Not Underwriters/Broker-Dealers. The Selling Stockholder is not an “underwriter” or registered “broker-dealer” as those terms are defined under the rules and regulations promulgated by the SEC.
Appears in 5 contracts
Samples: Stock Purchase Agreement (Real Value Estates Inc), Stock Purchase Agreement (Real Value Estates Inc), Stock Purchase Agreement (Real Value Estates Inc)
Not Underwriters/Broker-Dealers. The Selling Stockholder is not an “underwriter” or registered “broker-dealerdealers” as those terms are defined under the rules and regulations promulgated by the SEC.
Appears in 3 contracts
Samples: Stock Purchase Agreement (Swav Enterprises Ltd.), Stock Purchase Agreement (Swav Enterprises Ltd.), Stock Purchase Agreement (Swav Enterprises Ltd.)
