Notice to Distributor. You agree to notify us in writing immediately in the event of the following: (i) termination of Securities Investor Protection Corporation coverage; (ii) expulsion or suspension from FINRA; (iii) finding of violation of state or federal law, rule or regulation that would be required to be reported on Form BD; and/or (iv) finding of violation of state or federal law, rule or regulation affecting your ability to act under the terms of this contract in any material way.
Appears in 6 contracts
Samples: Dealer Sales Contract (Putnam Tax Free Income Trust), Dealer Sales Contract (Putnam Funds Trust), Dealer Sales Contract (Putnam Global Health Care Fund)
