Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c).
Appears in 4 contracts
Samples: Fully Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp), Fully Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice Notice to customers Customers required by NYSE Rule 382(c).
Appears in 3 contracts
Samples: Fully Disclosed Clearing Agreement (Pinnacle Global Group Inc), Fully Disclosed Clearing Agreement (Chapman Holdings Inc), Fully Disclosed Clearing Agreement (Echapman Com Inc)
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c3 82(c).
Appears in 2 contracts
Samples: Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc), Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc)
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE FINRA Rule 382(c).
Appears in 2 contracts
Samples: Fully Disclosed Clearing Agreement, Fully Disclosed Clearing Agreement (Summit Financial Services Group Inc)
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c).
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (International Assets Holding Corp)
Notice to Customers. Pershing shall, upon the opening of an account pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c), provided Broker has first had an opportunity to review the letter.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Siebert Financial Corp)
Notice to Customers. Pershing shall, upon the opening of an account ------------------- pursuant to Paragraph paragraph 5 of this Agreement, mail to each customer a copy of the notice to customers required by NYSE Rule 382(c3 82(c).
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Ziegler Companies Inc)
