Notice to Customers. Subject to the requirements of the NASD Rules of Fair Practice, Correspondent shall provide, or cause to be provided to every Customer upon the opening of a Customer Account, notice of the existence and general terms of this Agreement. Proprietary and Confidential
Appears in 2 contracts
Samples: Penson Worldwide Inc, Penson Worldwide Inc
Notice to Customers. Subject to the requirements of the NASD Rules of Fair PracticeNASD's Conduct Rules, Correspondent shall provide, or cause to be provided to every Customer upon the opening of a Customer Account, notice of the existence and general terms of this Agreement. Proprietary and Confidential.
Appears in 2 contracts
Samples: Fully Disclosed Clearing Agreement (Rush Financial Technologies Inc), Disclosed Clearing Agreement (Empire Financial Holding Co)
Notice to Customers. Subject to the requirements of the NASD Rules of Fair Practice, Correspondent shall provide, or cause to be provided to every Customer upon the opening of a Customer Account, notice of the existence and general terms of this Agreement. Proprietary and Confidential.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Internet Financial Services Inc)
