Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, by acceptance thereof, agrees to comply in all respects with the provisions of this Section 1. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering the
Appears in 1 contract
Samples: Rights Agreement (Netcentives Inc)
Notice of Proposed Transfers. The holder Holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 1. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering thethis
Appears in 1 contract
Samples: Registration Rights Agreement (Probusiness Services Inc)
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 1. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering theof
Appears in 1 contract
Samples: Warrant Agreement (Financial Pacific Insurance Group Inc)
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, by acceptance thereof, agrees to comply in all respects with the provisions of this Section 1. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering thethe proposed
Appears in 1 contract
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, by acceptance thereof, agrees to comply in all respects with the provisions of this Section 1. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering theRestricted
Appears in 1 contract
Samples: Investors' Rights Agreement (Top Tier Software Inc)
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 16.3. Prior to any proposed sale, assignment, transfer or pledge of any Restricted SecuritiesSecurities (other than a transfer not involving a change in beneficial ownership), unless there is in effect a registration statement under the Securities Act covering thethe proposed transfer, the holder thereof shall give written notice to the Company of such holder's intention to effect such
Appears in 1 contract
Samples: Stock Purchase Agreement (Firstcity Financial Corp)
Notice of Proposed Transfers. The holder Holder of each certificate ---------------------------- representing Restricted SecuritiesShares, by acceptance thereof, agrees to comply in all respects with the provisions of this Section 1. Prior to any proposed sale, assignment, transfer or pledge of any Restricted SecuritiesShares, unless there is in effect a registration statement under the Securities Act covering thethe proposed transfer and in addition to Holder's
Appears in 1 contract
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, by acceptance thereof, agrees to comply in all respects with the provisions of this Section 1. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering theRestricted
Appears in 1 contract
Samples: Rights Agreement (PDF Solutions Inc)
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 14. Prior to any proposed sale, assignment, transfer or pledge of any Restricted SecuritiesSecurities (other than (i) a transfer not involving a change in beneficial ownership, unless there is (ii) in effect a registration statement under transactions involving the distribution without consideration of Restricted Securities Act covering theby any Holder to any of its partners,
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Notice of Proposed Transfers. The holder Holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 110(c). Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is in effect a registration statement under the Securities Act covering thethe proposed transfer, the Holder thereof shall give written notice to the Company of such Holder's intention to effect such
Appears in 1 contract
Samples: Registration Rights Agreement (Camden Partners Strategic Ii LLC)
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 18.4. Prior to any proposed sale, assignment, transfer or pledge of any Restricted SecuritiesSecurities (other than under circumstances described in Sections 8.5, unless there is 8.6, 8.8 and 8.16 hereof), the holder thereof shall give written notice to the Company of such holder's intention to effect such transfer. Each such notice shall describe the manner and circumstances of the proposed transfer in effect a registration statement under the Securities Act covering thesufficient detail, and shall
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Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 1Paragraph 7.3. Prior to any proposed sale, assignment, transfer or pledge of any Restricted SecuritiesSecurities (other than under circumstances described in Paragraph 7.4. hereof), unless there is in effect a registration statement under the Securities Act covering HOLDER thereof shall give written notice to the
Appears in 1 contract
Samples: Stock Option Agreement (Universal Medical Systems Inc)
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 12.3. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is Securities (other than (i) a transfer not involving a change in effect a registration statement under the Securities Act covering thebeneficial ownership or (ii) in
Appears in 1 contract
Samples: Registration Rights Agreement (Kabira Technologies Inc)
Notice of Proposed Transfers. The holder of each certificate ---------------------------- representing Restricted Securities, Securities by acceptance thereof, thereof agrees to comply in all respects with the provisions of this Section 14. Prior to any proposed sale, assignment, transfer or pledge of any Restricted Securities, unless there is Securities (other than (i) a transfer not involving a change in effect a registration statement under the Securities Act covering thebeneficial ownership,
Appears in 1 contract
Samples: Investors Rights Agreement (Marvell Technology Group LTD)