Common use of Notice of Certain Transfers Clause in Contracts

Notice of Certain Transfers. If any Holder of any Restricted Security desires to transfer such Restricted Security other than pursuant to an effective registration statement, Rule 144 under the Securities Act or in accordance with Section 5.01 hereof, such Holder shall deliver to the Company at least three Business Days' prior written notice with respect to the proposed transfer, together with an opinion (obtained at such Holder's expense) of Milbank, Tweed, Hadlxx & XcClxx XXX, or other counsel reasonably satisfactory to the Company, to the effect that an exemption from registration under the Securities Act is available and specifying the applicable exemption.

Appears in 1 contract

Samples: Warrant Agreement (Princeton Review Inc)

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Notice of Certain Transfers. If any Holder of any Restricted Security desires to transfer such Restricted Security other than pursuant to an effective registration statement, Rule 144 under the Securities Act or in accordance with Section SECTION 5.01 hereof, such Holder shall deliver to the Company at least three Business Days' prior written notice with respect to the proposed transfer, together with an opinion (obtained at such Holder's expense) of Milbank, Tweed, Hadlxx & XcClxx XXX, or other counsel reasonably satisfactory to the Company, to the effect that an exemption from registration under the Securities Act is available and specifying the applicable exemption.

Appears in 1 contract

Samples: Warrant Agreement (Student Advantage Inc)

Notice of Certain Transfers. If any Holder of any Restricted Security desires to transfer such Restricted Security other than pursuant to an effective registration statement, Rule 144 under the Securities Act or in accordance with Section 5.01 5.01(a) hereof, such Holder shall deliver to the Company at least three 7 Business Days' prior written notice with respect to the proposed transfer, together with an opinion (obtained at such Holder's expense) of Milbank, Tweed, Hadlxx Xxxxxx & XcClxx XXXXxXxxx LLP, or such other counsel reasonably satisfactory to the Company, to the effect that an exemption from registration under the Securities Act is available and specifying the applicable exemption.

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Nuco2 Inc /Fl)

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Notice of Certain Transfers. If any Holder of any Restricted Security desires to transfer such Restricted Security other than pursuant to an effective registration statement, Rule 144 under the Securities Act an applicable exemption from the Securities Act or in accordance with Section 5.01 SECTION 5.01(A) hereof, such Holder shall deliver to the Company at least three 7 Business Days' prior written notice with respect to the proposed transfer, together with an opinion (obtained at such Holder's expense) of Milbank, Tweed, Hadlxx Xxxxxx & XcClxx XXXXxXxxx, or such other counsel reasonably satisfactory to the Company, to the effect that an exemption from registration under the Securities Act is available and specifying the applicable exemption.

Appears in 1 contract

Samples: Warrant Agreement (Nuco2 Inc /Fl)

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