Notice to Customers. Subject to the requirements of the NASD's Conduct Rules, Correspondent shall provide, or cause to be provided to every Customer upon the opening of a Customer Account, notice of the existence and general terms of this Agreement.
Appears in 2 contracts
Samples: Fully Disclosed Clearing Agreement (Rush Financial Technologies Inc), Fully Disclosed Clearing Agreement (Empire Financial Holding Co)
Notice to Customers. Subject to the requirements of the NASD's Conduct RulesNASD Rules of Fair Practice, Correspondent shall provide, or cause to be provided to every Customer upon the opening of a Customer Account, notice of the existence and general terms of this Agreement.. Proprietary and Confidential
Appears in 2 contracts
Samples: Fully Disclosed Clearing Agreement (Penson Worldwide Inc), Fully Disclosed Clearing Agreement (Penson Worldwide Inc)
Notice to Customers. Subject to the requirements of the NASD's Conduct RulesNASD Rules of Fair Practice, Correspondent shall provide, or cause to be provided to every Customer upon the opening of a Customer Account, notice of the existence and general terms of this Agreement.
Appears in 1 contract
Samples: Fully Disclosed Clearing Agreement (Internet Financial Services Inc)
