Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities which are not registered under an effective registration statement under the Securities Act, the holder thereof will give written notice to the Company of the holder's intention to effect a transfer and to comply in all other respects with this Section 10.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (Ariba Inc), Common Stock Purchase Warrant (Ariba Inc), Warrant Agreement (Ariba Inc)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities which are not registered under an effective registration statement under the Securities Act, the holder thereof will give written notice to the Company of the such holder's intention to effect a such transfer and to comply in all other respects with this Section 109.
Appears in 5 contracts
Samples: Common Stock Purchase Warrant (E Z Serve Corporation), Common Stock Purchase Warrant (Picower Jeffry M), Stock Purchase Agreement (Physician Computer Network Inc /Nj)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities securities which are not registered under an effective registration statement under the Securities ActAct ("RESTRICTED SECURITIES"), the holder thereof Holder will give written notice to the Company of the holderHolder's intention to effect affect a transfer and to comply in all other respects with this Section 107.
Appears in 3 contracts
Samples: Common Stock Purchase Warrant (Xstream Beverage Network, Inc.), Common Stock Purchase Warrant (Gold Bond Resources Inc), Common Stock Purchase Warrant (Gold Bond Resources Inc)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities which securities that are not registered under an effective registration statement under the Securities ActAct (“Restricted Securities”), the holder thereof Holder will give written notice to the Company of the holderHolder's intention to effect affect a transfer and to comply in all other respects with this Section 1012.
Appears in 3 contracts
Samples: Warrant Agreement (Digital Power Corp), Warrant Agreement (Noble Romans Inc), Warrant Agreement (Noble Romans Inc)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities which securities that are not registered under an effective registration statement under the Securities ActAct ("Restricted Securities"), the holder thereof Holder will give written notice to the Company of the holderHolder's intention to effect affect a transfer and to comply in all other respects with this Section 10.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (Conversion Services International Inc), Common Stock Purchase Warrant (Conversion Services International Inc)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities securities which are not registered under an effective registration statement under the Securities ActAct (“Restricted Securities”), the holder thereof Holder will give written notice to the Company of the holder's Holder’s intention to effect affect a transfer and to comply in all other respects with this Section 106.
Appears in 2 contracts
Samples: Common Stock Purchase Warrant (ADiTx Therapeutics, Inc.), Common Stock Purchase Warrant (ADiTx Therapeutics, Inc.)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities which are not registered under an effective registration statement under the Securities Act, the holder thereof will give written notice to the Company of the such holder's intention to effect a such transfer and to comply in all other respects with this Section 10.13
Appears in 1 contract
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities securities, which are not registered under an effective registration statement under the Securities ActAct (“Restricted Securities”), the holder thereof Holder will give written notice to the Company of the holderHolder's intention to effect affect a transfer and to comply in all other respects with this Section 106.
Appears in 1 contract
Samples: Warrant Agreement (Adamas One Corp.)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities which securities that are not registered under an effective registration statement under the Securities ActAct (“Restricted Securities”), the holder thereof Holder will give written notice to the Company of the holder's Holder’s intention to effect a transfer and to comply in all other respects with this Section 1011.
Appears in 1 contract
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities securities which are not registered under an effective registration statement under the Securities ActAct ("Restricted Securities"), the holder thereof Holder will give written notice to the Company of the holderHolder's intention to effect affect a transfer and to comply in all other respects with this Section 10.
Appears in 1 contract
Samples: Placement Agent Units Purchase Option (Whitewing Environmental Corp)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities securities, which are not registered under an effective registration statement under the Securities ActAct (“Restricted Securities”), the holder thereof Holder will give written notice to the Company of the holder's Holder’s intention to effect affect a transfer and to comply in all other respects with this Section 106.
Appears in 1 contract
Samples: Warrant Agreement (Adamas One Corp.)
Notice of Proposed Transfer; Opinion of Counsel. Prior to any transfer of any Restricted Securities securities which are not registered under an effective registration statement under the Securities ActAct ("RESTRICTED SECURITIES"), the holder thereof Holder will give written notice to the Company of the holderHolder's intention to effect affect a transfer and to comply in all other respects with this Section 10.8
Appears in 1 contract
Samples: Warrant Agreement (Debt Resolve Inc)
