Common use of Notice to You Clause in Contracts

Notice to You. The Fund agrees to advise you immediately in writing: (a) of any request by the SEC for amendments to the registration statement, prospectus or statement of additional information then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the registration statement, prospectus or statement of additional information then in effect or the initiation of any proceeding for that purpose; (c) of the happening of any event that makes untrue any statement of a material fact made in the registration statement, prospectus or statement of additional information then in effect or that requires the making of a change in such registration statement, prospectus or statement of additional information in order to make the statements therein not misleading; and (d) of all actions of the SEC with respect to any amendment to the registration statement, or any supplement to the prospectus or statement of additional information which may from time to time be filed with the SEC.

Appears in 17 contracts

Samples: Distribution Agreement (Salomon Brothers Institutional Series Funds Inc), Distribution Agreement (Smith Barney Arizona Municipals Funds Inc), Distribution Agreement (Salomon Brothers Series Funds Inc)

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Notice to You. The Fund agrees to advise you immediately in writing: (a) of any request by the SEC for amendments to the registration statement, prospectus or statement of additional information then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the registration statement, prospectus or statement of additional information then in effect or the initiation of any proceeding for that purpose; (c) of the happening of any event that makes untrue any statement of a material fact made in the registration statement, prospectus or statement of additional information then in effect or that requires the making of a change in such registration statement, prospectus or statement of additional information in order to make the statements therein not misleading; and and (d) of all actions of the SEC with respect to any amendment to the registration statement, or any supplement to the prospectus or statement of additional information which may from time to time be filed with the SEC.

Appears in 11 contracts

Samples: Distribution Agreement (Smith Barney Shearson Telecommunications Trust), Distribution Agreement (Greenwich Street Series Fund), Distribution Agreement (Smith Barney Managed Municipals Fund Inc)

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Notice to You. The Fund agrees to advise you immediately in writing: (a) of any request by the SEC for amendments to the registration statement, prospectus or statement of additional information then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the registration statement, prospectus or statement of additional information then in effect or the initiation of any proceeding for that purpose; (c) of the happening of any event that makes untrue any statement of a material fact made in the registration statement, prospectus or statement of additional information then in effect or that requires the making of a change in such registration statement, prospectus or statement of additional information in order to make the statements therein not misleading; and (d) of all actions of the SEC with respect to any amendment to the registration statement, or any supplement to the prospectus or statement of additional information information, which may from time to time be filed with the SEC.

Appears in 5 contracts

Samples: Distribution Agreement (Smith Barney Investment Funds Inc /Md/), Distribution Agreement (Smith Barney Natural Resources Fund Inc), Distribution Agreement (Smith Barney Investment Trust)

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