31 contracts
Samples: Structuring Fee Agreement (Columbia Seligman Premium Technology Growth Fund, Inc.), Structuring Fee Agreement (DoubleLine Income Solutions Fund), Structuring Fee Agreement (Nuveen Preferred & Income Term Fund)
Not Exclusive. Nothing herein shall be construed as prohibiting you the undersigned or your its respective affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managersadvisers), so long as your services to the Adviser are not impaired thereby.
Appears in 7 contracts
Samples: Sales Incentive Fee Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.), Sales Contracts (Thornburg Income Builder Opportunities Trust), Sales Contracts (RiverNorth Flexible Municipal Income Fund II, Inc.)
Not Exclusive. Nothing herein shall be construed as prohibiting you or your affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managers), so long as your services to the Adviser are not impaired thereby.
Appears in 4 contracts
Samples: Structuring Fee Agreement (Duff & Phelps Global Utility Income Fund Inc.), Structuring Fee Agreement (ING Emerging Markets High Dividend Equity Fund), Structuring Fee Agreement (BlackRock Build America Bond Trust)
Not Exclusive. Nothing herein shall be construed as prohibiting you the undersigned or your its respective affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managersadvisers).
Appears in 3 contracts
Samples: Sales Contracts (Eaton Vance Floating-Rate 2022 Target Term Trust), Sales Contracts (Eaton Vance High Income 2021 Target Term Trust), Sales Contracts (DoubleLine Income Solutions Fund)
Not Exclusive. Nothing herein shall be construed as prohibiting you the undersigned or your their respective affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managers).
Appears in 2 contracts
Samples: Sales Incentive Fee Agreement (Tekla World Healthcare Fund), Sales Incentive Fee Agreement (AllianzGI Diversified Income & Convertible Fund)
Not Exclusive. Nothing herein shall be construed as prohibiting you or your affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managersAdvisers).
Appears in 1 contract
Samples: Additional Compensation Agreement (Salient MLP & Energy Infrastructure Fund)
Not Exclusive. Nothing herein shall be construed as prohibiting you or your affiliates from acting as an underwriter or financial adviser advisor or in any other capacity for any other persons (including other registered investment companies or other investment managersadvisors).
Appears in 1 contract
Samples: Structuring Fee Agreement (John Hancock Tax-Advantaged Global Shareholder Yield Fund)
Not Exclusive. Nothing herein shall be construed as prohibiting you or your affiliates from acting as an underwriter or financial adviser advisor or in any other capacity for any other persons (including other registered investment companies or other investment managersadvisers).
Appears in 1 contract
Samples: Structuring Fee Agreement (Evergreen International Balanced Income Fund)
Not Exclusive. Nothing herein shall be construed as prohibiting you or -------------- your affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managers).
Appears in 1 contract
Samples: Structuring Fee Agreement (Nuveen Equity Premium Advantage Fund)
Not Exclusive. Nothing herein shall be construed as prohibiting you the undersigned or your its respective affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managersadvisers), so long as your services to the Investment Manager and Subadviser are not impaired thereby.
Appears in 1 contract
Samples: Sales Incentive Fee Agreement (Rivernorth Opportunities Fund, Inc.)
Not Exclusive. Nothing herein shall be construed as prohibiting you the undersigned or your its respective affiliates from acting as an underwriter or financial adviser or in any other capacity for any other persons (including other registered investment companies or other investment managersadvisers), so long as your’s services to the Investment Manager are not impaired thereby.
Appears in 1 contract
Samples: Sales Incentive Fee Agreement (Neuberger Berman MLP Income Fund Inc.)