Common use of Notice to Issuers Clause in Contracts

Notice to Issuers. Under Rule 14b-1(c) promulgated under the Securities Exchange Act of 1934, as amended, brokers are required to disclose to an issuer the name, address, and position of persons who are beneficial owners of that issuer’s securities unless such person’s object. Unless I notify Introducing Firm of my objection in writing, Introducing Firm and/or Clearing Firm will make such disclosures to issuers.

Notice to Issuers. Under Rule 14b-1(c) promulgated under the Securities Exchange Act of 1934, as amended, brokers are required to disclose to an issuer the name, address, and position of persons who are beneficial owners of that issuer’s securities unless such person’s persons object. Unless I notify Introducing Firm of my objection in writing, Introducing Firm and/or Clearing Firm will make such disclosures to issuers.

Notice to Issuers. Under Rule 14b-1(c) promulgated under the Securities Exchange Act of 1934, as amended, brokers are required to disclose to an issuer the name, address, and position of persons who are beneficial owners of that issuer’s securities unless such person’s object. Unless I understand you will make such disclosures to issuers unless I notify Introducing Firm you of my objection in writing, Introducing Firm and/or Clearing Firm will make such disclosures to issuers.