NOTICE OF FORMAL PROCEEDINGS. Each Trust, MFD, and the Company agree that each such party shall promptly notify the other parties to thiis Agreement, in writing, of the institution of any formal proceedings brought against such party or its designees by the FINRA, the SEC, or any insurance department or any other regulatory body regarding such party's duties under this Agreement or related to the sale of the Policies, the operation of the Accounts, or the purchase of the Shares.
Appears in 7 contracts
Samples: Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Participation Agreement (Lincoln Life & Annuity Flexible Premium Variable Life Account M), Participation Agreement (Lincoln Life Flexible Premium Variable Life Account M)
NOTICE OF FORMAL PROCEEDINGS. Each Trust, MFD, The Trust and the Company MFD agree that each such party shall promptly notify the other parties to thiis this Agreement, in writing, of the institution of any formal proceedings brought against such party or its designees by the FINRA, the SEC, or any insurance department or any other regulatory body regarding such party's ’s duties under this Agreement or related to the sale of the Policies, the operation of the Accounts, or the purchase of the Shares.
Appears in 5 contracts
Samples: Participation Agreement (Ml of New York Variable Annuity Separate Account B), Participation Agreement (Ml of New York Variable Life Separate Account), Participation Agreement (Ml of New York Variable Annuity Separate Account A)
NOTICE OF FORMAL PROCEEDINGS. Each Trust, MFD, MFD and the Company agree that each such party shall promptly notify the other parties to thiis this Agreement, in writing, of the institution of any formal proceedings brought against such party or its designees by the FINRA, the SEC, or any insurance department or any other regulatory body regarding such party's ’s duties under this Agreement or related to the sale of the Policies, the operation of the Accounts, or the purchase of the Shares.
Appears in 3 contracts
Samples: Participation Agreement (Variable Annuity Account A), Participation Agreement (Variable Annuity Account A), Participation Agreement (SBL Variable Annuity Account Xiv)
NOTICE OF FORMAL PROCEEDINGS. 214110 Each Trust, MFD, Trust and the Company MFD agree that each such party shall promptly notify the other parties to thiis this Agreement, in writing, of the institution of any formal proceedings brought against such party or its designees by the FINRA, the SEC, or any insurance department or any other regulatory body regarding such party's duties under this Agreement or related to the sale of the Policies, the operation of the Accounts, or the purchase of the Shares.
Appears in 2 contracts
Samples: Participation Agreement (Allianz Life of Ny Variable Account C), Participation Agreement (Allianz Life Variable Account B)
NOTICE OF FORMAL PROCEEDINGS. Each Trust, MFD, Trust and the Company MFD agree that each such party shall promptly notify the other parties to thiis this Agreement, in writing, of the institution of any formal proceedings brought against such party or its designees by the FINRA, the SEC, or any insurance department or any other regulatory body regarding such party's duties under this Agreement or related to the sale of the Policies, the operation of the Accounts, or the purchase of the Shares.
Appears in 2 contracts
Samples: Participation Agreement (Allianz Life Variable Account B), Participation Agreement (Allianz Life of Ny Variable Account C)
NOTICE OF FORMAL PROCEEDINGS. Each Trust, MFD, and the Company agree that each such party shall promptly notify the other parties to thiis this Agreement, in writing, of the institution of any formal proceedings brought against such party or its designees by the FINRA, the SEC, or any insurance department or any other regulatory body regarding such party's ’s duties under this Agreement or related to the sale of the Policies, the operation of the Accounts, or the purchase of the Shares.
Appears in 1 contract
Samples: Participation Agreement (Variable Annuity-2 Series Account)
