Common use of Notice of Adjustment Event Clause in Contracts

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 (but only if the action of the type described in this Section 4 would result in an adjustment in the Exercise Price or the number of shares of Common Stock into which Warrants are exercisable or a change in the type of securities or property to be delivered upon exercise of Warrants), the Company shall give notice to the holders of Warrants, in the manner set forth in Section 4.9(a), which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrants. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 days prior to the taking of such proposed action. Without limiting the foregoing, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stock.

Appears in 3 contracts

Samples: Warrant Agreement (Ares Management LLC), Warrant Agreement (Ares Management LLC), Warrant Agreement (BioScrip, Inc.)

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Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 (but only if the action of the type described in this Section 4 would result in an adjustment in the Exercise Price or the number of shares of Common Stock into which Warrants are exercisable or a change in the type of securities or property to be delivered upon exercise of Warrants), the Company shall give notice to the holders of Warrants, in the manner set forth in Section 4.9(a), which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrants. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 days prior to the taking of such proposed action. Without limiting the foregoing, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stock.

Appears in 3 contracts

Samples: Warrant Agreement (BioScrip, Inc.), Warrant Agreement (BioScrip, Inc.), Agreement and Plan of Merger (BioScrip, Inc.)

Notice of Adjustment Event. In the event that the Company Corporation shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 12 (but only if the action of the type described in this Section 4 12 would result in an adjustment in the Exercise Price or the number of shares of Common Stock Warrant Shares into which Warrants are this Warrant is exercisable or a change in the type of securities or property to be delivered upon exercise of Warrantsthis Warrant), the Company Corporation shall give provide written notice to the holders of Warrants, in the manner set forth in Section 4.9(a)each Warrantholder, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in . In case of all other action, such notice shall be given at least 15 10 days prior to the taking of such proposed action unless the Corporation reasonably determines in good faith that, given the nature of such action. Without limiting , the foregoingprovision of such notice at least 10 days in advance is not reasonably practicable from a timing perspective, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, in which case such notice shall be provided given as far in advance prior to the holders taking of the Warrants on or before such notice to the holders of Common Stockproposed action as is reasonably practicable from a timing perspective.

Appears in 2 contracts

Samples: Framework Agreement (Amerisourcebergen Corp), Shareholders Agreement (Walgreen Co)

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 (but only if the action of the type described in this Section 4 would result in an adjustment in the Exercise Price or the number of shares of Common Stock into which Warrants are exercisable or a change in the type of securities or property to be delivered upon exercise of Warrants), the Company shall give notice to the holders of Warrants, in the manner set forth in Section 4.9(a4.8(a), which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrants. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 days prior to the taking of such proposed action. Without limiting the foregoing, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stock.

Appears in 2 contracts

Samples: Warrant Agreement (Coliseum Capital Management, LLC), Warrant Agreement (BioScrip, Inc.)

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 13(a) above or, after the Initial Exercise Date, any action of the type described in Section 8(a) of the certificate of designations of the Series M Securities (the “Series M Certificate of Designations”) (but only if the action of the type described in this Section 4 13(a) above or Section 8(a) of the Series M Certificate of Designations would result in an adjustment in the Exercise Price Rate or the number of shares of Common Stock into which Warrants are exercisable or a change in the type of securities or property to be delivered upon exercise of WarrantsConversion Rate, respectively), the Company shall give notice to the holders of WarrantsWarrantholder, in the manner set forth in Section 4.9(a13(g), which notice shall specify the record dateRecord Date, if any, with respect to any such action and the approximate date on which such action is to take place. Such If the proposed action is of the type described in Section 13(a) above, such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price Rate and the number, kind or class number of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record dateRecord Date, such notice shall be given at least 10 days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 days prior to the taking of such proposed action. Without limiting Failure to give such notice, or any defect therein, shall not affect the foregoing, to the extent notice legality or validity of any of the foregoing actions or events is given to the holders of the Common Stock, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stockaction.

Appears in 2 contracts

Samples: Exchange Agreement, Exchange Agreement (Citigroup Inc)

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 11 (but only if the action of the type described in this Section 4 11 would result in an adjustment in the Exercise Price or the number of shares of Common Stock Warrant Shares into which Warrants are this Warrant is exercisable or a change in the type of securities or property to be delivered upon exercise of Warrantsthis Warrant), the Company shall give provide written notice to the holders of Warrants, in the manner set forth in Section 4.9(a)Warrantholder, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind kind, or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 ten days prior to the date so fixed, and in . In case of all other actionactions, such notice shall be given at least 15 ten days prior to the taking of such proposed action unless the Company reasonably determines in good faith that, given the nature of such action. Without limiting , the foregoingprovision of such notice at least ten days in advance is not reasonably practicable from a timing perspective, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, in which case such notice shall be provided given as far in advance prior to the holders taking of the Warrants on or before such notice to the holders of Common Stockproposed action as is reasonably practicable from a timing perspective.

Appears in 2 contracts

Samples: Warrant Agreement (Clean Energy Fuels Corp.), Affirm Holdings, Inc.

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 12 (but only if the action of the type described in this Section 4 12 would result in an adjustment in the Exercise Price or the number of shares of Common Stock Warrant Shares into which Warrants are this Warrant is exercisable or a change in the type of securities or property to be delivered upon exercise of Warrantsthis Warrant), the Company shall give provide written notice to the holders of Warrants, in the manner set forth in Section 4.9(a)Warrantholder, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in . In case of all other action, such notice shall be given at least 15 10 days prior to the taking of such proposed action unless the Company reasonably determines in good faith that, given the nature of such action. Without limiting , the foregoingprovision of such notice at least 10 days in advance is not reasonably practicable from a timing perspective, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, in which case such notice shall be provided given as far in advance prior to the holders taking of the Warrants on or before such notice to the holders of Common Stockproposed action as is reasonably practicable from a timing perspective.

Appears in 2 contracts

Samples: Transaction Agreement (Plug Power Inc), Transaction Agreement (Plug Power Inc)

Notice of Adjustment Event. In the event that the Company Corporation shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 5.4 (but only if the action of the type described in this Section 4 5.4 would reasonably be expected to result in an adjustment in the Exercise Conversion Price or the number of shares of Common Stock into which Warrants are exercisable or a change in the type of securities or property to be delivered upon exercise conversion of Warrantsshares of Series A Convertible Preferred Stock), the Company Corporation shall give notice to the holders of Warrantseach holder, in the manner set forth in Section 4.9(a5.4(viii), which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Conversion Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise conversion of any Warrantsshares of Series A Convertible Preferred Stock. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 ten (10) days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 ten (10) days prior to the taking of such proposed action. Without limiting Failure to give such notice, or any defect therein, shall not affect the foregoinglegality or validity of any such action, but shall not affect any claims or rights resulting from the failure to properly provide such notice pursuant to this Certificate of Designation. The Corporation will be deemed to have provided the notice required pursuant to this Section 5.4(ix) if the Corporation furnishes or files such information with the Securities and Exchange Commission via the XXXXX (or successor) filing system and such information is publicly available not less than ten (10) days prior to the extent notice date so fixed or the taking of any of the foregoing actions or events is given to the holders of the Common Stocksuch proposed action, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stockas applicable.

Appears in 1 contract

Samples: Securities Purchase Agreement (Velocity Financial, Inc.)

Notice of Adjustment Event. In the event that the Company Corporation shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 7(c) (but only if the action of the type described in this Section 4 7(c) would result in an adjustment in the Exercise Mandatory Conversion Price or the number of shares of Common Stock into which Warrants are exercisable or a change in the type of securities or property to be delivered upon exercise mandatory conversion of Warrantsthe Series A Preferred Stock), the Company Corporation shall give notice to the holders holder of Warrantsthe Series A Preferred Stock, at the address appearing in the manner set forth in Section 4.9(a)Corporation’s records, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Mandatory Conversion Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise conversion of any Warrantsthe Series A Preferred Stock. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 days prior to the taking of such proposed action. Without limiting Failure to give such notice, or any defect therein, shall not affect the foregoing, to the extent notice legality or validity of any of the foregoing actions or events is given to the holders of the Common Stock, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stockaction.

Appears in 1 contract

Samples: Investment Agreement (Mbia Inc)

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 12 (but only if the action of the type described in this Section 4 12 would result in an adjustment in the Exercise Price or the number of shares of Common Stock Warrant Shares into which Warrants are this Warrant is exercisable or a change in the type of securities or property to be delivered upon exercise of Warrantsthis Warrant), the Company shall give provide written notice to the holders of Warrants, in the manner set forth in Section 4.9(a)Warrantholder, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in . In case of all other actionactions, such notice shall be given at least 15 10 days prior to the taking of such proposed action unless the Company reasonably determines in good faith that, given the nature of such action. Without limiting , the foregoingprovision of such notice at least 10 days in advance is not reasonably practicable from a timing perspective, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, in which case such notice shall be provided given as far in advance prior to the holders taking of the Warrants on or before such notice to the holders of Common Stockproposed action as is reasonably practicable from a timing perspective.

Appears in 1 contract

Samples: Plug Power Inc

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Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 12 (but only if the action of the type described in this Section 4 12 would result in an adjustment in the Exercise Price or the number of shares of Common Stock into which Warrants are exercisable Warrant Share Number or a change in the type of securities or property to be delivered upon exercise of Warrantsa Warrant), the Company shall give deliver to the Warrant Agent a notice and shall cause such notice to be sent or communicated to the holders of Warrants, Warrantholders in the manner set forth in Section 4.9(a12(H), which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsa Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 days prior to the taking of such proposed action. Without limiting Failure to give such notice, or any defect therein, shall not affect the foregoing, to the extent notice legality or validity of any of the foregoing actions or events is given to the holders of the Common Stock, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stockaction.

Appears in 1 contract

Samples: Warrant Agreement (Capital One Financial Corp)

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 12 (but only if the action of the type described in this Section 4 12 would result in an adjustment in the Exercise Price or the number of shares of Common Stock Shares into which Warrants are this Warrant is exercisable or a change in the type of securities or property to be delivered upon exercise of Warrantsthis Warrant), the Company shall give notice to the holders of WarrantsWarrantholders, by first-class mail at their addresses appearing in the manner set forth in Section 4.9(a)Company’s records, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 days prior to the taking of such proposed action. Without limiting Failure to give such notice, or any defect therein, shall not affect the foregoing, to the extent notice legality or validity of any of the foregoing actions or events is given to the holders of the Common Stock, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stockaction.

Appears in 1 contract

Samples: Investment Agreement (United Western Bancorp Inc)

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 8 (but only if the action of the type described in this Section 4 8 would result in an adjustment in the Warrant Exercise Price or the number of shares of Common Stock Warrant Shares into which Warrants are this Warrant is exercisable or a change in the type of securities or property to be delivered upon exercise of Warrantsthis Warrant), the Company shall give notice to the holders holder of Warrantsthis Warrant, in the manner set forth in Section 4.9(a)10, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Warrant Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in case of all other action, such notice shall be given at least 15 days prior to the taking of such proposed action. Without limiting Failure to give such notice, or any defect therein, shall not affect the foregoing, to the extent notice legality or validity of any of the foregoing actions or events is given to the holders of the Common Stock, such notice shall be provided to the holders of the Warrants on or before such notice to the holders of Common Stockaction.

Appears in 1 contract

Samples: Registration Rights Agreement (Resource America Inc)

Notice of Adjustment Event. In the event that the Company Corporation shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 12 (but only if the action of the type described in this Section 4 12 would result in an adjustment in the Exercise Price or the number of shares of Common Stock Warrant Shares into which Warrants are this Warrant is exercisable or a change in the type of securities or property to be delivered upon exercise of Warrantsthis Warrant), the Company Corporation shall give provide written notice to the holders of Warrants, in the manner set forth in Section 4.9(a)Warrantholder, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 days prior to the date so fixed, and in . In case of all other action, such notice shall be given at least 15 10 days prior to the taking of such proposed action unless the Corporation reasonably determines in good faith that, given the nature of such action. Without limiting , the foregoingprovision of such notice at least 10 days in advance is not reasonably practicable from a timing perspective, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, in which case such notice shall be provided given as far in advance prior to the holders taking of the Warrants on or before such notice to the holders of Common Stockproposed action as is reasonably practicable from a timing perspective.

Appears in 1 contract

Samples: Stockholders Agreement (Air Transport Services Group, Inc.)

Notice of Adjustment Event. In the event that the Company shall propose after the Second Merger Effective Time to take any action of the type described in this Section 4 12 (but only if the action of the type described in this Section 4 12 would result in an adjustment in the Exercise Price or the number of shares of Common Stock Warrant Shares into which Warrants are this Warrant is exercisable or a change in the type of securities or property to be delivered upon exercise of Warrantsthis Warrant), the Company shall give provide written notice to the holders of Warrants, in the manner set forth in Section 4.9(a)each Warrantholder, which notice shall specify the record date, if any, with respect to any such action and the approximate date on which such action is to take place. Such notice shall also set forth the facts with respect thereto as shall be reasonably necessary to indicate the effect on the Exercise Price and the number, kind or class of shares or other securities or property which shall be deliverable upon exercise of any Warrantsthis Warrant. In the case of any action which would require the fixing of a record date, such notice shall be given at least 10 ten (10) days prior to the date so fixed, and in . In case of all other action, such notice shall be given at least 15 ten (10) days prior to the taking of such proposed action unless the Company reasonably determines in good faith that, given the nature of such action. Without limiting , the foregoingprovision of such notice at least ten (10) days in advance is not reasonably practicable from a timing perspective, to the extent notice of any of the foregoing actions or events is given to the holders of the Common Stock, in which case such notice shall be provided given as far in advance prior to the holders taking of the Warrants on or before such notice to the holders of Common Stockproposed action as is reasonably practicable from a timing perspective.

Appears in 1 contract

Samples: Share and Warrant Purchase Agreement (Gogoro Inc.)

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