Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c).
Appears in 4 contracts
Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice Notice to customers Customers required by NYSE Rule 382(c).
Appears in 3 contracts
Samples: Disclosed Clearing Agreement (Chapman Holdings Inc), Clearing Agreement (Echapman Com Inc), Pinnacle Global Group Inc
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c3 82(c).
Appears in 2 contracts
Samples: Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (American Portfolios Holdings Inc)
Notice to Customers. Pershing shall, upon the opening of an account ------------------- pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c3 82(c).
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c).
Appears in 1 contract
Samples: Disclosed Clearing Agreement (International Assets Holding Corp)
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c), provided Broker has first had an opportunity to review the letter.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Siebert Financial Corp)
